Novartis AG

NVS

Exchange: NYSE
Industry: Pharmaceutical Preparations
SEC CIK: 0001114448

SEC filings (opens in a new tab)

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2021

Institutional positions in Novartis AG as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,138; No complete 13F data for Q4 2020
Shares held: 218.7M; No complete 13F data for Q4 2020
Total value: $18.7B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 1,138 institutions

Value heldQ1 2021: $18.7B

Institutions holding NVS and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,626	$21.3B
Q1 2026	1,605	$22.0B
Q4 2025	1,515	$18.4B
Q3 2025	1,405	$17.2B
Q2 2025	1,387	$16.2B
Q1 2025	1,361	$15.4B
Q4 2024	1,345	$12.7B
Q3 2024	1,314	$15.2B
Q2 2024	1,309	$14.7B
Q1 2024	1,254	$13.6B
Q4 2023	1,274	$14.2B
Q3 2023	1,225	$15.1B
Q2 2023	1,203	$14.9B
Q1 2023	1,182	$15.2B
Q4 2022	1,183	$15.5B
Q3 2022	1,088	$13.7B
Q2 2022	1,142	$16.9B
Q1 2022	1,137	$18.3B
Q4 2021	1,147	$18.5B
Q3 2021	1,083	$18.0B
Q2 2021	1,123	$19.8B
Q1 2021	1,138	$18.7B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Novartis AG.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding NVS in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Fairhaven Wealth Management, LLC	22,043	$1.88M	0.79%	–	–
Horizon Kinetics Asset Management LLC	22,060	$1.89M	0.04%	–	–
Court Place Advisors, LLC	22,065	$1.89M	0.58%	–	–
Palisade Asset Management, LLC	22,193	$1.90M	0.24%	–	–
Frontier Wealth Management LLC	22,308	$1.91M	0.15%	–	–
Cubist Systematic Strategies, LLC	22,319	$1.91M	0.02%	–	–
Cox Capital Mgt LLC	22,397	$1.91M	1.33%	–	–
Trust Co of Toledo NA	22,549	$1.93M	0.35%	–	–
Greenleaf Trust	22,672	$1.94M	0.03%	–	–
National Asset Management, Inc.	22,587	$1.94M	0.07%	–	–
Mirador Capital Partners LP	22,976	$1.96M	0.50%	–	–
Regentatlantic Capital LLC	23,107	$1.98M	0.07%	–	–
Stephens Inc	23,191	$1.98M	0.03%	–	–
NBT Bank N A	23,296	$1.99M	0.29%	–	–
Fca Corp	23,382	$2.00M	0.58%	–	–
South State Corp.	23,727	$2.03M	0.19%	–	–
GWM Advisors LLC	23,723	$2.03M	0.06%	–	–
AE Wealth Management LLC	23,722	$2.03M	0.02%	–	–
HRT Financial LP	23,848	$2.04M	0.02%	–	–
Advisor Partners LLC	24,009	$2.05M	0.15%	–	–
Perkins Coie Trust Co	24,141	$2.06M	0.69%	–	–
Naples Global Advisors, LLC	24,234	$2.07M	0.31%	–	–
Squarepoint Ops LLC	24,567	$2.10M	0.02%	–	–
Regions Financial Corp	25,151	$2.15M	0.02%	–	–
Geneos Wealth Management Inc.	25,231	$2.15M	0.06%	–	–
Vestmark Advisory Solutions, Inc.	25,185	$2.15M	0.19%	–	–
Brookmont Capital Management	25,206	$2.15M	1.39%	–	–
Ipswich Investment Management Co., Inc.	25,689	$2.20M	0.62%	–	–
Commerce Bank	25,850	$2.21M	0.02%	–	–
Hall Laurie J Trustee	25,946	$2.22M	0.85%	–	–
HighPoint Advisor Group LLC	25,354	$2.22M	0.26%	–	–
Taylor, Cottrill, Erickson & Associates, Inc.	26,447	$2.26M	0.34%	–	–
Dempze Nancy E	26,481	$2.26M	2.00%	–	–
Berkshire Bank	27,155	$2.32M	0.58%	–	–
Parsons Capital Management Inc	27,216	$2.33M	0.19%	–	–
Abbot Financial Management, Inc.	27,224	$2.33M	1.06%	–	–
Price T Rowe Associates Inc	27,565	$2.36M	0.00%	–	–
Bokf, NA	27,575	$2.36M	0.04%	–	–
Cresset Asset Management, LLC	27,805	$2.38M	0.04%	–	–
O'Shaughnessy Asset Management, LLC	27,866	$2.38M	0.05%	–	–
Prospera Financial Services Inc	27,988	$2.39M	0.14%	–	–
Telemus Capital, LLC	27,422	$2.39M	0.17%	–	–
Clearstead Advisors, LLC	28,199	$2.41M	0.20%	–	–
Stonebridge Capital Management Inc	28,515	$2.44M	0.93%	–	–
Pittenger & Anderson Inc	28,550	$2.44M	0.13%	–	–
Caisse de Depot Et Placement du Quebec	29,300	$2.50M	0.01%	–	–
Steward Partners Investment Advisory, LLC	29,667	$2.54M	0.04%	–	–
We Are One Seven, LLC	34,323	$2.54M	0.44%	–	–
Moors & Cabot, Inc.	29,855	$2.55M	0.20%	–	–
Raymond James Trust N.A.	29,970	$2.56M	0.09%	–	–
Beacon Financial Group	27,042	$2.56M	0.40%	–	–
Cohen Lawrence B	30,049	$2.57M	1.39%	–	–
Sandy Spring Bank	30,337	$2.59M	0.15%	–	–
American National Insurance Co	30,500	$2.61M	0.11%	–	–
Transform Wealth, LLC	30,574	$2.61M	0.52%	–	–
Perennial Advisors, LLC	30,565	$2.61M	0.82%	–	–
Eagle Global Advisors LLC	30,799	$2.63M	0.19%	–	–
Advisory Services Network, LLC	30,894	$2.64M	0.10%	–	–
Summitry LLC	32,310	$2.76M	0.18%	–	–
FineMark National Bank & Trust	32,839	$2.81M	0.12%	–	–
Moody National Bank Trust Division	33,274	$2.84M	0.07%	–	–
Oppenheimer & Co Inc	33,590	$2.87M	0.06%	–	–
Page Arthur B	33,846	$2.89M	2.16%	–	–
Cullen/Frost Bankers, Inc.	33,853	$2.89M	0.06%	–	–
Whittier Trust Co of Nevada Inc	33,892	$2.90M	0.13%	–	–
Royal Fund Management, LLC	33,983	$2.90M	0.53%	–	–
Cubic Asset Management, LLC	34,368	$2.94M	0.78%	–	–
Catalyst Capital Advisors LLC	35,092	$3.00M	0.17%	–	–
Woodmont Investment Counsel LLC	35,330	$3.02M	0.51%	–	–
Heritage Way Advisors, LLC	36,151	$3.09M	1.35%	–	–
WealthTrust Axiom LLC	37,075	$3.17M	1.07%	–	–
Westwood Holdings Group Inc.	37,480	$3.20M	0.03%	–	–
Synovus Financial Corp	37,573	$3.21M	0.04%	–	–
Smith, Salley & Associates	37,616	$3.21M	0.29%	–	–
Clearbridge Investments, LLC	37,619	$3.22M	0.00%	–	–
Argent Trust Co	37,665	$3.22M	0.23%	–	–
Avitas Wealth Management LLC	38,334	$3.28M	0.64%	–	–
Chesley Taft & Associates LLC	38,212	$3.33M	0.20%	–	–
Cardinal Capital Management	39,747	$3.40M	0.75%	–	–
Canal Capital Management, LLC	39,776	$3.40M	1.16%	–	–
Smithbridge Asset Management Inc	39,970	$3.42M	1.46%	–	–
Northeast Investment Management	42,362	$3.62M	0.21%	–	–
FDx Advisors, Inc.	42,394	$3.62M	0.14%	–	–
Mar Vista Investment Partners LLC	42,558	$3.64M	0.08%	–	–
Wetherby Asset Management Inc	42,868	$3.66M	0.28%	–	–
Private Asset Management Inc	42,952	$3.67M	0.51%	–	–
Hayek Kallen Investment Management	43,199	$3.69M	1.66%	–	–
Keybank National Association	43,325	$3.70M	0.02%	–	–
Zeke Capital Advisors, LLC	43,563	$3.72M	0.26%	–	–
Glenmede Trust Co NA	43,722	$3.74M	0.02%	–	–
Marco Investment Management LLC	43,732	$3.74M	0.49%	–	–
Country Club Trust Company, n.a.	43,024	$3.74M	0.35%	–	–
Nixon Peabody Trust Co	43,965	$3.76M	1.52%	–	–
Private Advisor Group, LLC	44,147	$3.77M	0.04%	–	–
Davis Selected Advisers	44,424	$3.80M	0.02%	–	–
Notis-McConarty Edward	44,840	$3.83M	1.49%	–	–
Pacer Advisors, Inc.	45,250	$3.87M	0.07%	–	–
TD Asset Management Inc	45,460	$3.89M	0.00%	–	–
Voya Financial Advisors, Inc.	44,743	$3.89M	0.15%	–	–
Mercer Global Advisors Inc	45,593	$3.90M	0.04%	–	–