Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2023
Institutional positions in Nuveen Senior Income Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NSL is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 82
- +6 vs. Q1 2023
- Shares held
- 11.3M
- +597.5K (+5.6%) vs. Q1 2023
- Total value
- $51.7M
- +$2.27M (+4.6%) vs. Q1 2023
- New holders
- 10
- 29 more added
- Sold out
- 4
- 23 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 56 | $0 | 0.00% | +56 | New |
| Huntington National Bank | – | $5 | 0.00% | – | – |
| FMR LLC | 1 | $5 | 0.00% | +1 | New |
| EverSource Wealth Advisors, LLC | 61 | $279 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 68 | $311 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 71 | $325 | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 325 | $1.49K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 569 | $2.60K | 0.00% | +16+2.9% | Added |
| Hantz Financial Services, Inc. | 1,085 | $5.00K | 0.00% | 00.0% | Unchanged |
| CNB Bank | 1,094 | $5.01K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 2,500 | $12.0K | 0.00% | +2,500 | New |
| Global Retirement Partners, LLC | 2,694 | $12.3K | 0.00% | +26+1.0% | Added |
| Northwestern Mutual Wealth Management Co | 3,854 | $17.7K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 5,902 | $27.0K | 0.00% | +164+2.9% | Added |
| Citigroup Inc | 7,143 | $32.7K | 0.00% | +7,143 | New |
| Barrett & Company, Inc. | 7,750 | $35.5K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 7,928 | $36.3K | 0.00% | +222+2.9% | Added |
| Kovack Advisors, Inc. | 10,000 | $45.8K | 0.01% | −3,000−23.1% | Reduced |
| Visionary Wealth Advisors | 10,000 | $45.8K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 10,096 | $46.2K | 0.01% | +10,096 | New |
| Sigma Planning Corp | 10,365 | $47.5K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 10,415 | $47.7K | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 10,900 | $49.9K | 0.01% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 13,232 | $60.6K | 0.00% | +13,232 | New |
| Cetera Investment Advisers | 13,307 | $60.9K | 0.00% | −1,552−10.4% | Reduced |
| Lido Advisors, LLC | 15,000 | $68.7K | 0.00% | +15,000 | New |
| Charles Schwab Investment Advisory, Inc. | 15,071 | $69.0K | 0.00% | +419+2.9% | Added |
| Independent Wealth Network Inc. | 15,172 | $69.5K | 0.04% | −1,930−11.3% | Reduced |
| Advisory Services Network, LLC | 15,521 | $71.1K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 16,418 | $75.2K | 0.00% | −684−4.0% | Reduced |
| D.A. Davidson & Co. | 19,864 | $91.0K | 0.00% | +215+1.1% | Added |
| National Asset Management, Inc. | 20,232 | $93.5K | 0.00% | +1,717+9.3% | Added |
| Change Path, LLC | 24,999 | $114.0K | 0.01% | +557+2.3% | Added |
| International Assets Investment Management, LLC | 25,502 | $116.8K | 0.02% | −903−3.4% | Reduced |
| MML Investors Services, LLC | 25,979 | $119.0K | 0.00% | +2,346+9.9% | Added |
| Drive Wealth Management, LLC | 26,668 | $123.3K | 0.05% | +590+2.3% | Added |
| Susquehanna International Group, LLP | 28,385 | $130.0K | 0.00% | −2,439−7.9% | Reduced |
| Stifel Financial Corp | 29,006 | $132.8K | 0.00% | −1,956−6.3% | Reduced |
| Raymond James & Associates | 29,420 | $134.7K | 0.00% | +342+1.2% | Added |
| Nations Financial Group Inc, | 29,439 | $134.8K | 0.01% | −2,550−8.0% | Reduced |
| Fortitude Advisory Group L.L.C. | 31,859 | $145.9K | 0.11% | +1,077+3.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 33,437 | $153.0K | 0.00% | +5,198+18.4% | Added |
| Integrated Capital Management, Inc. | 33,753 | $154.6K | 0.14% | +13,134+63.7% | Added |
| Captrust Financial Advisors | 33,764 | $154.6K | 0.00% | +33,764 | New |
| Capital Investment Advisors, LLC | 42,978 | $196.8K | 0.01% | −6,173−12.6% | Reduced |
| Landscape Capital Management, L.L.C. | 43,271 | $198.2K | 0.03% | +12,197+39.3% | Added |
| Commonwealth Equity Services, LLC | 45,860 | $210.0K | 0.00% | −3,710−7.5% | Reduced |
| Integrated Wealth Concepts LLC | 60,808 | $278.5K | 0.00% | +120+0.2% | Added |
| Private Advisor Group, LLC | 61,360 | $281.0K | 0.00% | +122+0.2% | Added |
| Advisor Group Holdings, Inc. | 61,946 | $283.7K | 0.00% | −17,129−21.7% | Reduced |
| Harbour Investments, Inc. | 68,743 | $314.8K | 0.02% | +1,883+2.8% | Added |
| Virtus ETF Advisers LLC | 69,073 | $316.4K | 0.19% | −5,485−7.4% | Reduced |
| Wells Fargo & Company | 72,490 | $332.0K | 0.00% | −8,148−10.1% | Reduced |
| Royal Bank of Canada | 74,807 | $343.0K | 0.00% | −3,910−5.0% | Reduced |
| E&G Advisors, LP | 80,300 | $367.8K | 0.13% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 85,072 | $389.6K | 0.00% | +2,390+2.9% | Added |
| Janney Montgomery Scott LLC | 88,150 | $404.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 102,815 | $470.9K | 0.01% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 105,209 | $481.9K | 0.01% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 108,228 | $495.7K | 0.01% | −8,158−7.0% | Reduced |
| Alpine Global Management, LLC | 113,132 | $518.1K | 0.14% | +113,132 | New |
| Bank of America Corp | 119,479 | $547.2K | 0.00% | +3,028+2.6% | Added |
| Saba Capital Management, L.P. | 125,045 | $572.7K | 0.02% | +125,045 | New |
| Gill Capital Partners, LLC | 156,420 | $716.4K | 0.30% | −5,040−3.1% | Reduced |
| Logan Stone Capital, LLC | 183,685 | $841.3K | 0.29% | −1,731−0.9% | Reduced |
| LPL Financial LLC | 188,776 | $864.6K | 0.00% | +69,726+58.6% | Added |
| Coastal Bridge Advisors, LLC | 193,166 | $884.7K | 0.22% | +48,470+33.5% | Added |
| Park Avenue Securities LLC | 194,094 | $889.0K | 0.01% | −1,786−0.9% | Reduced |
| Envestnet Asset Management Inc | 205,090 | $939.3K | 0.00% | +1,938+1.0% | Added |
| Almitas Capital LLC | 229,436 | $1.06M | 0.45% | +12,723+5.9% | Added |
| Advisors Asset Management, Inc. | 303,239 | $1.39M | 0.03% | −3,020−1.0% | Reduced |
| Rivernorth Capital Management, LLC | 305,422 | $1.40M | 0.07% | −374,303−55.1% | Reduced |
| Wolverine Asset Management LLC | 357,015 | $1.64M | 0.03% | +111,440+45.4% | Added |
| Next Capital Management LLC | 371,379 | $1.70M | 0.79% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 386,400 | $1.77M | 0.13% | +73,000+23.3% | Added |
| Guggenheim Capital LLC | 558,164 | $2.56M | 0.02% | −312,041−35.9% | Reduced |
| Shaker Financial Services, LLC | 569,336 | $2.63M | 1.15% | −23,018−3.9% | Reduced |
| UBS Group AG | 612,633 | $2.81M | 0.00% | +37,684+6.6% | Added |
| Invesco Ltd. | 667,273 | $3.06M | 0.00% | −75,187−10.1% | Reduced |
| Morgan Stanley | 896,315 | $4.11M | 0.00% | +100,532+12.6% | Added |
| Sit Investment Associates Inc | 1,097,884 | $5.03M | 0.13% | +663,176+152.6% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,669,270 | $7.65M | 0.10% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,570−100.0% | Sold out |
| Davenport & Co LLC | 0 | $0 | 0.00% | −10,300−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| BDO Wealth Advisors, LLC | 0 | $0 | 0.00% | −155−100.0% | Sold out |