Virtus Equity & Convertible Income Fund
NIE- Exchange
- NYSE
- SEC CIK
- 0001383441
In the last 90 days, Virtus Equity & Convertible Income Fund insiders filed 1 open-market purchase and 1 sale; 94 institutions reported holding it in 13F filings for Q2 2026, worth $200.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Virtus Equity & Convertible Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- −3 vs. Q2 2023
- Shares held
- 7.19M
- +541.1K (+8.1%) vs. Q2 2023
- Total value
- $143.0M
- +$2.37M (+1.7%) vs. Q2 2023
- New holders
- 5
- 26 more added
- Sold out
- 8
- 20 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NIE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $200.6M |
| Q1 2026 | 86 | $166.8M |
| Q4 2025 | 90 | $185.4M |
| Q3 2025 | 96 | $180.8M |
| Q2 2025 | 87 | $167.9M |
| Q1 2025 | 78 | $147.5M |
| Q4 2024 | 84 | $168.4M |
| Q3 2024 | 82 | $172.8M |
| Q2 2024 | 78 | $161.5M |
| Q1 2024 | 83 | $163.9M |
| Q4 2023 | 82 | $151.0M |
| Q3 2023 | 71 | $143.0M |
| Q2 2023 | 74 | $140.7M |
| Q1 2023 | 68 | $121.2M |
| Q4 2022 | 72 | $118.1M |
| Q3 2022 | 72 | $133.3M |
| Q2 2022 | 75 | $144.6M |
| Q1 2022 | 77 | $162.2M |
| Q4 2021 | 91 | $207.6M |
| Q3 2021 | 72 | $199.4M |
| Q2 2021 | 77 | $205.3M |
| Q1 2021 | 77 | $190.1M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Virtus Equity & Convertible Income Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1,213,651 | $24.1M | 0.01% | −41,585−3.3% | Reduced |
| Advisors Asset Management, Inc. | 578,389 | $11.5M | 0.25% | +132,872+29.8% | Added |
| Guggenheim Capital LLC | 489,924 | $9.74M | 0.08% | +31,859+7.0% | Added |
| Morgan Stanley | 464,271 | $9.23M | 0.00% | −11,002−2.3% | Reduced |
| Royal Bank of Canada | 434,939 | $8.65M | 0.00% | +7,800+1.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 359,295 | $7.15M | 0.02% | +359,295 | New |
| Raymond James Financial Services Advisors, Inc. | 356,996 | $7.10M | 0.01% | −5,454−1.5% | Reduced |
| Raymond James & Associates | 330,808 | $6.58M | 0.01% | −40,070−10.8% | Reduced |
| Allspring Global Investments Holdings, LLC | 326,333 | $6.49M | 0.01% | −27,588−7.8% | Reduced |
| Bank of America Corp | 317,808 | $6.32M | 0.00% | +26,418+9.1% | Added |
| Allworth Financial LP | 308,027 | $6.13M | 0.05% | −9,730−3.1% | Reduced |
| UBS Group AG | 244,416 | $4.86M | 0.00% | +7,316+3.1% | Added |
| Schwarz Dygos Wheeler Investment Advisors LLC | 203,465 | $4.05M | 1.37% | +5,988+3.0% | Added |
| Advisor Group Holdings, Inc. | 179,503 | $3.57M | 0.01% | +44,151+32.6% | Added |
| Ameriprise Financial Inc | 96,552 | $1.92M | 0.00% | +18,074+23.0% | Added |
| Integrated Wealth Concepts LLC | 90,470 | $1.80M | 0.03% | −312−0.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 89,927 | $1.79M | 0.01% | +888+1.0% | Added |
| National Asset Management, Inc. | 74,738 | $1.49M | 0.04% | −6,083−7.5% | Reduced |
| LPL Financial LLC | 65,177 | $1.30M | 0.00% | −526−0.8% | Reduced |
| Global Endowment Management, LP | 60,000 | $1.19M | 0.13% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 58,867 | $1.17M | 0.00% | −2,382−3.9% | Reduced |
| Invesco Ltd. | 58,593 | $1.17M | 0.00% | −9,011−13.3% | Reduced |
| Brick & Kyle, Associates | 56,877 | $1.13M | 0.60% | +138+0.2% | Added |
| Cohen & Steers, Inc. | 56,127 | $1.12M | 0.00% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 51,764 | $1.03M | 0.05% | +42,152+438.5% | Added |
| Capital Investment Advisors, LLC | 45,200 | $899.0K | 0.02% | +45,200 | New |
| Keystone Financial Group | 44,266 | $880.4K | 0.15% | +77+0.2% | Added |
| Steward Partners Investment Advisory, LLC | 34,394 | $684.1K | 0.01% | +3,474+11.2% | Added |
| Stolper Co | 30,368 | $604.0K | 0.26% | −172−0.6% | Reduced |
| Rothschild Investment Corp | 29,648 | $590.0K | 0.05% | 00.0% | Unchanged |
| Stifel Financial Corp | 26,754 | $532.1K | 0.00% | +147+0.6% | Added |
| Thrivent Financial for Lutherans | 23,130 | $460.0K | 0.00% | −6,070−20.8% | Reduced |
| Spire Wealth Management | 21,555 | $428.7K | 0.02% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 21,144 | $420.6K | 0.00% | +3,200+17.8% | Added |
| Centurion Wealth Management LLC | 19,905 | $395.9K | 0.19% | 00.0% | Unchanged |
| Truist Financial Corp | 19,871 | $395.2K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 19,280 | $383.5K | 0.00% | +4,375+29.4% | Added |
| Cornerstone Wealth Management, LLC | 18,372 | $365.4K | 0.03% | +670+3.8% | Added |
| Advisory Services Network, LLC | 17,254 | $343.2K | 0.01% | −1,516−8.1% | Reduced |
| Atria Wealth Solutions, Inc. | 17,181 | $341.7K | 0.00% | +688+4.2% | Added |
| Wedbush Securities Inc | 16,645 | $331.0K | 0.02% | +80.0% | Added |
| Cetera Investment Advisers | 15,913 | $316.5K | 0.00% | +673+4.4% | Added |
| Institute for Wealth Management, LLC. | 15,690 | $312.1K | 0.06% | −216−1.4% | Reduced |
| Harbour Investments, Inc. | 15,442 | $307.1K | 0.02% | +65+0.4% | Added |
| Walleye Capital LLC | 15,422 | $306.7K | 0.00% | −5,831−27.4% | Reduced |
| JPMorgan Chase & Co | 15,415 | $306.6K | 0.00% | −4,162−21.3% | Reduced |
| Wintrust Investments LLC | 14,067 | $280.0K | 0.03% | +21+0.1% | Added |
| SMH Capital Advisors Inc | 13,418 | $267.0K | 0.62% | −3,689−21.6% | Reduced |
| Daymark Wealth Partners, LLC | 13,361 | $265.8K | 0.02% | +892+7.2% | Added |
| International Assets Investment Management, LLC | 13,194 | $262.0K | 0.04% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 11,387 | $226.5K | 0.01% | +11,387 | New |
| Global Assets Advisory, LLC | 11,000 | $218.8K | 0.19% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 10,727 | $213.0K | 0.00% | +71+0.7% | Added |
| Davenport & Co LLC | 10,080 | $200.5K | 0.00% | −150−1.5% | Reduced |
| GWM Advisors LLC | 9,426 | $187.5K | 0.00% | +185+2.0% | Added |
| Comerica Bank | 9,322 | $185.4K | 0.00% | +9,322 | New |
| Montag A & Associates Inc | 5,314 | $105.7K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,304 | $105.5K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 4,248 | $84.5K | 0.07% | 00.0% | Unchanged |
| CWM, LLC | 2,284 | $45.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,121 | $42.2K | 0.00% | −111−5.0% | Reduced |
| Venturi Wealth Management, LLC | 1,768 | $35.2K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 1,497 | $29.8K | 0.01% | 00.0% | Unchanged |
| Elequin Capital LP | 1,366 | $27.2K | 0.01% | +1,366 | New |
| TSFG, LLC | 754 | $15.0K | 0.01% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 350 | $6.96K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 284 | $6.00K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 245 | $5.00K | 0.00% | +6+2.5% | Added |
| VisionPoint Advisory Group, LLC | 200 | $3.98K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 150 | $2.98K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 66 | $1.31K | 0.00% | 00.0% | Unchanged |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −14,445−100.0% | Sold out |
| XML Financial, LLC | 0 | $0 | 0.00% | −11,641−100.0% | Sold out |
| Telemus Capital, LLC | 0 | $0 | 0.00% | −9,465−100.0% | Sold out |
| Tilia Fiduciary Partners, Inc. | 0 | $0 | 0.00% | −4,619−100.0% | Sold out |
| ICA Group Wealth Management, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Fairfield, Bush & Co. | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −130−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −12−100.0% | Sold out |