Virtus Equity & Convertible Income Fund
NIE- Exchange
- NYSE
- SEC CIK
- 0001383441
In the last 90 days, Virtus Equity & Convertible Income Fund insiders filed 1 open-market purchase and 1 sale; 94 institutions reported holding it in 13F filings for Q2 2026, worth $200.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Virtus Equity & Convertible Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- −3 vs. Q2 2023
- Shares held
- 7.19M
- +541.1K (+8.1%) vs. Q2 2023
- Total value
- $143.0M
- +$2.37M (+1.7%) vs. Q2 2023
- New holders
- 5
- 26 more added
- Sold out
- 8
- 20 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NIE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $200.6M |
| Q1 2026 | 86 | $166.8M |
| Q4 2025 | 90 | $185.4M |
| Q3 2025 | 96 | $180.8M |
| Q2 2025 | 87 | $167.9M |
| Q1 2025 | 78 | $147.5M |
| Q4 2024 | 84 | $168.4M |
| Q3 2024 | 82 | $172.8M |
| Q2 2024 | 78 | $161.5M |
| Q1 2024 | 83 | $163.9M |
| Q4 2023 | 82 | $151.0M |
| Q3 2023 | 71 | $143.0M |
| Q2 2023 | 74 | $140.7M |
| Q1 2023 | 68 | $121.2M |
| Q4 2022 | 72 | $118.1M |
| Q3 2022 | 72 | $133.3M |
| Q2 2022 | 75 | $144.6M |
| Q1 2022 | 77 | $162.2M |
| Q4 2021 | 91 | $207.6M |
| Q3 2021 | 72 | $199.4M |
| Q2 2021 | 77 | $205.3M |
| Q1 2021 | 77 | $190.1M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Virtus Equity & Convertible Income Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hollencrest Capital Management | 66 | $1.31K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 150 | $2.98K | 0.00% | 00.0% | Unchanged |
| VisionPoint Advisory Group, LLC | 200 | $3.98K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 245 | $5.00K | 0.00% | +6+2.5% | Added |
| Benjamin F. Edwards & Company, Inc. | 284 | $6.00K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 350 | $6.96K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 754 | $15.0K | 0.01% | 00.0% | Unchanged |
| Elequin Capital LP | 1,366 | $27.2K | 0.01% | +1,366 | New |
| Cedar Wealth Management, LLC | 1,497 | $29.8K | 0.01% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,768 | $35.2K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,121 | $42.2K | 0.00% | −111−5.0% | Reduced |
| CWM, LLC | 2,284 | $45.0K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 4,248 | $84.5K | 0.07% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,304 | $105.5K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 5,314 | $105.7K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 9,322 | $185.4K | 0.00% | +9,322 | New |
| GWM Advisors LLC | 9,426 | $187.5K | 0.00% | +185+2.0% | Added |
| Davenport & Co LLC | 10,080 | $200.5K | 0.00% | −150−1.5% | Reduced |
| Janney Montgomery Scott LLC | 10,727 | $213.0K | 0.00% | +71+0.7% | Added |
| Global Assets Advisory, LLC | 11,000 | $218.8K | 0.19% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 11,387 | $226.5K | 0.01% | +11,387 | New |
| International Assets Investment Management, LLC | 13,194 | $262.0K | 0.04% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 13,361 | $265.8K | 0.02% | +892+7.2% | Added |
| SMH Capital Advisors Inc | 13,418 | $267.0K | 0.62% | −3,689−21.6% | Reduced |
| Wintrust Investments LLC | 14,067 | $280.0K | 0.03% | +21+0.1% | Added |
| JPMorgan Chase & Co | 15,415 | $306.6K | 0.00% | −4,162−21.3% | Reduced |
| Walleye Capital LLC | 15,422 | $306.7K | 0.00% | −5,831−27.4% | Reduced |
| Harbour Investments, Inc. | 15,442 | $307.1K | 0.02% | +65+0.4% | Added |
| Institute for Wealth Management, LLC. | 15,690 | $312.1K | 0.06% | −216−1.4% | Reduced |
| Cetera Investment Advisers | 15,913 | $316.5K | 0.00% | +673+4.4% | Added |
| Wedbush Securities Inc | 16,645 | $331.0K | 0.02% | +80.0% | Added |
| Atria Wealth Solutions, Inc. | 17,181 | $341.7K | 0.00% | +688+4.2% | Added |
| Advisory Services Network, LLC | 17,254 | $343.2K | 0.01% | −1,516−8.1% | Reduced |
| Cornerstone Wealth Management, LLC | 18,372 | $365.4K | 0.03% | +670+3.8% | Added |
| D.A. Davidson & Co. | 19,280 | $383.5K | 0.00% | +4,375+29.4% | Added |
| Truist Financial Corp | 19,871 | $395.2K | 0.00% | 00.0% | Unchanged |
| Centurion Wealth Management LLC | 19,905 | $395.9K | 0.19% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 21,144 | $420.6K | 0.00% | +3,200+17.8% | Added |
| Spire Wealth Management | 21,555 | $428.7K | 0.02% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 23,130 | $460.0K | 0.00% | −6,070−20.8% | Reduced |
| Stifel Financial Corp | 26,754 | $532.1K | 0.00% | +147+0.6% | Added |
| Rothschild Investment Corp | 29,648 | $590.0K | 0.05% | 00.0% | Unchanged |
| Stolper Co | 30,368 | $604.0K | 0.26% | −172−0.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 34,394 | $684.1K | 0.01% | +3,474+11.2% | Added |
| Keystone Financial Group | 44,266 | $880.4K | 0.15% | +77+0.2% | Added |
| Capital Investment Advisors, LLC | 45,200 | $899.0K | 0.02% | +45,200 | New |
| Cornerstone Advisors, LLC | 51,764 | $1.03M | 0.05% | +42,152+438.5% | Added |
| Cohen & Steers, Inc. | 56,127 | $1.12M | 0.00% | 00.0% | Unchanged |
| Brick & Kyle, Associates | 56,877 | $1.13M | 0.60% | +138+0.2% | Added |
| Invesco Ltd. | 58,593 | $1.17M | 0.00% | −9,011−13.3% | Reduced |
| Commonwealth Equity Services, LLC | 58,867 | $1.17M | 0.00% | −2,382−3.9% | Reduced |
| Global Endowment Management, LP | 60,000 | $1.19M | 0.13% | 00.0% | Unchanged |
| LPL Financial LLC | 65,177 | $1.30M | 0.00% | −526−0.8% | Reduced |
| National Asset Management, Inc. | 74,738 | $1.49M | 0.04% | −6,083−7.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 89,927 | $1.79M | 0.01% | +888+1.0% | Added |
| Integrated Wealth Concepts LLC | 90,470 | $1.80M | 0.03% | −312−0.3% | Reduced |
| Ameriprise Financial Inc | 96,552 | $1.92M | 0.00% | +18,074+23.0% | Added |
| Advisor Group Holdings, Inc. | 179,503 | $3.57M | 0.01% | +44,151+32.6% | Added |
| Schwarz Dygos Wheeler Investment Advisors LLC | 203,465 | $4.05M | 1.37% | +5,988+3.0% | Added |
| UBS Group AG | 244,416 | $4.86M | 0.00% | +7,316+3.1% | Added |
| Allworth Financial LP | 308,027 | $6.13M | 0.05% | −9,730−3.1% | Reduced |
| Bank of America Corp | 317,808 | $6.32M | 0.00% | +26,418+9.1% | Added |
| Allspring Global Investments Holdings, LLC | 326,333 | $6.49M | 0.01% | −27,588−7.8% | Reduced |
| Raymond James & Associates | 330,808 | $6.58M | 0.01% | −40,070−10.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 356,996 | $7.10M | 0.01% | −5,454−1.5% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 359,295 | $7.15M | 0.02% | +359,295 | New |
| Royal Bank of Canada | 434,939 | $8.65M | 0.00% | +7,800+1.8% | Added |
| Morgan Stanley | 464,271 | $9.23M | 0.00% | −11,002−2.3% | Reduced |
| Guggenheim Capital LLC | 489,924 | $9.74M | 0.08% | +31,859+7.0% | Added |
| Advisors Asset Management, Inc. | 578,389 | $11.5M | 0.25% | +132,872+29.8% | Added |
| Wells Fargo & Company | 1,213,651 | $24.1M | 0.01% | −41,585−3.3% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −14,445−100.0% | Sold out |
| XML Financial, LLC | 0 | $0 | 0.00% | −11,641−100.0% | Sold out |
| Telemus Capital, LLC | 0 | $0 | 0.00% | −9,465−100.0% | Sold out |
| Tilia Fiduciary Partners, Inc. | 0 | $0 | 0.00% | −4,619−100.0% | Sold out |
| ICA Group Wealth Management, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Fairfield, Bush & Co. | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −130−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −12−100.0% | Sold out |