Virtus Equity & Convertible Income Fund
NIE- Exchange
- NYSE
- SEC CIK
- 0001383441
In the last 90 days, Virtus Equity & Convertible Income Fund insiders filed 1 open-market purchase and 1 sale; 94 institutions reported holding it in 13F filings for Q2 2026, worth $200.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Virtus Equity & Convertible Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- +19 vs. Q3 2021
- Shares held
- 6.89M
- +121.8K (+1.8%) vs. Q3 2021
- Total value
- $207.6M
- +$8.27M (+4.1%) vs. Q3 2021
- New holders
- 24
- 22 more added
- Sold out
- 5
- 22 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NIE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $200.6M |
| Q1 2026 | 86 | $166.8M |
| Q4 2025 | 90 | $185.4M |
| Q3 2025 | 96 | $180.8M |
| Q2 2025 | 87 | $167.9M |
| Q1 2025 | 78 | $147.5M |
| Q4 2024 | 84 | $168.4M |
| Q3 2024 | 82 | $172.8M |
| Q2 2024 | 78 | $161.5M |
| Q1 2024 | 83 | $163.9M |
| Q4 2023 | 82 | $151.0M |
| Q3 2023 | 71 | $143.0M |
| Q2 2023 | 74 | $140.7M |
| Q1 2023 | 68 | $121.2M |
| Q4 2022 | 72 | $118.1M |
| Q3 2022 | 72 | $133.3M |
| Q2 2022 | 75 | $144.6M |
| Q1 2022 | 77 | $162.2M |
| Q4 2021 | 91 | $207.6M |
| Q3 2021 | 72 | $199.4M |
| Q2 2021 | 77 | $205.3M |
| Q1 2021 | 77 | $190.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Virtus Equity & Convertible Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1,174,801 | $35.4M | 0.01% | −217,385−15.6% | Reduced |
| Morgan Stanley | 648,745 | $19.6M | 0.00% | +15,918+2.5% | Added |
| Advisors Asset Management, Inc. | 605,162 | $18.2M | 0.26% | −85,191−12.3% | Reduced |
| UBS Group AG | 438,414 | $13.2M | 0.01% | +27,152+6.6% | Added |
| Karpus Management, Inc. | 391,138 | $11.8M | 0.34% | −134,505−25.6% | Reduced |
| Guggenheim Capital LLC | 389,455 | $11.7M | 0.06% | +6,769+1.8% | Added |
| Raymond James & Associates | 362,224 | $10.9M | 0.01% | +109,897+43.6% | Added |
| Royal Bank of Canada | 303,618 | $9.15M | 0.00% | +1280.0% | Added |
| Sit Investment Associates Inc | 210,959 | $6.36M | 0.15% | +210,959 | New |
| Cornerstone Advisors, LLC | 200,951 | $6.06M | 0.33% | −139,800−41.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 198,666 | $5.99M | 0.01% | +198,666 | New |
| Schwarz Dygos Wheeler Investment Advisors LLC | 171,054 | $5.16M | 1.75% | +2,286+1.4% | Added |
| Invesco Ltd. | 154,837 | $4.67M | 0.00% | −11,057−6.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 150,274 | $4.53M | 0.01% | +9,481+6.7% | Added |
| Shaker Financial Services, LLC | 136,748 | $4.12M | 1.46% | +5,716+4.4% | Added |
| Advisor Group Holdings, Inc. | 122,391 | $3.69M | 0.01% | −327−0.3% | Reduced |
| Stifel Financial Corp | 109,162 | $3.29M | 0.00% | +566+0.5% | Added |
| Global Endowment Management, LP | 60,000 | $1.81M | 0.13% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 57,231 | $1.73M | 0.01% | +2,130+3.9% | Added |
| Logan Stone Capital, LLC | 54,465 | $1.64M | 1.64% | +54,465 | New |
| Brick & Kyle, Associates | 49,881 | $1.50M | 0.70% | +600+1.2% | Added |
| Commonwealth Equity Services, LLC | 46,324 | $1.40M | 0.00% | +1,867+4.2% | Added |
| First Trust Advisors LP | 44,364 | $1.34M | 0.00% | +396+0.9% | Added |
| Cohen & Steers, Inc. | 43,778 | $1.32M | 0.00% | +11,790+36.9% | Added |
| Wolverine Asset Management LLC | 43,659 | $1.31M | 0.02% | −87,014−66.6% | Reduced |
| Keystone Financial Group | 42,167 | $1.27M | 0.21% | +1,300+3.2% | Added |
| Spire Wealth Management | 42,052 | $1.27M | 0.03% | −763−1.8% | Reduced |
| Rothschild Investment Corp | 33,158 | $999.0K | 0.08% | −1,019−3.0% | Reduced |
| Ameriprise Financial Inc | 32,534 | $981.0K | 0.00% | +3,450+11.9% | Added |
| Clough Capital Partners L P | 29,900 | $901.0K | 0.06% | +29,900 | New |
| Steward Partners Investment Advisory, LLC | 29,755 | $897.0K | 0.01% | 00.0% | Unchanged |
| Bank of Montreal | 24,585 | $816.0K | 0.00% | +24,585 | New |
| Truist Financial Corp | 23,516 | $709.0K | 0.00% | −1,300−5.2% | Reduced |
| XML Financial, LLC | 22,493 | $678.0K | 0.08% | +1,419+6.7% | Added |
| National Asset Management, Inc. | 21,748 | $656.0K | 0.02% | +1,438+7.1% | Added |
| Landscape Capital Management, L.L.C. | 21,316 | $642.0K | 0.09% | +21,316 | New |
| Telemus Capital, LLC | 21,217 | $639.0K | 0.05% | −380−1.8% | Reduced |
| Bank of America Corp | 20,931 | $631.0K | 0.00% | +984+4.9% | Added |
| Cornerstone Wealth Management, LLC | 18,150 | $549.0K | 0.05% | −375−2.0% | Reduced |
| The PNC Financial Services Group, Inc. | 17,479 | $526.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 16,964 | $511.0K | 0.00% | +3,057+22.0% | Added |
| 55I, LLC | 16,719 | $504.0K | 0.01% | +16,719 | New |
| Institute for Wealth Management, LLC. | 16,653 | $502.0K | 0.08% | −141−0.8% | Reduced |
| Wedbush Securities Inc | 16,443 | $496.0K | 0.02% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 16,303 | $491.0K | 0.01% | −69−0.4% | Reduced |
| SMH Capital Advisors Inc | 14,796 | $446.0K | 0.88% | −820−5.3% | Reduced |
| FourThought Financial, LLC | 14,516 | $438.0K | 0.06% | −2,039−12.3% | Reduced |
| Janney Montgomery Scott LLC | 13,103 | $395.0K | 0.00% | +4,936+60.4% | Added |
| Davenport & Co LLC | 11,366 | $343.0K | 0.00% | −500−4.2% | Reduced |
| CoreFirst Bank & Trust | 10,618 | $320.0K | 0.21% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 10,181 | $307.0K | 0.02% | +179+1.8% | Added |
| Silverlake Wealth Management LLC | 9,890 | $298.1K | 0.16% | +9,890 | New |
| Integrated Wealth Concepts LLC | 9,715 | $293.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 9,448 | $285.0K | 0.04% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 8,871 | $267.0K | 0.00% | +8,871 | New |
| Dakota Wealth Management | 8,025 | $242.0K | 0.03% | −905−10.1% | Reduced |
| Parsons Capital Management Inc | 8,000 | $241.0K | 0.02% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 7,764 | $234.0K | 0.02% | 00.0% | Unchanged |
| Sound View Wealth Advisors Group, LLC | 7,099 | $214.0K | 0.04% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 7,025 | $212.0K | 0.01% | 00.0% | Unchanged |
| Wintrust Investments LLC | 6,946 | $209.0K | 0.02% | +6,946 | New |
| Cetera Advisor Networks LLC | 6,895 | $208.0K | 0.00% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 6,829 | $206.0K | 0.01% | −292−4.1% | Reduced |
| Birchcreek Wealth Management, LLC | 6,850 | $206.0K | 0.18% | +6,850 | New |
| Belpointe Asset Management LLC | 6,765 | $204.0K | 0.01% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 6,714 | $202.0K | 0.01% | +6,714 | New |
| Lumature Wealth Partners, LLC | 6,000 | $181.0K | 0.07% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 4,786 | $144.0K | 0.04% | +4,786 | New |
| Tilia Fiduciary Partners, Inc. | 4,619 | $139.0K | 0.11% | +4,619 | New |
| Wolff Wiese Magana LLC | 4,248 | $128.0K | 0.08% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,450 | $74.0K | 0.00% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 2,025 | $61.0K | 0.03% | +2,025 | New |
| Rockefeller Capital Management L.P. | 1,798 | $54.0K | 0.00% | −201−10.1% | Reduced |
| Geneos Wealth Management Inc. | 1,760 | $53.0K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 1,695 | $51.0K | 0.02% | 00.0% | Unchanged |
| Eaton Vance Management | 1,610 | $49.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,572 | $47.0K | 0.00% | −700−30.8% | Reduced |
| Confluence Wealth Services, Inc. | 1,257 | $37.0K | 0.01% | +1,257 | New |
| American Portfolios Advisors | 1,218 | $36.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,000 | $30.0K | 0.00% | −450−31.0% | Reduced |
| Future Financial Wealth Managment LLC | 1,000 | $30.0K | 0.02% | +1,000 | New |
| Snowden Capital Advisors LLC | 1,025 | $30.0K | 0.00% | +1,025 | New |
| Ancora Advisors, LLC | 958 | $29.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 850 | $26.0K | 0.00% | +850 | New |
| CWM, LLC | 784 | $24.0K | 0.00% | +784 | New |
| TSFG, LLC | 754 | $23.0K | 0.01% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 546 | $16.0K | 0.00% | +546 | New |
| Benjamin F. Edwards & Company, Inc. | 345 | $10.0K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 337 | $10.0K | 0.01% | +337 | New |
| First Personal Financial Services | 25 | $1.00K | 0.00% | +25 | New |
| Outfitter Financial LLC | 9 | $0 | 0.00% | +9 | New |
| MONECO Advisors, LLC | 0 | $0 | 0.00% | −8,384−100.0% | Sold out |
| TNF LLC | 0 | $0 | 0.00% | −6,843−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Column Capital Advisors, LLC | 0 | $0 | 0.00% | −327−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −8−100.0% | Sold out |