Skip to main content

Virtus Equity & Convertible Income Fund

NIE
Exchange
NYSE
SEC CIK
0001383441

In the last 90 days, Virtus Equity & Convertible Income Fund insiders filed 1 open-market purchase and 1 sale; 94 institutions reported holding it in 13F filings for Q2 2026, worth $200.6M in total; no superinvestor holds it.

13F holders, Q3 2022

Institutional positions in Virtus Equity & Convertible Income Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
72
−3 vs. Q2 2022
Shares held
6.56M
+26.1K (+0.4%) vs. Q2 2022
Total value
$133.3M
−$11.3M (−7.8%) vs. Q2 2022
New holders
6
26 more added
Sold out
9
22 more reduced

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NIE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 72 institutions
Q1 2021: 77 institutionsQ2 2021: 77 institutionsQ3 2021: 72 institutionsQ4 2021: 91 institutionsQ1 2022: 77 institutionsQ2 2022: 75 institutionsQ3 2022: 72 institutionsQ4 2022: 72 institutionsQ1 2023: 68 institutionsQ2 2023: 74 institutionsQ3 2023: 71 institutionsQ4 2023: 82 institutionsQ1 2024: 83 institutionsQ2 2024: 78 institutionsQ3 2024: 82 institutionsQ4 2024: 84 institutionsQ1 2025: 78 institutionsQ2 2025: 87 institutionsQ3 2025: 96 institutionsQ4 2025: 90 institutionsQ1 2026: 86 institutionsQ2 2026: 94 institutions
Value heldQ3 2022: $133.3M
Q1 2021: $190.1MQ2 2021: $205.3MQ3 2021: $199.4MQ4 2021: $207.6MQ1 2022: $162.2MQ2 2022: $144.6MQ3 2022: $133.3MQ4 2022: $118.1MQ1 2023: $121.2MQ2 2023: $140.7MQ3 2023: $143.0MQ4 2023: $151.0MQ1 2024: $163.9MQ2 2024: $161.5MQ3 2024: $172.8MQ4 2024: $168.4MQ1 2025: $147.5MQ2 2025: $167.9MQ3 2025: $180.8MQ4 2025: $185.4MQ1 2026: $166.8MQ2 2026: $200.6M
Institutions holding NIE and their total value by quarter
QuarterHoldersValue
Q2 202694$200.6M
Q1 202686$166.8M
Q4 202590$185.4M
Q3 202596$180.8M
Q2 202587$167.9M
Q1 202578$147.5M
Q4 202484$168.4M
Q3 202482$172.8M
Q2 202478$161.5M
Q1 202483$163.9M
Q4 202382$151.0M
Q3 202371$143.0M
Q2 202374$140.7M
Q1 202368$121.2M
Q4 202272$118.1M
Q3 202272$133.3M
Q2 202275$144.6M
Q1 202277$162.2M
Q4 202191$207.6M
Q3 202172$199.4M
Q2 202177$205.3M
Q1 202177$190.1M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Virtus Equity & Convertible Income Fund; share changes are against Q2 2022.

Institutions holding NIE in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Wells Fargo & Company1,224,762$24.9M0.01%+11,799+1.0%Added
Morgan Stanley744,782$15.1M0.00%−75,923−9.3%Reduced
Allspring Global Investments Holdings, LLC586,068$11.9M0.02%+332,180+130.8%Added
Advisors Asset Management, Inc.474,806$9.64M0.20%+41,852+9.7%Added
Raymond James & Associates394,762$8.02M0.01%+8,491+2.2%Added
Royal Bank of Canada363,134$7.38M0.00%+10,981+3.1%Added
Guggenheim Capital LLC310,985$6.32M0.06%−60,612−16.3%Reduced
Raymond James Financial Services Advisors, Inc.309,282$6.28M0.01%+18,721+6.4%Added
Karpus Management, Inc.255,737$5.19M0.18%+76,621+42.8%Added
UBS Group AG202,644$4.12M0.00%−99,871−33.0%Reduced
Schwarz Dygos Wheeler Investment Advisors LLC188,407$3.83M1.70%−707−0.4%Reduced
Advisor Group Holdings, Inc.129,763$2.64M0.01%−3,045−2.3%Reduced
Invesco Ltd.123,510$2.51M0.00%−2,065−1.6%Reduced
Shaker Financial Services, LLC99,230$2.02M1.00%−40,583−29.0%Reduced
Integrated Wealth Concepts LLC94,542$1.92M0.06%+8,252+9.6%Added
Commonwealth Equity Services, LLC72,107$1.46M0.00%+27,458+61.5%Added
LPL Financial LLC66,595$1.35M0.00%+4,144+6.6%Added
Cambridge Investment Research Advisors, Inc.63,310$1.29M0.01%+966+1.5%Added
Global Endowment Management, LP60,000$1.22M0.12%00.0%Unchanged
Cohen & Steers, Inc.56,127$1.14M0.00%+12,349+28.2%Added
Brick & Kyle, Associates54,701$1.11M0.67%+1,750+3.3%Added
CNH Partners LLC53,461$1.09M0.02%+13,541+33.9%Added
First Trust Advisors LP43,581$885.0K0.00%−2,405−5.2%Reduced
Keystone Financial Group40,696$827.0K0.17%−2,289−5.3%Reduced
Steward Partners Investment Advisory, LLC39,407$800.0K0.01%−1,403−3.4%Reduced
Prospera Financial Services Inc32,908$669.0K0.03%+1,176+3.7%Added
Rothschild Investment Corp31,818$646.0K0.06%00.0%Unchanged
Stolper Co29,886$607.0K0.30%+29,886New
Ameriprise Financial Inc27,879$566.0K0.00%−5,527−16.5%Reduced
Thrivent Financial for Lutherans26,325$535.0K0.00%00.0%Unchanged
National Asset Management, Inc.26,290$534.0K0.02%+3,760+16.7%Added
Bank of America Corp25,336$514.0K0.00%+5,228+26.0%Added
Cornerstone Advisors, LLC24,000$487.0K0.02%−122,500−83.6%Reduced
Truist Financial Corp23,316$474.0K0.00%00.0%Unchanged
XML Financial, LLC20,951$426.0K0.06%−20−0.1%Reduced
SMH Capital Advisors Inc20,085$408.0K0.61%+1,556+8.4%Added
Cornerstone Wealth Management, LLC19,141$389.0K0.04%+26+0.1%Added
Institute for Wealth Management, LLC.16,596$337.0K0.08%00.0%Unchanged
Advisory Services Network, LLC16,481$335.0K0.01%+247+1.5%Added
Wedbush Securities Inc16,443$334.0K0.02%00.0%Unchanged
Stifel Financial Corp16,405$333.0K0.00%−1,671−9.2%Reduced
Laurel Wealth Advisors, Inc.12,046$245.0K0.03%+12,046New
Davenport & Co LLC11,977$243.0K0.00%00.0%Unchanged
Landscape Capital Management, L.L.C.11,459$233.0K0.03%−17,867−60.9%Reduced
Global Assets Advisory, LLC11,000$231.0K0.23%+11,000New
Telemus Capital, LLC11,115$226.0K0.02%−985−8.1%Reduced
The PNC Financial Services Group, Inc.10,350$210.0K0.00%+5,046+95.1%Added
Wintrust Investments LLC10,296$209.0K0.03%+250+2.5%Added
Silverlake Wealth Management LLC9,890$200.9K0.14%00.0%Unchanged
FourThought Financial, LLC8,416$171.0K0.03%−578−6.4%Reduced
Belpointe Asset Management LLC6,765$137.0K0.01%00.0%Unchanged
Montag A & Associates Inc5,314$108.0K0.01%+5,314New
Blue Bell Private Wealth Management, LLC4,908$100.0K0.04%−518−9.5%Reduced
Tilia Fiduciary Partners, Inc.4,619$94.0K0.09%00.0%Unchanged
Wolff Wiese Magana LLC4,248$86.0K0.07%00.0%Unchanged
Northwestern Mutual Wealth Management Co3,694$75.0K0.00%+1,580+74.7%Added
Spire Wealth Management2,000$41.0K0.00%−19,528−90.7%Reduced
Harbour Investments, Inc.1,557$32.0K0.00%00.0%Unchanged
Cedar Wealth Management, LLC1,497$30.0K0.01%00.0%Unchanged
American Portfolios Advisors1,286$26.1K0.00%+13+1.0%Added
Rockefeller Capital Management L.P.1,064$21.0K0.00%−603−36.2%Reduced
Ancora Advisors, LLC958$19.0K0.00%00.0%Unchanged
CWM, LLC884$18.0K0.00%+100+12.8%Added
TSFG, LLC754$15.0K0.01%00.0%Unchanged
Strengthening Families & Communities, LLC386$7.00K0.00%+18+4.9%Added
Westside Investment Management, Inc.350$7.00K0.00%00.0%Unchanged
Benjamin F. Edwards & Company, Inc.287$6.00K0.00%−10−3.4%Reduced
Geneos Wealth Management Inc.150$3.00K0.00%−1,610−91.5%Reduced
Clearstead Advisors, LLC168$3.00K0.00%00.0%Unchanged
Gradient Investments LLC65$1.00K0.00%+65New
EverSource Wealth Advisors, LLC12$00.00%+12New
IFP Advisors, Inc15––00.0%Unchanged
Wolverine Asset Management LLC0$00.00%−92,311−100.0%Sold out
Bank of Montreal0$00.00%−15,561−100.0%Sold out
Envestnet Asset Management Inc0$00.00%−13,423−100.0%Sold out
Walleye Capital LLC0$00.00%−11,597−100.0%Sold out
Hennion & Walsh Asset Management, Inc.0$00.00%−10,710−100.0%Sold out
Graves-Light Private Wealth Management, Inc.0$00.00%−9,448−100.0%Sold out
Venture Visionary Partners LLC0$00.00%−6,714−100.0%Sold out
Fairfield, Bush & Co.0$00.00%−250−100.0%Sold out
JPMorgan Chase & Co0$00.00%−32−100.0%Sold out