Virtus Equity & Convertible Income Fund
NIE- Exchange
- NYSE
- SEC CIK
- 0001383441
In the last 90 days, Virtus Equity & Convertible Income Fund insiders filed 1 open-market purchase and 1 sale; 94 institutions reported holding it in 13F filings for Q2 2026, worth $200.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Virtus Equity & Convertible Income Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 96
- +10 vs. Q2 2025
- Shares held
- 7.19M
- +191.5K (+2.7%) vs. Q2 2025
- Total value
- $180.8M
- +$13.3M (+8.0%) vs. Q2 2025
- New holders
- 14
- 31 more added
- Sold out
- 4
- 26 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NIE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $200.6M |
| Q1 2026 | 86 | $166.8M |
| Q4 2025 | 90 | $185.4M |
| Q3 2025 | 96 | $180.8M |
| Q2 2025 | 87 | $167.9M |
| Q1 2025 | 78 | $147.5M |
| Q4 2024 | 84 | $168.4M |
| Q3 2024 | 82 | $172.8M |
| Q2 2024 | 78 | $161.5M |
| Q1 2024 | 83 | $163.9M |
| Q4 2023 | 82 | $151.0M |
| Q3 2023 | 71 | $143.0M |
| Q2 2023 | 74 | $140.7M |
| Q1 2023 | 68 | $121.2M |
| Q4 2022 | 72 | $118.1M |
| Q3 2022 | 72 | $133.3M |
| Q2 2022 | 75 | $144.6M |
| Q1 2022 | 77 | $162.2M |
| Q4 2021 | 91 | $207.6M |
| Q3 2021 | 72 | $199.4M |
| Q2 2021 | 77 | $205.3M |
| Q1 2021 | 77 | $190.1M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Virtus Equity & Convertible Income Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1,027,613 | $25.8M | 0.01% | +17,463+1.7% | Added |
| Advisors Asset Management, Inc. | 860,880 | $21.6M | 0.37% | −134,542−13.5% | Reduced |
| Royal Bank of Canada | 560,081 | $14.1M | 0.00% | +3,466+0.6% | Added |
| Morgan Stanley | 537,515 | $13.5M | 0.00% | −35,208−6.1% | Reduced |
| Raymond James Financial Inc | 466,060 | $11.7M | 0.00% | −5,771−1.2% | Reduced |
| Guggenheim Capital LLC | 420,379 | $10.6M | 0.08% | −10,073−2.3% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 395,993 | $10.0M | 0.02% | +10,453+2.7% | Added |
| Cornerstone Advisors, LLC | 223,985 | $5.62M | 0.19% | +110,794+97.9% | Added |
| Schwarz Dygos Wheeler Investment Advisors LLC | 213,709 | $5.37M | 1.14% | +2,248+1.1% | Added |
| LPL Financial LLC | 213,050 | $5.35M | 0.00% | +22,973+12.1% | Added |
| UBS Group AG | 169,931 | $4.27M | 0.00% | −3,183−1.8% | Reduced |
| Wolverine Asset Management LLC | 165,473 | $4.16M | 0.06% | +2,330+1.4% | Added |
| Bank of America Corp | 126,464 | $3.18M | 0.00% | −6,166−4.6% | Reduced |
| Invesco Ltd. | 106,644 | $2.68M | 0.00% | −7,183−6.3% | Reduced |
| Shaker Financial Services, LLC | 105,374 | $2.65M | 0.91% | +3,881+3.8% | Added |
| Pensionmark Financial Group, LLC | 97,090 | $2.44M | 0.05% | +97,090 | New |
| Advisor Group Holdings, Inc. | 92,271 | $2.30M | 0.00% | +2,933+3.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 83,175 | $2.09M | 0.01% | −5,546−6.3% | Reduced |
| Stifel Financial Corp | 79,003 | $1.98M | 0.00% | −357−0.4% | Reduced |
| D.A. Davidson & Co. | 70,450 | $1.77M | 0.01% | +44,871+175.4% | Added |
| Capital Investment Advisors, LLC | 59,982 | $1.51M | 0.02% | 00.0% | Unchanged |
| OxenFree Capital LLC | 56,087 | $1.43M | 0.79% | −16,081−22.3% | Reduced |
| Integrated Wealth Concepts LLC | 55,414 | $1.39M | 0.01% | −2,971−5.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 53,365 | $1.34M | 0.00% | +27,455+106.0% | Added |
| Keystone Financial Group | 49,335 | $1.24M | 0.09% | −1,626−3.2% | Reduced |
| Ameriprise Financial Inc | 40,178 | $1.01M | 0.00% | +4,705+13.3% | Added |
| Kestra Advisory Services, LLC | 39,803 | $999.5K | 0.00% | +181+0.5% | Added |
| Thrivent Financial for Lutherans | 35,850 | $900.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 34,088 | $855.9K | 0.00% | −2,469−6.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 32,297 | $811.0K | 0.00% | −1,281−3.8% | Reduced |
| Stolper Co | 31,923 | $802.0K | 0.24% | +18+0.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 31,816 | $798.9K | 0.03% | −1,839−5.5% | Reduced |
| PMG Family Office LLC | 30,033 | $754.1K | 0.84% | +30,033 | New |
| Rothschild Investment LLC | 28,991 | $728.0K | 0.04% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 28,423 | $714.0K | 0.00% | −1,101−3.7% | Reduced |
| Prospera Financial Services Inc | 28,122 | $706.0K | 0.01% | −249−0.9% | Reduced |
| Cornerstone Wealth Management, LLC | 25,526 | $641.0K | 0.04% | +908+3.7% | Added |
| Level Four Advisory Services, LLC | 23,809 | $597.9K | 0.02% | +3,992+20.1% | Added |
| Wiley Bros.-Aintree Capital, LLC | 23,662 | $594.1K | 0.00% | +2,216+10.3% | Added |
| Cetera Investment Advisers | 22,081 | $554.5K | 0.00% | +3,202+17.0% | Added |
| Readystate Asset Management LP | 21,817 | $547.8K | 0.03% | −30,227−58.1% | Reduced |
| Truist Financial Corp | 21,570 | $541.6K | 0.00% | 00.0% | Unchanged |
| Centurion Wealth Management LLC | 21,509 | $540.1K | 0.12% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 18,973 | $476.4K | 0.00% | −2,783−12.8% | Reduced |
| Baird Financial Group, Inc. | 18,769 | $471.3K | 0.00% | −7,410−28.3% | Reduced |
| David J Yvars Group | 17,521 | $440.0K | 0.24% | +8,341+90.9% | Added |
| Landscape Capital Management, L.L.C. | 17,476 | $438.8K | 0.03% | +101+0.6% | Added |
| Brick & Kyle, Associates | 16,845 | $423.0K | 0.16% | −724−4.1% | Reduced |
| CSS LLC | 16,517 | $414.7K | 0.02% | +16,517 | New |
| Calamos Advisors LLC | 16,233 | $407.6K | 0.00% | +16,233 | New |
| Wetherby Asset Management Inc | 15,663 | $393.3K | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 15,293 | $384.0K | 0.00% | +3,661+31.5% | Added |
| PFG Investments, LLC | 14,919 | $374.6K | 0.02% | +45+0.3% | Added |
| Institute for Wealth Management, LLC. | 14,793 | $371.5K | 0.04% | −261−1.7% | Reduced |
| AQR Capital Management LLC | 14,452 | $362.9K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 12,535 | $298.8K | 0.02% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 11,850 | $297.6K | 0.00% | 00.0% | Unchanged |
| SMH Capital Advisors Inc | 10,689 | $277.2K | 0.57% | +144+1.4% | Added |
| Joel Isaacson & Co., LLC | 10,000 | $251.1K | 0.01% | 00.0% | Unchanged |
| Global Assets Advisory, LLC | 10,000 | $251.1K | 0.07% | 00.0% | Unchanged |
| Prevail Innovative Wealth Advisors, LLC | 9,905 | $248.7K | 0.05% | +9,905 | New |
| Daymark Wealth Partners, LLC | 9,661 | $242.6K | 0.01% | 00.0% | Unchanged |
| Wedbush Securities Inc | 9,514 | $239.0K | 0.01% | −1,493−13.6% | Reduced |
| Davenport & Co LLC | 9,246 | $232.2K | 0.00% | −419−4.3% | Reduced |
| Huntleigh Advisors, Inc. | 9,214 | $231.4K | 0.04% | +63+0.7% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 8,976 | $225.4K | 0.03% | +114+1.3% | Added |
| Silverlake Wealth Management LLC | 8,163 | $205.0K | 0.05% | +8,163 | New |
| Oppenheimer & Co Inc | 8,123 | $204.0K | 0.00% | +8,123 | New |
| Comerica Bank | 8,048 | $202.1K | 0.00% | +45+0.6% | Added |
| J.W. Cole Advisors, Inc. | 8,028 | $201.6K | 0.00% | +8,028 | New |
| GWM Advisors LLC | 7,149 | $179.5K | 0.00% | −30.0% | Reduced |
| Rockefeller Capital Management L.P. | 4,569 | $114.7K | 0.00% | +4,569 | New |
| Wolff Wiese Magana LLC | 4,248 | $106.7K | 0.06% | 00.0% | Unchanged |
| US Bancorp | 4,135 | $103.8K | 0.00% | +4,135 | New |
| CWM, LLC | 3,327 | $84.0K | 0.00% | +1,407+73.3% | Added |
| The PNC Financial Services Group, Inc. | 3,004 | $75.4K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,856 | $71.7K | 0.00% | +56+2.0% | Added |
| Westfuller Advisors, LLC | 2,107 | $52.9K | 0.02% | +2,107 | New |
| Harbour Investments, Inc. | 2,048 | $51.4K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 1,519 | $38.1K | 0.01% | +1,519 | New |
| CoreCap Advisors, LLC | 1,300 | $32.6K | 0.00% | 00.0% | Unchanged |
| Eastern Bank | 1,298 | $32.6K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 1,000 | $25.1K | 0.02% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 950 | $23.9K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 754 | $19.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 402 | $10.1K | 0.00% | +402 | New |
| Westside Investment Management, Inc. | 350 | $8.79K | 0.00% | 00.0% | Unchanged |
| North Capital, Inc. | 285 | $7.16K | 0.01% | +1+0.4% | Added |
| Highline Wealth Partners LLC | 221 | $5.55K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 179 | $4.50K | 0.00% | +3+1.7% | Added |
| Advisory Services Network, LLC | 165 | $4.14K | 0.00% | +165 | New |
| Valley National Advisers Inc | 166 | $4.00K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 102 | $2.56K | 0.00% | −375−78.6% | Reduced |
| Hollencrest Capital Management | 66 | $1.66K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 31 | $778 | 0.00% | +19+158.3% | Added |
| Creekmur Asset Management LLC | 2 | $58 | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 0 | $0 | 0.00% | −9,813−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −2,576−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −1,650−100.0% | Sold out |
| Garde Capital, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |