Virtus Equity & Convertible Income Fund
NIE- Exchange
- NYSE
- SEC CIK
- 0001383441
In the last 90 days, Virtus Equity & Convertible Income Fund insiders filed 1 open-market purchase and 1 sale; 94 institutions reported holding it in 13F filings for Q2 2026, worth $200.6M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Virtus Equity & Convertible Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +12 vs. Q3 2023
- Shares held
- 7.22M
- +58.6K (+0.8%) vs. Q3 2023
- Total value
- $151.0M
- +$8.55M (+6.0%) vs. Q3 2023
- New holders
- 13
- 26 more added
- Sold out
- 1
- 24 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NIE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $200.6M |
| Q1 2026 | 86 | $166.8M |
| Q4 2025 | 90 | $185.4M |
| Q3 2025 | 96 | $180.8M |
| Q2 2025 | 87 | $167.9M |
| Q1 2025 | 78 | $147.5M |
| Q4 2024 | 84 | $168.4M |
| Q3 2024 | 82 | $172.8M |
| Q2 2024 | 78 | $161.5M |
| Q1 2024 | 83 | $163.9M |
| Q4 2023 | 82 | $151.0M |
| Q3 2023 | 71 | $143.0M |
| Q2 2023 | 74 | $140.7M |
| Q1 2023 | 68 | $121.2M |
| Q4 2022 | 72 | $118.1M |
| Q3 2022 | 72 | $133.3M |
| Q2 2022 | 75 | $144.6M |
| Q1 2022 | 77 | $162.2M |
| Q4 2021 | 91 | $207.6M |
| Q3 2021 | 72 | $199.4M |
| Q2 2021 | 77 | $205.3M |
| Q1 2021 | 77 | $190.1M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Virtus Equity & Convertible Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 970,114 | $20.3M | 0.01% | −243,537−20.1% | Reduced |
| Advisors Asset Management, Inc. | 682,252 | $14.3M | 0.29% | +103,863+18.0% | Added |
| Guggenheim Capital LLC | 519,636 | $10.9M | 0.08% | +29,712+6.1% | Added |
| Morgan Stanley | 497,443 | $10.4M | 0.00% | +33,172+7.1% | Added |
| Royal Bank of Canada | 439,811 | $9.20M | 0.00% | +4,872+1.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 366,288 | $7.66M | 0.02% | +6,993+1.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 357,281 | $7.47M | 0.01% | +285+0.1% | Added |
| Allspring Global Investments Holdings, LLC | 345,824 | $7.23M | 0.01% | +19,491+6.0% | Added |
| Raymond James & Associates | 318,649 | $6.66M | 0.00% | −12,159−3.7% | Reduced |
| Allworth Financial LP | 298,979 | $6.25M | 0.05% | −9,048−2.9% | Reduced |
| UBS Group AG | 240,930 | $5.04M | 0.00% | −3,486−1.4% | Reduced |
| Schwarz Dygos Wheeler Investment Advisors LLC | 199,851 | $4.18M | 1.29% | −3,614−1.8% | Reduced |
| Bank of America Corp | 171,360 | $3.58M | 0.00% | −146,448−46.1% | Reduced |
| Advisor Group Holdings, Inc. | 131,068 | $2.74M | 0.00% | −48,435−27.0% | Reduced |
| Cornerstone Advisors, LLC | 104,430 | $2.18M | 0.10% | +52,666+101.7% | Added |
| Ameriprise Financial Inc | 101,267 | $2.12M | 0.00% | +4,715+4.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 93,866 | $1.96M | 0.01% | +3,939+4.4% | Added |
| LPL Financial LLC | 93,257 | $1.95M | 0.00% | +28,080+43.1% | Added |
| Integrated Wealth Concepts LLC | 84,107 | $1.76M | 0.03% | −6,363−7.0% | Reduced |
| National Asset Management, Inc. | 78,312 | $1.64M | 0.04% | +3,574+4.8% | Added |
| Global Endowment Management, LP | 60,000 | $1.25M | 0.14% | 00.0% | Unchanged |
| OxenFree Capital LLC | 59,995 | $1.25M | 1.29% | +59,995 | New |
| Landscape Capital Management, L.L.C. | 59,126 | $1.24M | 0.11% | +59,126 | New |
| Capital Investment Advisors, LLC | 57,138 | $1.19M | 0.03% | +11,938+26.4% | Added |
| Brick & Kyle, Associates | 57,012 | $1.19M | 0.59% | +135+0.2% | Added |
| Cohen & Steers, Inc. | 56,127 | $1.17M | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 46,526 | $972.9K | 0.00% | −12,067−20.6% | Reduced |
| Keystone Financial Group | 43,741 | $914.6K | 0.16% | −525−1.2% | Reduced |
| Thrivent Financial for Lutherans | 37,273 | $780.0K | 0.00% | +14,143+61.1% | Added |
| Steward Partners Investment Advisory, LLC | 34,759 | $726.8K | 0.01% | +365+1.1% | Added |
| Commonwealth Equity Services, LLC | 31,042 | $649.0K | 0.00% | −27,825−47.3% | Reduced |
| Rothschild Investment LLC | 29,648 | $619.9K | 0.05% | +29,648 | New |
| Stolper Co | 28,998 | $606.0K | 0.24% | −1,370−4.5% | Reduced |
| Stifel Financial Corp | 26,754 | $559.4K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 25,565 | $534.6K | 0.01% | +10,143+65.8% | Added |
| Baird Financial Group, Inc. | 25,203 | $527.0K | 0.00% | +4,059+19.2% | Added |
| Stonebrook Private Inc. | 23,127 | $483.6K | 0.16% | +23,127 | New |
| Hennion & Walsh Asset Management, Inc. | 22,309 | $466.5K | 0.03% | +22,309 | New |
| Spire Wealth Management | 20,888 | $446.2K | 0.02% | −667−3.1% | Reduced |
| Wolverine Asset Management LLC | 20,624 | $431.2K | 0.01% | +20,624 | New |
| Weiss Asset Management LP | 19,949 | $417.1K | 0.03% | +19,949 | New |
| Centurion Wealth Management LLC | 19,905 | $416.2K | 0.18% | 00.0% | Unchanged |
| Truist Financial Corp | 19,871 | $415.5K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 18,546 | $387.8K | 0.00% | −734−3.8% | Reduced |
| Cornerstone Wealth Management, LLC | 17,978 | $375.9K | 0.03% | −394−2.1% | Reduced |
| Cetera Investment Advisers | 16,599 | $347.1K | 0.00% | +686+4.3% | Added |
| Atria Wealth Solutions, Inc. | 16,218 | $339.1K | 0.00% | −963−5.6% | Reduced |
| Wedbush Securities Inc | 16,152 | $338.0K | 0.01% | −493−3.0% | Reduced |
| Wintrust Investments LLC | 15,858 | $332.0K | 0.03% | +1,791+12.7% | Added |
| Institute for Wealth Management, LLC. | 15,290 | $319.7K | 0.05% | −400−2.5% | Reduced |
| AE Wealth Management LLC | 13,361 | $286.3K | 0.00% | +13,361 | New |
| SMH Capital Advisors Inc | 13,401 | $280.2K | 0.61% | −17−0.1% | Reduced |
| Daymark Wealth Partners, LLC | 13,361 | $279.4K | 0.02% | 00.0% | Unchanged |
| Comerica Bank | 12,603 | $263.5K | 0.00% | +3,281+35.2% | Added |
| International Assets Investment Management, LLC | 12,420 | $259.7K | 0.03% | −774−5.9% | Reduced |
| Level Four Advisory Services, LLC | 12,409 | $259.5K | 0.01% | +1,022+9.0% | Added |
| Creekmur Asset Management LLC | 11,540 | $241.3K | 0.08% | +11,540 | New |
| Janney Montgomery Scott LLC | 11,171 | $234.0K | 0.00% | +444+4.1% | Added |
| JPMorgan Chase & Co | 11,187 | $233.9K | 0.00% | −4,228−27.4% | Reduced |
| Global Assets Advisory, LLC | 11,000 | $227.5K | 0.30% | 00.0% | Unchanged |
| GWM Advisors LLC | 10,203 | $213.3K | 0.00% | +777+8.2% | Added |
| Advisor Resource Council | 9,950 | $208.1K | 0.02% | +9,950 | New |
| Davenport & Co LLC | 9,880 | $206.6K | 0.00% | −200−2.0% | Reduced |
| Montag A & Associates Inc | 5,314 | $111.1K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,304 | $110.9K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 4,248 | $88.8K | 0.08% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,413 | $71.4K | 0.00% | −12,029−77.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 2,298 | $48.1K | 0.00% | +177+8.3% | Added |
| CWM, LLC | 2,284 | $48.0K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,768 | $37.0K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 1,500 | $31.4K | 0.01% | +1,500 | New |
| Cedar Wealth Management, LLC | 1,497 | $31.3K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,196 | $25.0K | 0.00% | −16,058−93.1% | Reduced |
| TSFG, LLC | 754 | $16.0K | 0.01% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 350 | $7.32K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 284 | $6.00K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 251 | $5.25K | 0.00% | +6+2.4% | Added |
| Fairfield, Bush & Co. | 250 | $5.23K | 0.00% | +250 | New |
| VisionPoint Advisory Group, LLC | 200 | $4.18K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 150 | $3.14K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 102 | $2.13K | 0.00% | +102 | New |
| Hollencrest Capital Management | 66 | $1.38K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 0 | $0 | 0.00% | −1,366−100.0% | Sold out |
| Rothschild Investment Corp | – | – | – | – | Not filed |