Virtus Equity & Convertible Income Fund
NIE- Exchange
- NYSE
- SEC CIK
- 0001383441
In the last 90 days, Virtus Equity & Convertible Income Fund insiders filed 1 open-market purchase and 1 sale; 94 institutions reported holding it in 13F filings for Q2 2026, worth $200.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Virtus Equity & Convertible Income Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- +3 vs. Q3 2022
- Shares held
- 6.48M
- −55.1K (−0.8%) vs. Q3 2022
- Total value
- $118.1M
- −$14.7M (−11.0%) vs. Q3 2022
- New holders
- 13
- 22 more added
- Sold out
- 10
- 22 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NIE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $200.6M |
| Q1 2026 | 86 | $166.8M |
| Q4 2025 | 90 | $185.4M |
| Q3 2025 | 96 | $180.8M |
| Q2 2025 | 87 | $167.9M |
| Q1 2025 | 78 | $147.5M |
| Q4 2024 | 84 | $168.4M |
| Q3 2024 | 82 | $172.8M |
| Q2 2024 | 78 | $161.5M |
| Q1 2024 | 83 | $163.9M |
| Q4 2023 | 82 | $151.0M |
| Q3 2023 | 71 | $143.0M |
| Q2 2023 | 74 | $140.7M |
| Q1 2023 | 68 | $121.2M |
| Q4 2022 | 72 | $118.1M |
| Q3 2022 | 72 | $133.3M |
| Q2 2022 | 75 | $144.6M |
| Q1 2022 | 77 | $162.2M |
| Q4 2021 | 91 | $207.6M |
| Q3 2021 | 72 | $199.4M |
| Q2 2021 | 77 | $205.3M |
| Q1 2021 | 77 | $190.1M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Virtus Equity & Convertible Income Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1,154,021 | $21.0M | 0.01% | −70,741−5.8% | Reduced |
| Allspring Global Investments Holdings, LLC | 593,523 | $10.8M | 0.02% | +7,455+1.3% | Added |
| Morgan Stanley | 556,436 | $10.1M | 0.00% | −188,346−25.3% | Reduced |
| Advisors Asset Management, Inc. | 416,698 | $7.60M | 0.16% | −58,108−12.2% | Reduced |
| Guggenheim Capital LLC | 391,165 | $7.13M | 0.06% | +80,180+25.8% | Added |
| Raymond James & Associates | 391,098 | $7.13M | 0.01% | −3,664−0.9% | Reduced |
| Royal Bank of Canada | 362,688 | $6.61M | 0.00% | −446−0.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 322,178 | $5.87M | 0.01% | +12,896+4.2% | Added |
| Karpus Management, Inc. | 278,904 | $5.08M | 0.17% | +23,167+9.1% | Added |
| UBS Group AG | 210,944 | $3.85M | 0.00% | +8,300+4.1% | Added |
| Schwarz Dygos Wheeler Investment Advisors LLC | 194,252 | $3.54M | 1.39% | +5,845+3.1% | Added |
| Bank of America Corp | 173,758 | $3.17M | 0.00% | +148,422+585.8% | Added |
| Advisor Group Holdings, Inc. | 124,388 | $2.27M | 0.00% | −5,375−4.1% | Reduced |
| Invesco Ltd. | 104,522 | $1.91M | 0.00% | −18,988−15.4% | Reduced |
| Integrated Wealth Concepts LLC | 95,177 | $1.74M | 0.05% | +635+0.7% | Added |
| Commonwealth Equity Services, LLC | 68,766 | $1.25M | 0.00% | −3,341−4.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 63,007 | $1.15M | 0.01% | −303−0.5% | Reduced |
| CNH Partners LLC | 62,902 | $1.15M | 0.03% | +9,441+17.7% | Added |
| Global Endowment Management, LP | 60,000 | $1.09M | 0.12% | 00.0% | Unchanged |
| LPL Financial LLC | 58,243 | $1.06M | 0.00% | −8,352−12.5% | Reduced |
| Cohen & Steers, Inc. | 56,127 | $1.02M | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 58,137 | $1.02M | 0.00% | +30,258+108.5% | Added |
| Brick & Kyle, Associates | 55,067 | $1.00M | 0.58% | +366+0.7% | Added |
| National Asset Management, Inc. | 46,904 | $936.3K | 0.03% | +20,614+78.4% | Added |
| Keystone Financial Group | 43,761 | $797.8K | 0.16% | +3,065+7.5% | Added |
| First Trust Advisors LP | 42,769 | $779.7K | 0.00% | −812−1.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 40,254 | $733.8K | 0.01% | +847+2.1% | Added |
| Rothschild Investment Corp | 30,818 | $562.0K | 0.05% | −1,000−3.1% | Reduced |
| Stolper Co | 28,808 | $525.0K | 0.23% | −1,078−3.6% | Reduced |
| Thrivent Financial for Lutherans | 26,500 | $483.0K | 0.00% | +175+0.7% | Added |
| Atria Wealth Solutions, Inc. | 19,010 | $384.1K | 0.01% | +19,010 | New |
| Truist Financial Corp | 20,801 | $379.2K | 0.00% | −2,515−10.8% | Reduced |
| Stifel Financial Corp | 20,562 | $374.8K | 0.00% | +4,157+25.3% | Added |
| Centurion Wealth Management LLC | 19,905 | $362.9K | 0.20% | +19,905 | New |
| SMH Capital Advisors Inc | 18,834 | $343.3K | 0.50% | −1,251−6.2% | Reduced |
| XML Financial, LLC | 17,744 | $323.5K | 0.04% | −3,207−15.3% | Reduced |
| Landscape Capital Management, L.L.C. | 16,795 | $306.2K | 0.04% | +5,336+46.6% | Added |
| Advisory Services Network, LLC | 16,624 | $303.1K | 0.01% | +143+0.9% | Added |
| Wedbush Securities Inc | 16,596 | $303.0K | 0.02% | +153+0.9% | Added |
| Harbour Investments, Inc. | 16,460 | $300.1K | 0.02% | +14,903+957.2% | Added |
| Institute for Wealth Management, LLC. | 16,001 | $291.7K | 0.06% | −595−3.6% | Reduced |
| Baird Financial Group, Inc. | 15,250 | $278.0K | 0.00% | +15,250 | New |
| Logan Stone Capital, LLC | 14,706 | $268.1K | 0.10% | +14,706 | New |
| Saba Capital Management, L.P. | 14,454 | $263.5K | 0.00% | +14,454 | New |
| Virtu Financial LLC | 13,820 | $252.0K | 0.03% | +13,820 | New |
| International Assets Investment Management, LLC | 11,473 | $209.2K | 0.02% | +11,473 | New |
| Global Assets Advisory, LLC | 11,000 | $200.5K | 0.21% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 10,868 | $198.0K | 0.00% | +10,868 | New |
| The PNC Financial Services Group, Inc. | 10,350 | $188.7K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,230 | $186.0K | 0.00% | −1,747−14.6% | Reduced |
| GWM Advisors LLC | 14,427 | $127.6K | 0.00% | +14,427 | New |
| Belpointe Asset Management LLC | 6,765 | $123.3K | 0.01% | 00.0% | Unchanged |
| Montag A & Associates Inc | 5,314 | $96.9K | 0.01% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 4,619 | $84.2K | 0.08% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 4,248 | $77.4K | 0.07% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 3,748 | $68.3K | 0.02% | −1,160−23.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 3,694 | $67.3K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 3,357 | $61.2K | 0.02% | +3,357 | New |
| CWM, LLC | 2,384 | $43.0K | 0.00% | +1,500+169.7% | Added |
| Spire Wealth Management | 2,000 | $36.0K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 1,500 | $27.3K | 0.01% | +1,500 | New |
| Cedar Wealth Management, LLC | 1,497 | $27.3K | 0.01% | 00.0% | Unchanged |
| TSFG, LLC | 754 | $14.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 533 | $9.00K | 0.00% | −531−49.9% | Reduced |
| Pathway Financial Advisers, LLC | 424 | $7.73K | 0.00% | +424 | New |
| Strengthening Families & Communities, LLC | 396 | $7.00K | 0.00% | +10+2.6% | Added |
| Westside Investment Management, Inc. | 350 | $6.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 284 | $5.00K | 0.00% | −3−1.0% | Reduced |
| Geneos Wealth Management Inc. | 150 | $2.73K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 66 | $1.20K | 0.00% | +66 | New |
| EverSource Wealth Advisors, LLC | 12 | $219 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 7 | – | – | −8−53.3% | Reduced |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −99,230−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −32,908−100.0% | Sold out |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −24,000−100.0% | Sold out |
| Laurel Wealth Advisors, Inc. | 0 | $0 | 0.00% | −12,046−100.0% | Sold out |
| Telemus Capital, LLC | 0 | $0 | 0.00% | −11,115−100.0% | Sold out |
| Wintrust Investments LLC | 0 | $0 | 0.00% | −10,296−100.0% | Sold out |
| Silverlake Wealth Management LLC | 0 | $0 | 0.00% | −9,890−100.0% | Sold out |
| Ancora Advisors, LLC | 0 | $0 | 0.00% | −958−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −168−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −65−100.0% | Sold out |
| Cornerstone Wealth Management, LLC | – | – | – | – | Not filed |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |