Virtus Equity & Convertible Income Fund
NIE- Exchange
- NYSE
- SEC CIK
- 0001383441
In the last 90 days, Virtus Equity & Convertible Income Fund insiders filed 1 open-market purchase and 1 sale; 94 institutions reported holding it in 13F filings for Q2 2026, worth $200.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Virtus Equity & Convertible Income Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −3 vs. Q4 2022
- Shares held
- 6.17M
- −267.4K (−4.2%) vs. Q4 2022
- Total value
- $121.2M
- +$3.95M (+3.4%) vs. Q4 2022
- New holders
- 7
- 23 more added
- Sold out
- 10
- 20 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NIE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $200.6M |
| Q1 2026 | 86 | $166.8M |
| Q4 2025 | 90 | $185.4M |
| Q3 2025 | 96 | $180.8M |
| Q2 2025 | 87 | $167.9M |
| Q1 2025 | 78 | $147.5M |
| Q4 2024 | 84 | $168.4M |
| Q3 2024 | 82 | $172.8M |
| Q2 2024 | 78 | $161.5M |
| Q1 2024 | 83 | $163.9M |
| Q4 2023 | 82 | $151.0M |
| Q3 2023 | 71 | $143.0M |
| Q2 2023 | 74 | $140.7M |
| Q1 2023 | 68 | $121.2M |
| Q4 2022 | 72 | $118.1M |
| Q3 2022 | 72 | $133.3M |
| Q2 2022 | 75 | $144.6M |
| Q1 2022 | 77 | $162.2M |
| Q4 2021 | 91 | $207.6M |
| Q3 2021 | 72 | $199.4M |
| Q2 2021 | 77 | $205.3M |
| Q1 2021 | 77 | $190.1M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Virtus Equity & Convertible Income Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1,219,539 | $24.0M | 0.01% | +65,518+5.7% | Added |
| Morgan Stanley | 483,716 | $9.51M | 0.00% | −72,720−13.1% | Reduced |
| Advisors Asset Management, Inc. | 434,237 | $8.53M | 0.17% | +17,539+4.2% | Added |
| Allspring Global Investments Holdings, LLC | 428,661 | $8.42M | 0.01% | −164,862−27.8% | Reduced |
| Royal Bank of Canada | 422,841 | $8.31M | 0.00% | +60,153+16.6% | Added |
| Guggenheim Capital LLC | 400,954 | $7.88M | 0.07% | +9,789+2.5% | Added |
| Raymond James & Associates | 376,511 | $7.40M | 0.01% | −14,587−3.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 353,063 | $6.94M | 0.01% | +30,885+9.6% | Added |
| Bank of America Corp | 251,849 | $4.95M | 0.00% | +78,091+44.9% | Added |
| UBS Group AG | 230,861 | $4.54M | 0.00% | +19,917+9.4% | Added |
| Schwarz Dygos Wheeler Investment Advisors LLC | 194,926 | $3.83M | 1.39% | +674+0.3% | Added |
| Advisor Group Holdings, Inc. | 138,881 | $2.73M | 0.01% | +14,493+11.7% | Added |
| Integrated Wealth Concepts LLC | 99,129 | $1.95M | 0.04% | +3,952+4.2% | Added |
| Invesco Ltd. | 83,052 | $1.63M | 0.00% | −21,470−20.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 78,238 | $1.54M | 0.01% | +15,231+24.2% | Added |
| Ameriprise Financial Inc | 77,044 | $1.51M | 0.00% | +18,907+32.5% | Added |
| National Asset Management, Inc. | 68,243 | $1.34M | 0.04% | +21,339+45.5% | Added |
| Commonwealth Equity Services, LLC | 65,305 | $1.28M | 0.00% | −3,461−5.0% | Reduced |
| LPL Financial LLC | 61,751 | $1.21M | 0.00% | +3,508+6.0% | Added |
| Global Endowment Management, LP | 60,000 | $1.18M | 0.13% | 00.0% | Unchanged |
| Brick & Kyle, Associates | 57,024 | $1.12M | 0.64% | +1,957+3.6% | Added |
| Cohen & Steers, Inc. | 56,127 | $1.10M | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 37,188 | $730.7K | 0.01% | −3,066−7.6% | Reduced |
| Rothschild Investment Corp | 31,818 | $625.0K | 0.05% | +1,000+3.2% | Added |
| Stolper Co | 31,276 | $615.0K | 0.26% | +2,468+8.6% | Added |
| CNH Partners LLC | 29,925 | $588.0K | 0.02% | −32,977−52.4% | Reduced |
| Thrivent Financial for Lutherans | 29,200 | $574.0K | 0.00% | +2,700+10.2% | Added |
| Spire Wealth Management | 23,555 | $462.9K | 0.02% | +21,555+1,077.8% | Added |
| First Trust Advisors LP | 21,884 | $430.0K | 0.00% | −20,885−48.8% | Reduced |
| Stifel Financial Corp | 20,203 | $397.0K | 0.00% | −359−1.7% | Reduced |
| Centurion Wealth Management LLC | 19,905 | $391.1K | 0.20% | 00.0% | Unchanged |
| Truist Financial Corp | 19,871 | $390.5K | 0.00% | −930−4.5% | Reduced |
| Advisory Services Network, LLC | 18,280 | $359.2K | 0.01% | +1,656+10.0% | Added |
| Cornerstone Wealth Management, LLC | 17,560 | $345.1K | 0.03% | +17,560 | New |
| SMH Capital Advisors Inc | 17,208 | $342.0K | 2.03% | −1,626−8.6% | Reduced |
| Harbour Investments, Inc. | 17,181 | $337.6K | 0.02% | +721+4.4% | Added |
| Wedbush Securities Inc | 16,630 | $327.0K | 0.02% | +34+0.2% | Added |
| Baird Financial Group, Inc. | 16,414 | $322.5K | 0.00% | +1,164+7.6% | Added |
| Institute for Wealth Management, LLC. | 15,906 | $312.6K | 0.06% | −95−0.6% | Reduced |
| Capital Investment Advisors, LLC | 15,900 | $312.4K | 0.01% | +15,900 | New |
| Atria Wealth Solutions, Inc. | 15,232 | $299.3K | 0.00% | −3,778−19.9% | Reduced |
| Cetera Investment Advisers | 14,958 | $293.9K | 0.00% | +14,958 | New |
| XML Financial, LLC | 12,665 | $248.9K | 0.03% | −5,079−28.6% | Reduced |
| Global Assets Advisory, LLC | 11,000 | $219.9K | 0.22% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 10,639 | $209.1K | 0.03% | −834−7.3% | Reduced |
| Davenport & Co LLC | 10,230 | $201.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 8,803 | $173.0K | 0.00% | −5,624−39.0% | Reduced |
| Belpointe Asset Management LLC | 6,765 | $132.9K | 0.01% | 00.0% | Unchanged |
| Montag A & Associates Inc | 5,314 | $104.4K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,304 | $104.2K | 0.00% | −5,046−48.8% | Reduced |
| Tilia Fiduciary Partners, Inc. | 4,619 | $90.8K | 0.09% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 4,248 | $83.5K | 0.07% | 00.0% | Unchanged |
| CWM, LLC | 2,384 | $47.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,232 | $43.9K | 0.00% | −1,462−39.6% | Reduced |
| JPMorgan Chase & Co | 2,154 | $42.0K | 0.00% | +2,154 | New |
| Elequin Capital LP | 2,085 | $41.0K | 0.03% | −1,272−37.9% | Reduced |
| Venturi Wealth Management, LLC | 1,768 | $34.7K | 0.00% | +1,768 | New |
| ICA Group Wealth Management, LLC | 1,500 | $29.5K | 0.01% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 1,497 | $29.4K | 0.01% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 1,431 | $28.1K | 0.02% | +1,431 | New |
| TSFG, LLC | 754 | $15.0K | 0.01% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 350 | $6.88K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 284 | $6.00K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 233 | $5.00K | 0.00% | −163−41.2% | Reduced |
| Geneos Wealth Management Inc. | 150 | $2.95K | 0.00% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 130 | $2.56K | 0.00% | +130 | New |
| Hollencrest Capital Management | 66 | $1.30K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 12 | $236 | 0.00% | 00.0% | Unchanged |
| Karpus Management, Inc. | 0 | $0 | 0.00% | −278,904−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −16,795−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −14,706−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −14,454−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,820−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,868−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −3,748−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −533−100.0% | Sold out |
| Pathway Financial Advisers, LLC | 0 | $0 | 0.00% | −424−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| Keystone Financial Group | – | – | – | – | Not filed |