Virtus Equity & Convertible Income Fund
NIE- Exchange
- NYSE
- SEC CIK
- 0001383441
In the last 90 days, Virtus Equity & Convertible Income Fund insiders filed 1 open-market purchase and 1 sale; 94 institutions reported holding it in 13F filings for Q2 2026, worth $200.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Virtus Equity & Convertible Income Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −3 vs. Q4 2022
- Shares held
- 6.17M
- −267.4K (−4.2%) vs. Q4 2022
- Total value
- $121.2M
- +$3.95M (+3.4%) vs. Q4 2022
- New holders
- 7
- 23 more added
- Sold out
- 10
- 20 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NIE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $200.6M |
| Q1 2026 | 86 | $166.8M |
| Q4 2025 | 90 | $185.4M |
| Q3 2025 | 96 | $180.8M |
| Q2 2025 | 87 | $167.9M |
| Q1 2025 | 78 | $147.5M |
| Q4 2024 | 84 | $168.4M |
| Q3 2024 | 82 | $172.8M |
| Q2 2024 | 78 | $161.5M |
| Q1 2024 | 83 | $163.9M |
| Q4 2023 | 82 | $151.0M |
| Q3 2023 | 71 | $143.0M |
| Q2 2023 | 74 | $140.7M |
| Q1 2023 | 68 | $121.2M |
| Q4 2022 | 72 | $118.1M |
| Q3 2022 | 72 | $133.3M |
| Q2 2022 | 75 | $144.6M |
| Q1 2022 | 77 | $162.2M |
| Q4 2021 | 91 | $207.6M |
| Q3 2021 | 72 | $199.4M |
| Q2 2021 | 77 | $205.3M |
| Q1 2021 | 77 | $190.1M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Virtus Equity & Convertible Income Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| EverSource Wealth Advisors, LLC | 12 | $236 | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 66 | $1.30K | 0.00% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 130 | $2.56K | 0.00% | +130 | New |
| Geneos Wealth Management Inc. | 150 | $2.95K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 233 | $5.00K | 0.00% | −163−41.2% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 284 | $6.00K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 350 | $6.88K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 754 | $15.0K | 0.01% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 1,431 | $28.1K | 0.02% | +1,431 | New |
| Cedar Wealth Management, LLC | 1,497 | $29.4K | 0.01% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 1,500 | $29.5K | 0.01% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,768 | $34.7K | 0.00% | +1,768 | New |
| Elequin Capital LP | 2,085 | $41.0K | 0.03% | −1,272−37.9% | Reduced |
| JPMorgan Chase & Co | 2,154 | $42.0K | 0.00% | +2,154 | New |
| Northwestern Mutual Wealth Management Co | 2,232 | $43.9K | 0.00% | −1,462−39.6% | Reduced |
| CWM, LLC | 2,384 | $47.0K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 4,248 | $83.5K | 0.07% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 4,619 | $90.8K | 0.09% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,304 | $104.2K | 0.00% | −5,046−48.8% | Reduced |
| Montag A & Associates Inc | 5,314 | $104.4K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 6,765 | $132.9K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 8,803 | $173.0K | 0.00% | −5,624−39.0% | Reduced |
| Davenport & Co LLC | 10,230 | $201.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 10,639 | $209.1K | 0.03% | −834−7.3% | Reduced |
| Global Assets Advisory, LLC | 11,000 | $219.9K | 0.22% | 00.0% | Unchanged |
| XML Financial, LLC | 12,665 | $248.9K | 0.03% | −5,079−28.6% | Reduced |
| Cetera Investment Advisers | 14,958 | $293.9K | 0.00% | +14,958 | New |
| Atria Wealth Solutions, Inc. | 15,232 | $299.3K | 0.00% | −3,778−19.9% | Reduced |
| Capital Investment Advisors, LLC | 15,900 | $312.4K | 0.01% | +15,900 | New |
| Institute for Wealth Management, LLC. | 15,906 | $312.6K | 0.06% | −95−0.6% | Reduced |
| Baird Financial Group, Inc. | 16,414 | $322.5K | 0.00% | +1,164+7.6% | Added |
| Wedbush Securities Inc | 16,630 | $327.0K | 0.02% | +34+0.2% | Added |
| Harbour Investments, Inc. | 17,181 | $337.6K | 0.02% | +721+4.4% | Added |
| SMH Capital Advisors Inc | 17,208 | $342.0K | 2.03% | −1,626−8.6% | Reduced |
| Cornerstone Wealth Management, LLC | 17,560 | $345.1K | 0.03% | +17,560 | New |
| Advisory Services Network, LLC | 18,280 | $359.2K | 0.01% | +1,656+10.0% | Added |
| Truist Financial Corp | 19,871 | $390.5K | 0.00% | −930−4.5% | Reduced |
| Centurion Wealth Management LLC | 19,905 | $391.1K | 0.20% | 00.0% | Unchanged |
| Stifel Financial Corp | 20,203 | $397.0K | 0.00% | −359−1.7% | Reduced |
| First Trust Advisors LP | 21,884 | $430.0K | 0.00% | −20,885−48.8% | Reduced |
| Spire Wealth Management | 23,555 | $462.9K | 0.02% | +21,555+1,077.8% | Added |
| Thrivent Financial for Lutherans | 29,200 | $574.0K | 0.00% | +2,700+10.2% | Added |
| CNH Partners LLC | 29,925 | $588.0K | 0.02% | −32,977−52.4% | Reduced |
| Stolper Co | 31,276 | $615.0K | 0.26% | +2,468+8.6% | Added |
| Rothschild Investment Corp | 31,818 | $625.0K | 0.05% | +1,000+3.2% | Added |
| Steward Partners Investment Advisory, LLC | 37,188 | $730.7K | 0.01% | −3,066−7.6% | Reduced |
| Cohen & Steers, Inc. | 56,127 | $1.10M | 0.00% | 00.0% | Unchanged |
| Brick & Kyle, Associates | 57,024 | $1.12M | 0.64% | +1,957+3.6% | Added |
| Global Endowment Management, LP | 60,000 | $1.18M | 0.13% | 00.0% | Unchanged |
| LPL Financial LLC | 61,751 | $1.21M | 0.00% | +3,508+6.0% | Added |
| Commonwealth Equity Services, LLC | 65,305 | $1.28M | 0.00% | −3,461−5.0% | Reduced |
| National Asset Management, Inc. | 68,243 | $1.34M | 0.04% | +21,339+45.5% | Added |
| Ameriprise Financial Inc | 77,044 | $1.51M | 0.00% | +18,907+32.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 78,238 | $1.54M | 0.01% | +15,231+24.2% | Added |
| Invesco Ltd. | 83,052 | $1.63M | 0.00% | −21,470−20.5% | Reduced |
| Integrated Wealth Concepts LLC | 99,129 | $1.95M | 0.04% | +3,952+4.2% | Added |
| Advisor Group Holdings, Inc. | 138,881 | $2.73M | 0.01% | +14,493+11.7% | Added |
| Schwarz Dygos Wheeler Investment Advisors LLC | 194,926 | $3.83M | 1.39% | +674+0.3% | Added |
| UBS Group AG | 230,861 | $4.54M | 0.00% | +19,917+9.4% | Added |
| Bank of America Corp | 251,849 | $4.95M | 0.00% | +78,091+44.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 353,063 | $6.94M | 0.01% | +30,885+9.6% | Added |
| Raymond James & Associates | 376,511 | $7.40M | 0.01% | −14,587−3.7% | Reduced |
| Guggenheim Capital LLC | 400,954 | $7.88M | 0.07% | +9,789+2.5% | Added |
| Royal Bank of Canada | 422,841 | $8.31M | 0.00% | +60,153+16.6% | Added |
| Allspring Global Investments Holdings, LLC | 428,661 | $8.42M | 0.01% | −164,862−27.8% | Reduced |
| Advisors Asset Management, Inc. | 434,237 | $8.53M | 0.17% | +17,539+4.2% | Added |
| Morgan Stanley | 483,716 | $9.51M | 0.00% | −72,720−13.1% | Reduced |
| Wells Fargo & Company | 1,219,539 | $24.0M | 0.01% | +65,518+5.7% | Added |
| Karpus Management, Inc. | 0 | $0 | 0.00% | −278,904−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −16,795−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −14,706−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −14,454−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,820−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,868−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −3,748−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −533−100.0% | Sold out |
| Pathway Financial Advisers, LLC | 0 | $0 | 0.00% | −424−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| Keystone Financial Group | – | – | – | – | Not filed |