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LPL Financial Holdings Inc.

LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
SEC CIK
0001397911

In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.6B in total; superinvestors Lone Pine Capital and Markel Group hold it.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by LPL Financial Holdings Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
4 filings
4 insiders, $2.08M in total
Insiders trading
4
Net value
−$2.08M
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for LPL Financial Holdings Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for LPL Financial Holdings Inc.
NameTitleLast reported holdingLast filingFilings, past year
Reeping KatharinePrincipal Accounting Officer1,774Sep 14, 20262
Field EmilyGroup Managing Director1,833Sep 8, 20262
Thomas Corey E.Director14,912Sep 1, 20265
Schifter Richard PDirector39,192Sep 1, 20266
Putnam James SDirector135,298Sep 1, 20267
Mnookin AllisonDirector11,763Sep 1, 20265
Glavin William Francis JrDirector24,074Sep 1, 20265
Eberhart PaulettDirector17,764Sep 1, 20265
Bernard Edward CDirector16,262Sep 1, 20265
Jambusaria AneriGroup Managing Director6,107Aug 31, 20265
Gates GregGroup Managing Director23,602Aug 21, 20266
Enyedi MatthewGroup Managing Director13,121Aug 4, 20262
Cohen Marc EliotGroup Managing Director4,356Jun 15, 20263
Mulcahy Anne MDirector37,431May 19, 20261
Ko Albert JDirector3,299May 19, 20261
Khanna SomeshDirector851May 19, 20262
Audette Matthew JPresident and CFO19,803Apr 16, 20262
Steinmeier RichardChief Executive Officer19,488Feb 27, 20262
Morningstar MatthewGroup Managing Director3,415Feb 27, 20262
Brown AltheaManaging Director6,711Feb 27, 20250
Dadyar SaraManaging Director1,797Feb 27, 20250
Arnold Dan H.President & CEO142,608Jun 18, 20240
Sethi KabirManaging Director10,245Feb 27, 20240
Larsen Sallie R.Managing Director25,196Nov 14, 20230
Semerjian DaytonManaging Director19,118Feb 28, 20230
Oroschakoff MichelleManaging Director23,852Feb 28, 20230
Simonich BrentPrincipal Accounting Officer6,773Feb 28, 20230
White George BurtonManaging Director49,578Mar 1, 20220
Fandrey EdwardManaging Director15,289Mar 1, 20220

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Sep 14, 2026 (view filing)4:19 PM ETSep 113 daysReeping KatharinePrincipal Accounting OfficerSSale−439.95$347.88−$153.0K−19.9%1.77K after
Aug 31, 2026 (view filing)4:20 PM ETAug 274 daysJambusaria AneriGroup Managing DirectorSSale−308$357.36−$110.1K−4.8%6.11K after10b5-1
Aug 21, 2026 (view filing)4:08 PM ETAug 201 dayGates GregGroup Managing DirectorSSale−4.12K$355.38−$1.46M−14.9%23.6K after
Aug 4, 2026 (view filing)4:14 PM ETJul 314 daysEnyedi MatthewGroup Managing DirectorSSale−1.00K$352.72−$352.7K−7.1%13.1K after5 lots10b5-1
Jun 22, 2026 (view filing)Jun 175 daysJambusaria AneriGroup Managing DirectorSSale−308$306.00−$94.2K−4.6%6.42K after10b5-1
Apr 16, 2026 (view filing)Apr 14-152 daysAudette Matthew JPresident and CFOSSale−1.58K$328.63−$518.9K−7.4%19.8K after6 lots10b5-1
Mar 11, 2026 (view filing)Mar 9-102 daysCohen Marc EliotGroup Managing DirectorSSale−3.30K$309.07−$1.02M−42.9%4.40K after2 lots
Mar 4, 2026 (view filing)Mar 22 daysJambusaria AneriGroup Managing DirectorSSale−308$306.00−$94.2K−4.4%6.72K after10b5-1
Feb 27, 2026 (view filing)Feb 261 dayEnyedi MatthewGroup Managing DirectorSSale−2.11K$320.15−$675.2K−13.0%14.1K after5 lots10b5-1
Feb 27, 2026 (view filing)Feb 261 dayAudette Matthew JPresident and CFOSSale−1.58K$320.50−$506.7K−6.9%21.4K after4 lots10b5-1
Dec 9, 2025 (view filing)Dec 54 daysSteinmeier RichardChief Executive OfficerSSale−5.06K$370.99−$1.88M−35.2%9.33K after6 lots10b5-1
Dec 9, 2025 (view filing)Dec 54 daysGates GregGroup Managing DirectorSSale−750$370.97−$278.2K−4.9%14.6K after6 lots10b5-1
Dec 3, 2025 (view filing)Dec 12 daysJambusaria AneriGroup Managing DirectorSSale−80$352.48−$28.2K−1.4%5.50K after10b5-1
Nov 7, 2025 (view filing)Nov 52 daysGates GregGroup Managing DirectorSSale−1.50K$376.43−$564.6K−8.9%15.4K after8 lots10b5-1
Oct 8, 2025 (view filing)Oct 62 daysGates GregGroup Managing DirectorSSale−750$314.42−$235.8K−4.3%16.9K after5 lots10b5-1
Sep 9, 2025 (view filing)Sep 54 daysGates GregGroup Managing DirectorSSale−1.50K$338.21−$507.3K−7.8%17.6K after18 lots10b5-1
Sep 3, 2025 (view filing)Sep 21 dayJambusaria AneriGroup Managing DirectorSSale−80$361.25−$28.9K−1.4%5.58K after10b5-1
Aug 7, 2025 (view filing)Aug 52 daysGates GregGroup Managing DirectorSSale−1.50K$374.05−$561.1K−7.3%19.1K after10 lots10b5-1
Jul 8, 2025 (view filing)Jul 35 daysGates GregGroup Managing DirectorSSale−1.50K$382.63−$574.0K−6.8%20.6K after8 lots10b5-1
Jun 9, 2025 (view filing)Jun 54 daysGates GregGroup Managing DirectorSSale−1.50K$378.87−$568.3K−6.3%22.4K after8 lots10b5-1
Jun 4, 2025 (view filing)Jun 22 daysJambusaria AneriGroup Managing DirectorSSale−80$383.99−$30.7K−1.4%5.66K after10b5-1
Mar 17, 2025 (view filing)Mar 143 daysJambusaria AneriManaging DirectorSSale−80$311.87−$24.9K−1.4%5.74K after10b5-1
Feb 27, 2025 (view filing)Feb 261 dayCohen Marc EliotManaging DirectorSSale−1.10K$365.85−$402.4K−21.3%4.08K after
Feb 27, 2025 (view filing)Feb 261 dayAudette Matthew JPresident and CFOSSale−4.59K$360.07−$1.65M−21.7%16.5K after10b5-1
Feb 20, 2025 (view filing)Feb 182 daysSteinmeier RichardChief Executive OfficerSSale−3.50K$373.79−$1.31M−14.1%21.4K after10b5-1
Feb 12, 2025 (view filing)Feb 102 daysEnyedi MatthewManaging DirectorSSale−5.15K$369.33−$1.90M−32.9%10.5K after10b5-1
Feb 7, 2025 (view filing)Feb 52 daysAudette Matthew JPresident and CFOSSale−28.8K$365.14−$10.5M−67.8%13.7K after8 lots10b5-1
Dec 9, 2024 (view filing)Dec 54 daysJambusaria AneriManaging DirectorSSale−305$331.94−$101.2K−7.2%3.92K after
Jun 18, 2024 (view filing)Jun 144 daysArnold Dan H.President & CEOSSale−5.68K$277.31−$1.57M−3.8%142.6K after10b5-1
Feb 27, 2024 (view filing)Feb 261 daySethi KabirManaging DirectorSSale−1.30K$266.50−$346.5K−11.3%10.2K after4 lots10b5-1
Feb 27, 2024 (view filing)Feb 261 dayGates GregManaging DirectorSSale−11.4K$266.27−$3.04M−37.4%19.1K after5 lots
Feb 27, 2024 (view filing)Feb 261 dayEnyedi MatthewManaging DirectorSSale−2.40K$263.00−$631.2K−18.6%10.5K after10b5-1
Feb 27, 2024 (view filing)Feb 261 dayAudette Matthew JCFO and Head of Business OpsSSale−5.57K$266.52−$1.49M−29.0%13.7K after5 lots10b5-1
Feb 27, 2024 (view filing)Feb 23-264 daysArnold Dan H.President & CEOSSale−41.9K$266.39−$11.2M−22.8%141.8K after8 lots10b5-1
Feb 22, 2024 (view filing)Feb 202 daysEnyedi MatthewManaging DirectorSSale−1.38K$256.94−$354.8K−13.8%8.63K after10b5-1
Feb 22, 2024 (view filing)Feb 202 daysArnold Dan H.President & CEOSSale−10.0K$256.35−$2.56M−6.8%137.0K after5 lots10b5-1
Feb 7, 2024 (view filing)Feb 52 daysAudette Matthew JCFO and Head of Business OpsSSale−27.7K$248.55−$6.89M−68.7%12.6K after5 lots10b5-1
Nov 14, 2023 (view filing)Nov 104 daysLarsen Sallie R.Managing DirectorSSale−13.5K$226.57−$3.06M−34.9%25.2K after
Nov 6, 2023 (view filing)Nov 24 daysJambusaria AneriManaging DirectorSSale−1.93K$222.37−$429.2K−51.7%1.80K after
Sep 21, 2023 (view filing)Sep 19-202 daysArnold Dan H.President & CEOSSale−528$250.02−$132.0K−0.4%145.9K after2 lots10b5-1
Sep 15, 2023 (view filing)Sep 132 daysSteinmeier RichardManaging DirectorSSale−10.3K$242.68−$2.50M−37.8%16.9K after4 lots10b5-1
Sep 5, 2023 (view filing)Aug 2214 daysLateEnyedi MatthewManaging DirectorSSale−3.27K$230.86−$753.8K−24.7%9.98K after10b5-1
May 5, 2023 (view filing)May 41 dayGlavin William Francis JrDirectorPPurchase+557$180.23+$100.4K+25.1%2.77K after
Feb 28, 2023 (view filing)Feb 271 dayOroschakoff MichelleManaging DirectorSSale−4.81K$246.18−$1.18M−16.8%23.9K after3 lots
Feb 28, 2023 (view filing)Feb 271 dayLarsen Sallie R.Managing DirectorSSale−4.44K$248.13−$1.10M−15.0%25.2K after
Feb 28, 2023 (view filing)Feb 271 dayAudette Matthew JChief Financial OfficerSSale−7.11K$246.17−$1.75M−36.0%12.6K after3 lots
Feb 28, 2023 (view filing)Feb 271 dayArnold Dan H.President & CEOSSale−38.4K$246.20−$9.46M−19.9%154.9K after4 lots
Feb 21, 2023 (view filing)Feb 16-175 daysOroschakoff MichelleManaging DirectorSSale−17.8K$248.98−$4.43M−43.2%23.3K after5 lots
Feb 15, 2023 (view filing)Feb 132 daysLarsen Sallie R.Managing DirectorSSale−20.5K$241.84−$4.96M−45.5%24.6K after3 lots
Feb 8, 2023 (view filing)Feb 62 daysAudette Matthew JChief Financial OfficerSSale−20.8K$239.30−$4.98M−62.2%12.7K after8 lots