Audette Matthew J's Form 4 filing
LPL Financial Holdings Inc. (LPLA) · filed Feb 27, 2025
- Accession no.
- 0001397911-25-000020
- Filed
- Feb 27, 2025
- Trade date
- Feb 25-26, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions. Open-market sales total $1.65M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Audette Matthew JCIK 0001435098 | Officer (President and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2025 | Common Stock | AGrant or awardAcquired | +7,154 | $0.00 | $0 | 19,917 | Direct | |
| Feb 25, 2025 | Common Stock | FTax withholdingDisposed | −4,738 | $357.36 | −$1,693,171.68 | 15,179 | Direct | |
| Feb 25, 2025 | Common Stock | AGrant or awardAcquired | +5,947 | $0.00 | $0 | 21,126 | Direct | |
| Feb 26, 2025 | Common Stock | SSaleDisposed | −4,588 | $360.07 | −$1,652,001.16 | 16,538 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The signatory is signing on behalf of Matthew J. Audette pursuant to a Power of Attorney dated December 16, 2024.