Gates Greg's Form 4 filing
LPL Financial Holdings Inc. (LPLA) · filed Dec 9, 2025
- Accession no.
- 0001628280-25-056209
- Filed
- Dec 9, 2025
- Trade date
- Dec 5, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $278.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates GregCIK 0001877100 | Officer (Group Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2025 | Common Stock | SSaleDisposed | −46 | $367.95 | −$16,925.7 | 15,324 | Direct | |
| Dec 5, 2025 | Common Stock | SSaleDisposed | −34 | $368.70 | −$12,535.8 | 15,290 | Direct | |
| Dec 5, 2025 | Common Stock | SSaleDisposed | −136 | $370.44 | −$50,379.84 | 15,154 | Direct | |
| Dec 5, 2025 | Common Stock | SSaleDisposed | −410 | $371.20 | −$152,192 | 14,744 | Direct | |
| Dec 5, 2025 | Common Stock | SSaleDisposed | −85 | $372.32 | −$31,647.2 | 14,659 | Direct | |
| Dec 5, 2025 | Common Stock | SSaleDisposed | −39 | $373.09 | −$14,550.51 | 14,620 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.