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Gates Greg's Form 4 filing

LPL Financial Holdings Inc. (LPLA) · filed Nov 7, 2025

Accession no.
0001628280-25-050641
Filed
Nov 7, 2025
Trade date
Nov 5, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 8 non-derivative transactions and 0 derivative transactions. Open-market sales total $564.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gates GregCIK 0001877100Officer (Group Managing Director)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 5, 2025Common StockSSaleDisposed−63$372.62−$23,475.0616,807Direct
Nov 5, 2025Common StockSSaleDisposed−205$374.00−$76,67016,602Direct
Nov 5, 2025Common StockSSaleDisposed−230$374.86−$86,217.816,372Direct
Nov 5, 2025Common StockSSaleDisposed−267$375.80−$100,338.616,105Direct
Nov 5, 2025Common StockSSaleDisposed−293$377.01−$110,463.9315,812Direct
Nov 5, 2025Common StockSSaleDisposed−234$378.24−$88,508.1615,578Direct
Nov 5, 2025Common StockSSaleDisposed−169$379.58−$64,149.0215,409Direct
Nov 5, 2025Common StockSSaleDisposed−39$380.12−$14,824.6815,370Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)