Steinmeier Richard's Form 4 filing
LPL Financial Holdings Inc. (LPLA) · filed Feb 20, 2025
- Accession no.
- 0001397911-25-000016
- Filed
- Feb 20, 2025
- Trade date
- Feb 18, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 1 non-derivative transaction. Open-market sales total $1.31M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steinmeier RichardCIK 0001750576 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2025 | Common Stock | SSaleDisposed | −3,500 | $373.79 | −$1,308,265 | 21,396 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The signatory is signing on behalf of Richard Steinmeier pursuant to a Power of Attorney dated December 17, 2024, which is filed as Exhibit 24.1 to this filing.