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Gates Greg's Form 4 filing

LPL Financial Holdings Inc. (LPLA) · filed Oct 8, 2025

Accession no.
0001628280-25-044604
Filed
Oct 8, 2025
Trade date
Oct 6, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market sales total $235.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gates GregCIK 0001877100Officer (Group Managing Director)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 6, 2025Common StockSSaleDisposed−141$312.15−$44,013.1517,479Direct
Oct 6, 2025Common StockSSaleDisposed−266$313.20−$83,311.217,213Direct
Oct 6, 2025Common StockSSaleDisposed−109$314.04−$34,230.3617,104Direct
Oct 6, 2025Common StockSSaleDisposed−132$315.09−$41,591.8816,972Direct
Oct 6, 2025Common StockSSaleDisposed−102$320.27−$32,667.5416,870Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)