Cohen Marc Eliot's Form 4 filing
LPL Financial Holdings Inc. (LPLA) · filed Mar 11, 2026
- Accession no.
- 0001628280-26-016927
- Filed
- Mar 11, 2026
- Trade date
- Mar 9-10, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cohen Marc EliotCIK 0002050551 | Officer (Group Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2026 | Common Stock | MOption exerciseAcquired | +2,212 | $77.53 | +$171,496.36 | 7,700.21 | Direct | |
| Mar 9, 2026 | Common Stock | SSaleDisposed | −2,212 | $308.75 | −$682,955 | 5,488.21 | Direct | |
| Mar 10, 2026 | Common Stock | SSaleDisposed | −1,088.21 | $309.72 | −$337,040.4 | 4,400 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2026 | Common Stock | MOption exerciseDisposed | −2,212 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.