Steinmeier Richard's Form 4 filing
LPL Financial Holdings Inc. (LPLA) · filed Dec 9, 2025
- Accession no.
- 0001628280-25-056211
- Filed
- Dec 9, 2025
- Trade date
- Dec 5, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 0 derivative transactions. Open-market sales total $1.88M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steinmeier RichardCIK 0001750576 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2025 | Common Stock | SSaleDisposed | −332 | $367.06 | −$121,863.92 | 14,052 | Direct | |
| Dec 5, 2025 | Common Stock | SSaleDisposed | −183 | $368.63 | −$67,459.29 | 13,869 | Direct | |
| Dec 5, 2025 | Common Stock | SSaleDisposed | −1,040 | $370.62 | −$385,444.8 | 12,829 | Direct | |
| Dec 5, 2025 | Common Stock | SSaleDisposed | −2,450 | $371.23 | −$909,513.5 | 10,379 | Direct | |
| Dec 5, 2025 | Common Stock | SSaleDisposed | −779 | $372.20 | −$289,943.8 | 9,600 | Direct | |
| Dec 5, 2025 | Common Stock | SSaleDisposed | −274 | $373.20 | −$102,256.8 | 9,326 | Direct | |
| Dec 5, 2025 | Common Stock | GGiftDisposed | −275 | $0.00 | $0 | 16,812.7 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.