Larsen Sallie R.'s Form 4 filing
LPL Financial Holdings Inc. (LPLA) · filed Feb 28, 2023
- Accession no.
- 0001397911-23-000036
- Filed
- Feb 28, 2023
- Trade date
- Feb 25-27, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.10M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Larsen Sallie R.CIK 0001548541 | Officer (Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2023 | Common Stock | AGrant or awardAcquired | +6,830 | $0.00 | $0 | 31,385 | Direct | |
| Feb 25, 2023 | Common Stock | FTax withholdingDisposed | −4,281 | $247.30 | −$1,058,691.3 | 27,104 | Direct | |
| Feb 25, 2023 | Common Stock | AGrant or awardAcquired | +2,531 | $0.00 | $0 | 29,635 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −4,439 | $248.13 | −$1,101,449.07 | 25,196 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The signatory is signing on behalf of Sallie R. Larsen pursuant to a Power of Attorney dated August 3, 2015.