LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
Holders of 5% or more of LPLA
Holders whose latest Schedule 13D or 13G filing reports 5% or more of LPL Financial Holdings Inc., largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 13G | 5.36%4.30M shares | New | Apr 30, 20261 filing | Apr 30, 2026 | SEC |
| Janus Henderson Group PLC | 13G | 5.30%4.20M shares | – | Feb 11, 20212 filings | Aug 13, 2026 | SEC |
| Dodge & Cox | 13G | 5.20%4.15M shares | New | May 14, 20261 filing | May 14, 2026 | SEC |
| Boston Partners | 13G | 5.01%4.00M shares | New | Aug 4, 20261 filing | Aug 4, 2026 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
9 Schedule 13D and 13G filings on LPL Financial Holdings Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Aug 13, 202612:30 PM ET | Janus Henderson Group PLC | 13G | 5.30%4.20M shares | – | Jun 30, 2026 | SEC |
| Aug 4, 20264:37 PM ET | Boston Partners | 13G | 5.01%4.00M shares | New | Jun 30, 2026 | SEC |
| May 14, 202612:51 PM ET | Dodge & Cox | 13G | 5.20%4.15M shares | New | Mar 31, 2026 | SEC |
| Apr 30, 202611:10 AM ET | Vanguard Capital Management LLC | 13G | 5.36%4.30M shares | New | Mar 31, 2026 | SEC |
| Mar 27, 202610:30 AM ET | Vanguard Group Inc | 13G/A | 0.00%0 shares | −10.05 ppfrom 10.05%Below 5% | Mar 13, 2026 | SEC |
| Aug 7, 202510:25 AM ET | Vanguard Group Inc | 13G/A | 10.05%8.04M shares | – | Jul 31, 2025 | SEC |
| Feb 9, 2023 | Janus Henderson Group PLC | 13G/AOld format | – | – | – | SEC |
| Feb 9, 2023 | Vanguard Group Inc | 13G/AOld format | – | – | – | SEC |
| Dec 9, 2022 | Janus Henderson Group PLC | 13G/AOld format | – | – | – | SEC |
| Feb 11, 2022 | Janus Henderson Group PLC | 13G/AOld format | – | – | – | SEC |
| Feb 10, 2022 | Vanguard Group Inc | 13G/AOld format | – | – | – | SEC |
| Feb 4, 2022 | Wellington Management Group LLP | 13G/AOld format | – | – | – | SEC |
| Feb 11, 2021 | Janus Henderson Group PLC | 13G/AOld format | – | – | – | SEC |
| Feb 10, 2021 | Vanguard Group Inc | 13G/AOld format | – | – | – | SEC |
| Feb 4, 2021 | Wellington Management Group LLP | 13GOld format | – | New | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell LPL Financial Holdings Inc. shares.
No Form 144 notices for LPL Financial Holdings Inc. are on file.