LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by LPL Financial Holdings Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 4 filings
- 4 insiders, $2.08M in total
- Insiders trading
- 4
- Net value
- −$2.08M
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for LPL Financial Holdings Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Reeping Katharine | Principal Accounting Officer | 1,774 | Sep 14, 2026 | 2 |
| Field Emily | Group Managing Director | 1,833 | Sep 8, 2026 | 2 |
| Thomas Corey E. | Director | 14,912 | Sep 1, 2026 | 5 |
| Schifter Richard P | Director | 39,192 | Sep 1, 2026 | 6 |
| Putnam James S | Director | 135,298 | Sep 1, 2026 | 7 |
| Mnookin Allison | Director | 11,763 | Sep 1, 2026 | 5 |
| Glavin William Francis Jr | Director | 24,074 | Sep 1, 2026 | 5 |
| Eberhart Paulett | Director | 17,764 | Sep 1, 2026 | 5 |
| Bernard Edward C | Director | 16,262 | Sep 1, 2026 | 5 |
| Jambusaria Aneri | Group Managing Director | 6,107 | Aug 31, 2026 | 5 |
| Gates Greg | Group Managing Director | 23,602 | Aug 21, 2026 | 6 |
| Enyedi Matthew | Group Managing Director | 13,121 | Aug 4, 2026 | 2 |
| Cohen Marc Eliot | Group Managing Director | 4,356 | Jun 15, 2026 | 3 |
| Mulcahy Anne M | Director | 37,431 | May 19, 2026 | 1 |
| Ko Albert J | Director | 3,299 | May 19, 2026 | 1 |
| Khanna Somesh | Director | 851 | May 19, 2026 | 2 |
| Audette Matthew J | President and CFO | 19,803 | Apr 16, 2026 | 2 |
| Steinmeier Richard | Chief Executive Officer | 19,488 | Feb 27, 2026 | 2 |
| Morningstar Matthew | Group Managing Director | 3,415 | Feb 27, 2026 | 2 |
| Brown Althea | Managing Director | 6,711 | Feb 27, 2025 | 0 |
| Dadyar Sara | Managing Director | 1,797 | Feb 27, 2025 | 0 |
| Arnold Dan H. | President & CEO | 142,608 | Jun 18, 2024 | 0 |
| Sethi Kabir | Managing Director | 10,245 | Feb 27, 2024 | 0 |
| Larsen Sallie R. | Managing Director | 25,196 | Nov 14, 2023 | 0 |
| Semerjian Dayton | Managing Director | 19,118 | Feb 28, 2023 | 0 |
| Oroschakoff Michelle | Managing Director | 23,852 | Feb 28, 2023 | 0 |
| Simonich Brent | Principal Accounting Officer | 6,773 | Feb 28, 2023 | 0 |
| White George Burton | Managing Director | 49,578 | Mar 1, 2022 | 0 |
| Fandrey Edward | Managing Director | 15,289 | Mar 1, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 (view filing) | Nov 18 | 3 days | Simonich BrentEVP, CAO and Treasurer | PPurchase | +920 | $219.15 | +$201.6K | +18.0%6.04K after | |
| Nov 21, 2022 (view filing) | Nov 17 | 4 days | Oroschakoff MichelleManaging Director | SSale | −5.21K | $213.80 | −$1.11M | −11.3%41.1K after | |
| Nov 21, 2022 (view filing) | Nov 18 | 3 days | Glavin William Francis JrDirector | PPurchase | +458 | $217.74 | +$99.7K | +26.0%2.22K after | |
| Nov 2, 2022 (view filing) | Oct 31 | 2 days | Audette Matthew JChief Financial Officer | SSale | −20.0K | $257.09 | −$5.14M | −61.2%12.7K after | 6 lots |
| Oct 7, 2022 (view filing) | Oct 5 | 2 days | Arnold Dan H.President & CEO | SSale | −20.0K | $240.27 | −$4.81M | −11.2%157.8K after | |
| Aug 19, 2022 (view filing) | Aug 17 | 2 days | Oroschakoff MichelleManaging Director | SSale | −12.9K | $227.57 | −$2.93M | −25.0%38.6K after | 6 lots |
| Aug 19, 2022 (view filing) | Aug 17 | 2 days | Arnold Dan H.President & CEO | SSale | −11.4K | $230.63 | −$2.63M | −6.5%162.6K after | 3 lots |
| Aug 17, 2022 (view filing) | Aug 15-16 | 2 days | Arnold Dan H.President & CEO | SSale | −13.6K | $226.78 | −$3.09M | −7.7%162.6K after | 5 lots |
| Aug 8, 2022 (view filing) | Aug 4 | 4 days | Steinmeier RichardManaging Director | SSale | −7.36K | $216.64 | −$1.59M | −23.4%24.1K after | |
| Aug 2, 2022 (view filing) | Jul 29 | 4 days | Arnold Dan H.President & CEO | SSale | −39.0K | $210.33 | −$8.21M | −19.4%162.6K after | |
| May 31, 2022 (view filing) | May 26-27 | 5 days | Arnold Dan H.President & CEO | SSale | −39.0K | $197.29 | −$7.70M | −19.4%162.6K after | 7 lots |
| May 18, 2022 (view filing) | May 16 | 2 days | Oroschakoff MichelleManaging Director | SSale | −15.7K | $172.23 | −$2.71M | −27.2%42.1K after | 5 lots |
| Mar 16, 2022 (view filing) | Mar 14 | 2 days | Enyedi MatthewManaging Director | SSale | −1.90K | $159.25 | −$302.6K | −25.2%5.65K after | |
| Mar 10, 2022 (view filing) | Mar 8 | 2 days | Glavin William Francis JrDirector | PPurchase | +1.76K | $141.59 | +$249.2K | New position1.76K after | 2 lots |
| Mar 1, 2022 (view filing) | Feb 28 | 1 day | Larsen Sallie R.Managing Director | SSale | −4.51K | $177.77 | −$801.0K | −34.0%8.74K after | |
| Mar 1, 2022 (view filing) | Feb 28 | 1 day | Fandrey EdwardManaging Director | SSale | −1.25K | $180.85 | −$227.0K | −7.6%15.3K after | 3 lots |
| Mar 1, 2022 (view filing) | Feb 28 | 1 day | Audette Matthew JChief Financial Officer | SSale | −5.78K | $180.76 | −$1.04M | −31.3%12.7K after | 4 lots |
| Mar 1, 2022 (view filing) | Feb 28 | 1 day | Arnold Dan H.President & CEO | SSale | −23.1K | $180.77 | −$4.18M | −11.4%179.3K after | 5 lots |
| Feb 18, 2022 (view filing) | Feb 16 | 2 days | Oroschakoff MichelleManaging Director | SSale | −15.2K | $185.59 | −$2.82M | −30.9%34.0K after | 5 lots |
| Feb 9, 2022 (view filing) | Feb 7 | 2 days | White George BurtonManaging Director | SSale | −80.4K | $181.18 | −$14.6M | −63.3%46.6K after | 4 lots |
| Feb 9, 2022 (view filing) | Feb 7 | 2 days | Audette Matthew JChief Financial Officer | SSale | −20.0K | $181.20 | −$3.62M | −61.7%12.4K after | 4 lots |
| Dec 9, 2021 (view filing) | Dec 7 | 2 days | White George BurtonManaging Director | SSale | −22.3K | $166.10 | −$3.70M | −32.3%46.6K after | |
| Dec 1, 2021 (view filing) | Nov 30 | 1 day | Fandrey EdwardManaging Director | SSale | −1.78K | $158.56 | −$282.9K | −9.2%17.7K after | 3 lots |
| Nov 18, 2021 (view filing) | Nov 16 | 2 days | Oroschakoff MichelleManaging Director | SSale | −17.0K | $166.97 | −$2.84M | −36.8%29.2K after | 4 lots |
| Aug 27, 2021 (view filing) | Aug 26 | 1 day | Fandrey EdwardManaging Director | SSale | −1.78K | $148.78 | −$265.4K | −7.8%21.2K after | |
| Aug 18, 2021 (view filing) | Aug 16 | 2 days | Larsen Sallie R.Managing Director | SSale | −8.67K | $143.98 | −$1.25M | −47.8%9.46K after | |
| Aug 18, 2021 (view filing) | Aug 16 | 2 days | Oroschakoff MichelleManaging Director | SSale | −18.2K | $144.12 | −$2.62M | −41.0%26.2K after | 3 lots |
| Jul 21, 2021 (view filing) | Jul 20 | 1 day | Enyedi MatthewManaging Director | SSale | −7.71K | $130.00 | −$1.00M | −61.8%4.77K after |