Enyedi Matthew's Form 4 filing
LPL Financial Holdings Inc. (LPLA) · filed Jul 21, 2021
- Accession no.
- 0001397911-21-000144
- Filed
- Jul 21, 2021
- Trade date
- Jul 20, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.00M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Enyedi MatthewCIK 0001798805 | Officer (Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2021 | Common Stock | MOption exerciseAcquired | +2,312 | $54.81 | +$126,720.72 | 7,084 | Direct | |
| Jul 20, 2021 | Common Stock | MOption exerciseAcquired | +5,400 | $39.48 | +$213,192 | 12,484 | Direct | |
| Jul 20, 2021 | Common Stock | SSaleDisposed | −7,712 | $130.00 | −$1,002,560 | 4,772 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2021 | Common Stock | MOption exerciseDisposed | −2,312 | $0.00 | $0 | 0 | Direct | |
| Jul 20, 2021 | Common Stock | MOption exerciseDisposed | −5,400 | $0.00 | $0 | 5,154 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The signatory is signing on behalf of Matthew Enyedi pursuant to a Power of Attorney dated December 31, 2019.