Larsen Sallie R.'s Form 4 filing
LPL Financial Holdings Inc. (LPLA) · filed Mar 1, 2022
- Accession no.
- 0001397911-22-000030
- Filed
- Mar 1, 2022
- Trade date
- Feb 25-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $801.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Larsen Sallie R.CIK 0001548541 | Officer (Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | AGrant or awardAcquired | +5,186 | $0.00 | $0 | 14,648 | Direct | |
| Feb 25, 2022 | Common Stock | FTax withholdingDisposed | −2,764 | $182.73 | −$505,065.72 | 11,884 | Direct | |
| Feb 25, 2022 | Common Stock | AGrant or awardAcquired | +1,362 | $0.00 | $0 | 13,246 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −4,506 | $177.77 | −$801,031.62 | 8,740 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The signatory is signing on behalf of Sallie R. Larsen pursuant to a Power of Attorney dated August 3, 2015.