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LPL Financial Holdings Inc.

LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
SEC CIK
0001397911

In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by LPL Financial Holdings Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
4 filings
4 insiders, $2.08M in total
Insiders trading
4
Net value
−$2.08M
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for LPL Financial Holdings Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for LPL Financial Holdings Inc.
NameTitleLast reported holdingLast filingFilings, past year
Reeping KatharinePrincipal Accounting Officer1,774Sep 14, 20262
Field EmilyGroup Managing Director1,833Sep 8, 20262
Thomas Corey E.Director14,912Sep 1, 20265
Schifter Richard PDirector39,192Sep 1, 20266
Putnam James SDirector135,298Sep 1, 20267
Mnookin AllisonDirector11,763Sep 1, 20265
Glavin William Francis JrDirector24,074Sep 1, 20265
Eberhart PaulettDirector17,764Sep 1, 20265
Bernard Edward CDirector16,262Sep 1, 20265
Jambusaria AneriGroup Managing Director6,107Aug 31, 20265
Gates GregGroup Managing Director23,602Aug 21, 20266
Enyedi MatthewGroup Managing Director13,121Aug 4, 20262
Cohen Marc EliotGroup Managing Director4,356Jun 15, 20263
Mulcahy Anne MDirector37,431May 19, 20261
Ko Albert JDirector3,299May 19, 20261
Khanna SomeshDirector851May 19, 20262
Audette Matthew JPresident and CFO19,803Apr 16, 20262
Steinmeier RichardChief Executive Officer19,488Feb 27, 20262
Morningstar MatthewGroup Managing Director3,415Feb 27, 20262
Brown AltheaManaging Director6,711Feb 27, 20250
Dadyar SaraManaging Director1,797Feb 27, 20250
Arnold Dan H.President & CEO142,608Jun 18, 20240
Sethi KabirManaging Director10,245Feb 27, 20240
Larsen Sallie R.Managing Director25,196Nov 14, 20230
Semerjian DaytonManaging Director19,118Feb 28, 20230
Oroschakoff MichelleManaging Director23,852Feb 28, 20230
Simonich BrentPrincipal Accounting Officer6,773Feb 28, 20230
White George BurtonManaging Director49,578Mar 1, 20220
Fandrey EdwardManaging Director15,289Mar 1, 20220

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Jul 21, 2021 (view filing)Jul 201 dayEnyedi MatthewManaging DirectorSSale−7.71K$130.00−$1.00M−61.8%4.77K after
Aug 18, 2021 (view filing)Aug 162 daysOroschakoff MichelleManaging DirectorSSale−18.2K$144.12−$2.62M−41.0%26.2K after3 lots
Aug 18, 2021 (view filing)Aug 162 daysLarsen Sallie R.Managing DirectorSSale−8.67K$143.98−$1.25M−47.8%9.46K after
Aug 27, 2021 (view filing)Aug 261 dayFandrey EdwardManaging DirectorSSale−1.78K$148.78−$265.4K−7.8%21.2K after
Nov 18, 2021 (view filing)Nov 162 daysOroschakoff MichelleManaging DirectorSSale−17.0K$166.97−$2.84M−36.8%29.2K after4 lots
Dec 1, 2021 (view filing)Nov 301 dayFandrey EdwardManaging DirectorSSale−1.78K$158.56−$282.9K−9.2%17.7K after3 lots
Dec 9, 2021 (view filing)Dec 72 daysWhite George BurtonManaging DirectorSSale−22.3K$166.10−$3.70M−32.3%46.6K after
Feb 9, 2022 (view filing)Feb 72 daysAudette Matthew JChief Financial OfficerSSale−20.0K$181.20−$3.62M−61.7%12.4K after4 lots
Feb 9, 2022 (view filing)Feb 72 daysWhite George BurtonManaging DirectorSSale−80.4K$181.18−$14.6M−63.3%46.6K after4 lots
Feb 18, 2022 (view filing)Feb 162 daysOroschakoff MichelleManaging DirectorSSale−15.2K$185.59−$2.82M−30.9%34.0K after5 lots
Mar 1, 2022 (view filing)Feb 281 dayArnold Dan H.President & CEOSSale−23.1K$180.77−$4.18M−11.4%179.3K after5 lots
Mar 1, 2022 (view filing)Feb 281 dayAudette Matthew JChief Financial OfficerSSale−5.78K$180.76−$1.04M−31.3%12.7K after4 lots
Mar 1, 2022 (view filing)Feb 281 dayFandrey EdwardManaging DirectorSSale−1.25K$180.85−$227.0K−7.6%15.3K after3 lots
Mar 1, 2022 (view filing)Feb 281 dayLarsen Sallie R.Managing DirectorSSale−4.51K$177.77−$801.0K−34.0%8.74K after
Mar 10, 2022 (view filing)Mar 82 daysGlavin William Francis JrDirectorPPurchase+1.76K$141.59+$249.2KNew position1.76K after2 lots
Mar 16, 2022 (view filing)Mar 142 daysEnyedi MatthewManaging DirectorSSale−1.90K$159.25−$302.6K−25.2%5.65K after
May 18, 2022 (view filing)May 162 daysOroschakoff MichelleManaging DirectorSSale−15.7K$172.23−$2.71M−27.2%42.1K after5 lots
May 31, 2022 (view filing)May 26-275 daysArnold Dan H.President & CEOSSale−39.0K$197.29−$7.70M−19.4%162.6K after7 lots
Aug 2, 2022 (view filing)Jul 294 daysArnold Dan H.President & CEOSSale−39.0K$210.33−$8.21M−19.4%162.6K after
Aug 8, 2022 (view filing)Aug 44 daysSteinmeier RichardManaging DirectorSSale−7.36K$216.64−$1.59M−23.4%24.1K after
Aug 17, 2022 (view filing)Aug 15-162 daysArnold Dan H.President & CEOSSale−13.6K$226.78−$3.09M−7.7%162.6K after5 lots
Aug 19, 2022 (view filing)Aug 172 daysArnold Dan H.President & CEOSSale−11.4K$230.63−$2.63M−6.5%162.6K after3 lots
Aug 19, 2022 (view filing)Aug 172 daysOroschakoff MichelleManaging DirectorSSale−12.9K$227.57−$2.93M−25.0%38.6K after6 lots
Oct 7, 2022 (view filing)Oct 52 daysArnold Dan H.President & CEOSSale−20.0K$240.27−$4.81M−11.2%157.8K after
Nov 2, 2022 (view filing)Oct 312 daysAudette Matthew JChief Financial OfficerSSale−20.0K$257.09−$5.14M−61.2%12.7K after6 lots
Nov 21, 2022 (view filing)Nov 183 daysGlavin William Francis JrDirectorPPurchase+458$217.74+$99.7K+26.0%2.22K after
Nov 21, 2022 (view filing)Nov 174 daysOroschakoff MichelleManaging DirectorSSale−5.21K$213.80−$1.11M−11.3%41.1K after
Nov 21, 2022 (view filing)Nov 183 daysSimonich BrentEVP, CAO and TreasurerPPurchase+920$219.15+$201.6K+18.0%6.04K after
Feb 8, 2023 (view filing)Feb 62 daysAudette Matthew JChief Financial OfficerSSale−20.8K$239.30−$4.98M−62.2%12.7K after8 lots
Feb 15, 2023 (view filing)Feb 132 daysLarsen Sallie R.Managing DirectorSSale−20.5K$241.84−$4.96M−45.5%24.6K after3 lots
Feb 21, 2023 (view filing)Feb 16-175 daysOroschakoff MichelleManaging DirectorSSale−17.8K$248.98−$4.43M−43.2%23.3K after5 lots
Feb 28, 2023 (view filing)Feb 271 dayArnold Dan H.President & CEOSSale−38.4K$246.20−$9.46M−19.9%154.9K after4 lots
Feb 28, 2023 (view filing)Feb 271 dayAudette Matthew JChief Financial OfficerSSale−7.11K$246.17−$1.75M−36.0%12.6K after3 lots
Feb 28, 2023 (view filing)Feb 271 dayLarsen Sallie R.Managing DirectorSSale−4.44K$248.13−$1.10M−15.0%25.2K after
Feb 28, 2023 (view filing)Feb 271 dayOroschakoff MichelleManaging DirectorSSale−4.81K$246.18−$1.18M−16.8%23.9K after3 lots
May 5, 2023 (view filing)May 41 dayGlavin William Francis JrDirectorPPurchase+557$180.23+$100.4K+25.1%2.77K after
Sep 5, 2023 (view filing)Aug 2214 daysLateEnyedi MatthewManaging DirectorSSale−3.27K$230.86−$753.8K−24.7%9.98K after10b5-1
Sep 15, 2023 (view filing)Sep 132 daysSteinmeier RichardManaging DirectorSSale−10.3K$242.68−$2.50M−37.8%16.9K after4 lots10b5-1
Sep 21, 2023 (view filing)Sep 19-202 daysArnold Dan H.President & CEOSSale−528$250.02−$132.0K−0.4%145.9K after2 lots10b5-1
Nov 6, 2023 (view filing)Nov 24 daysJambusaria AneriManaging DirectorSSale−1.93K$222.37−$429.2K−51.7%1.80K after
Nov 14, 2023 (view filing)Nov 104 daysLarsen Sallie R.Managing DirectorSSale−13.5K$226.57−$3.06M−34.9%25.2K after
Feb 7, 2024 (view filing)Feb 52 daysAudette Matthew JCFO and Head of Business OpsSSale−27.7K$248.55−$6.89M−68.7%12.6K after5 lots10b5-1
Feb 22, 2024 (view filing)Feb 202 daysArnold Dan H.President & CEOSSale−10.0K$256.35−$2.56M−6.8%137.0K after5 lots10b5-1
Feb 22, 2024 (view filing)Feb 202 daysEnyedi MatthewManaging DirectorSSale−1.38K$256.94−$354.8K−13.8%8.63K after10b5-1
Feb 27, 2024 (view filing)Feb 23-264 daysArnold Dan H.President & CEOSSale−41.9K$266.39−$11.2M−22.8%141.8K after8 lots10b5-1
Feb 27, 2024 (view filing)Feb 261 dayAudette Matthew JCFO and Head of Business OpsSSale−5.57K$266.52−$1.49M−29.0%13.7K after5 lots10b5-1
Feb 27, 2024 (view filing)Feb 261 dayEnyedi MatthewManaging DirectorSSale−2.40K$263.00−$631.2K−18.6%10.5K after10b5-1
Feb 27, 2024 (view filing)Feb 261 dayGates GregManaging DirectorSSale−11.4K$266.27−$3.04M−37.4%19.1K after5 lots
Feb 27, 2024 (view filing)Feb 261 daySethi KabirManaging DirectorSSale−1.30K$266.50−$346.5K−11.3%10.2K after4 lots10b5-1
Jun 18, 2024 (view filing)Jun 144 daysArnold Dan H.President & CEOSSale−5.68K$277.31−$1.57M−3.8%142.6K after10b5-1