Fandrey Edward's Form 4 filing
LPL Financial Holdings Inc. (LPLA) · filed Aug 27, 2021
- Accession no.
- 0001397911-21-000158
- Filed
- Aug 27, 2021
- Trade date
- Aug 25-26, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $265.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fandrey EdwardCIK 0001842672 | Officer (Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −1,755 | $148.37 | −$260,389.35 | 22,981 | Direct | |
| Aug 26, 2021 | Common Stock | SSaleDisposed | −1,784 | $148.78 | −$265,423.52 | 21,197 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The signatory is signing on behalf of Edward Fandrey pursuant to a Power of Attorney dated January 21, 2021.