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Audette Matthew J's Form 4 filing

LPL Financial Holdings Inc. (LPLA) · filed Feb 27, 2026

Accession no.
0001628280-26-012912
Filed
Feb 27, 2026
Trade date
Feb 25-26, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 7 non-derivative transactions and 0 derivative transactions. Open-market sales total $506.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Audette Matthew JCIK 0001435098Officer (President and CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 25, 2026Common StockAGrant or awardAcquired+2,152$0.00$018,690Direct
Feb 25, 2026Common StockFTax withholdingDisposed−2,351$318.47−$748,722.9716,339Direct
Feb 25, 2026Common StockAGrant or awardAcquired+6,624$0.00$022,963Direct
Feb 26, 2026Common StockSSaleDisposed−348$318.51−$110,841.4822,615Direct
Feb 26, 2026Common StockSSaleDisposed−274$319.32−$87,493.6822,341Direct
Feb 26, 2026Common StockSSaleDisposed−506$321.04−$162,446.2421,835Direct
Feb 26, 2026Common StockSSaleDisposed−453$322.15−$145,933.9521,382Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)