DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in DWS Strategic Municipal Income Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −1 vs. Q3 2023
- Shares held
- 4.68M
- +443.6K (+10.5%) vs. Q3 2023
- Total value
- $40.5M
- +$8.57M (+26.8%) vs. Q3 2023
- New holders
- 6
- 11 more added
- Sold out
- 7
- 14 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 296 | $2.56K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 684 | $5.92K | 0.00% | −422−38.2% | Reduced |
| Proequities, Inc. | 1,125 | $9.73K | 0.00% | −775−40.8% | Reduced |
| Plante Moran Financial Advisors, LLC | 1,346 | $11.6K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,000 | $17.3K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,500 | $22.0K | 0.00% | −12,700−83.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 4,905 | $42.4K | 0.01% | +4,905 | New |
| Rothschild Investment LLC | 7,000 | $60.5K | 0.01% | +7,000 | New |
| Bank of America Corp | 9,000 | $77.8K | 0.00% | −4,166−31.6% | Reduced |
| Lokken Investment Group LLC | 10,964 | $94.8K | 0.05% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 11,394 | $98.6K | 0.06% | +11,394 | New |
| Coastal Investment Advisors, Inc. | 12,000 | $103.8K | 0.02% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 12,013 | $103.9K | 0.08% | +12,013 | New |
| UBS Group AG | 13,056 | $112.9K | 0.00% | +1,021+8.5% | Added |
| Landscape Capital Management, L.L.C. | 13,432 | $116.2K | 0.01% | +13,432 | New |
| Integrated Capital Management, Inc. | 15,189 | $131.4K | 0.11% | −460−2.9% | Reduced |
| Morgan Stanley | 17,960 | $155.4K | 0.00% | −4,852−21.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 19,168 | $165.8K | 0.06% | +19,168 | New |
| Wolverine Asset Management LLC | 20,109 | $173.9K | 0.00% | +10,671+113.1% | Added |
| Wells Fargo & Company | 20,919 | $181.0K | 0.00% | −1,798−7.9% | Reduced |
| Matisse Capital | 22,808 | $197.3K | 0.11% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 27,184 | $235.1K | 0.01% | −9,837−26.6% | Reduced |
| Melfa Wealth Management, LLC | 33,639 | $291.0K | 0.27% | +69+0.2% | Added |
| LPL Financial LLC | 42,958 | $371.6K | 0.00% | −14,585−25.3% | Reduced |
| Captrust Financial Advisors | 58,600 | $506.9K | 0.00% | +27,926+91.0% | Added |
| Advisor Group Holdings, Inc. | 59,710 | $516.5K | 0.00% | −7,211−10.8% | Reduced |
| Riverbridge Partners LLC | 65,337 | $565.2K | 0.01% | +599+0.9% | Added |
| Park Avenue Securities LLC | 83,394 | $721.0K | 0.01% | −2,207−2.6% | Reduced |
| Baird Financial Group, Inc. | 85,290 | $737.8K | 0.00% | +14,325+20.2% | Added |
| Envestnet Asset Management Inc | 94,142 | $814.3K | 0.00% | −3,467−3.6% | Reduced |
| Almitas Capital LLC | 163,393 | $1.41M | 0.49% | +14,850+10.0% | Added |
| Logan Stone Capital, LLC | 221,930 | $1.92M | 0.39% | +14,200+6.8% | Added |
| Rivernorth Capital Management, LLC | 307,841 | $2.66M | 0.13% | −20,186−6.2% | Reduced |
| Bulldog Investors, LLP | 430,664 | $3.73M | 1.22% | +136,685+46.5% | Added |
| 1607 Capital Partners, LLC | 521,275 | $4.51M | 0.32% | −3,100−0.6% | Reduced |
| Sit Investment Associates Inc | 718,316 | $6.21M | 0.15% | +384,789+115.4% | Added |
| Saba Capital Management, L.P. | 1,550,849 | $13.4M | 0.33% | +355,661+29.8% | Added |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −239,580−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −116,564−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −72,422−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −40,501−100.0% | Sold out |
| Fort Point Capital Partners LLC | 0 | $0 | 0.00% | −15,861−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,056−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,390−100.0% | Sold out |