DWS Strategic Municipal Income Trust
KSMDelisted Nov 20, 2024- SEC CIK
- 0000846596
DWS Strategic Municipal Income Trust was delisted on Nov 20, 2024; its insiders filed their last Form 4 on Nov 21, 2024; 36 institutions reported holding it in 13F filings for Q3 2024, worth $54.8M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in DWS Strategic Municipal Income Trust as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −1 vs. Q4 2022
- Shares held
- 3.47M
- +176.7K (+5.4%) vs. Q4 2022
- Total value
- $29.4M
- +$2.51M (+9.3%) vs. Q4 2022
- New holders
- 3
- 9 more added
- Sold out
- 4
- 16 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 36 | $54.8M |
| Q2 2024 | 34 | $51.6M |
| Q1 2024 | 34 | $44.4M |
| Q4 2023 | 37 | $40.5M |
| Q3 2023 | 38 | $31.9M |
| Q2 2023 | 37 | $30.4M |
| Q1 2023 | 37 | $29.4M |
| Q4 2022 | 38 | $26.9M |
| Q3 2022 | 34 | $21.9M |
| Q2 2022 | 37 | $23.7M |
| Q1 2022 | 33 | $24.8M |
| Q4 2021 | 34 | $25.4M |
| Q3 2021 | 36 | $25.0M |
| Q2 2021 | 36 | $26.3M |
| Q1 2021 | 40 | $24.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding DWS Strategic Municipal Income Trust; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 296 | $2.51K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 560 | $5.00K | 0.00% | +560 | New |
| GPS Wealth Strategies Group, LLC | 1,106 | $9.38K | 0.00% | +1,106 | New |
| Plante Moran Financial Advisors, LLC | 1,346 | $11.4K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,900 | $16.1K | 0.00% | −3,740−66.3% | Reduced |
| Concord Wealth Partners | 2,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 10,410 | $88.3K | 0.00% | −857−7.6% | Reduced |
| Lokken Investment Group LLC | 10,964 | $93.0K | 0.07% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 12,000 | $101.8K | 0.02% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 12,118 | $102.8K | 0.07% | +613+5.3% | Added |
| Bank of America Corp | 13,166 | $111.6K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 15,200 | $129.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 16,808 | $149.6K | 0.15% | +989+6.3% | Added |
| Invesco Ltd. | 19,624 | $166.4K | 0.00% | −42,603−68.5% | Reduced |
| Wells Fargo & Company | 19,989 | $169.5K | 0.00% | −5,001−20.0% | Reduced |
| Matisse Capital | 22,808 | $193.4K | 0.12% | 00.0% | Unchanged |
| Morgan Stanley | 22,972 | $194.8K | 0.00% | −1,612−6.6% | Reduced |
| UBS Group AG | 25,022 | $212.2K | 0.00% | +13,233+112.2% | Added |
| Susquehanna International Group, LLP | 28,442 | $241.2K | 0.00% | +28,442 | New |
| Almitas Capital LLC | 31,151 | $264.2K | 0.13% | −12,545−28.7% | Reduced |
| Melfa Wealth Management, LLC | 33,393 | $283.2K | 0.28% | +57+0.2% | Added |
| Capital Investment Advisors, LLC | 42,444 | $359.9K | 0.01% | −675−1.6% | Reduced |
| Advisor Group Holdings, Inc. | 59,586 | $505.3K | 0.00% | −404−0.7% | Reduced |
| LPL Financial LLC | 61,639 | $522.7K | 0.00% | −9,595−13.5% | Reduced |
| Riverbridge Partners LLC | 64,954 | $550.8K | 0.01% | −445−0.7% | Reduced |
| Baird Financial Group, Inc. | 76,926 | $652.3K | 0.00% | +2,625+3.5% | Added |
| Woodline Partners LP | 93,420 | $792.2K | 0.01% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 94,821 | $804.0K | 0.01% | −7,695−7.5% | Reduced |
| Guggenheim Capital LLC | 102,331 | $867.8K | 0.01% | −4,226−4.0% | Reduced |
| Ackerman Capital Advisors, LLC | 106,320 | $901.6K | 0.23% | −16,725−13.6% | Reduced |
| Envestnet Asset Management Inc | 107,613 | $912.6K | 0.00% | −13,037−10.8% | Reduced |
| Logan Stone Capital, LLC | 138,078 | $1.17M | 0.46% | +9,238+7.2% | Added |
| Robinson Capital Management, LLC | 288,499 | $2.43M | 1.14% | +6,600+2.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 370,088 | $3.14M | 0.19% | −11,368−3.0% | Reduced |
| Sit Investment Associates Inc | 392,895 | $3.33M | 0.09% | +149,562+61.5% | Added |
| 1607 Capital Partners, LLC | 524,375 | $4.45M | 0.31% | −27,880−5.0% | Reduced |
| Saba Capital Management, L.P. | 645,698 | $5.48M | 0.13% | +251,105+63.6% | Added |
| Wakefield Asset Management LLLP | 0 | $0 | 0.00% | −67,578−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −35,791−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −20,826−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −4,806−100.0% | Sold out |