Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2023
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
JRO is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 97
- +3 vs. Q1 2023
- Shares held
- 11.9M
- +469.7K (+4.1%) vs. Q1 2023
- Total value
- $92.8M
- +$1.11M (+1.2%) vs. Q1 2023
- New holders
- 11
- 35 more added
- Sold out
- 8
- 22 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $8 | 0.00% | – | – |
| Signaturefd, LLC | 10 | $75 | 0.00% | +1+11.1% | Added |
| Lindbrook Capital, LLC | 28 | $218 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 57 | $608 | 0.00% | +57 | New |
| Beacon Capital Management, LLC | 477 | $3.72K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $4.00K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 600 | $4.69K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,024 | $7.99K | 0.00% | −1,333−56.6% | Reduced |
| Princeton Global Asset Management LLC | 1,040 | $8.11K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,301 | $10.0K | 0.00% | +1,301 | New |
| McIlrath & Eck, LLC | 1,647 | $12.8K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 2,729 | $21.3K | 0.00% | −410−13.1% | Reduced |
| Hexagon Capital Partners LLC | 2,955 | $23.0K | 0.01% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 3,000 | $23.4K | 0.01% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 3,192 | $24.9K | 0.02% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,400 | $34.3K | 0.01% | 00.0% | Unchanged |
| Hollencrest Capital Management | 6,120 | $47.7K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 8,638 | $67.4K | 0.00% | −18,577−68.3% | Reduced |
| Cary Street Partner Investment Advisory LLC | 8,750 | $68.3K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 9,725 | $76.0K | 0.00% | +2,033+26.4% | Added |
| Vivaldi Capital Management, LLC | 10,000 | $78.0K | 0.02% | +10,000 | New |
| The PNC Financial Services Group, Inc. | 10,160 | $79.2K | 0.00% | 00.0% | Unchanged |
| CTC Alternative Strategies, Ltd. | 10,730 | $83.7K | 0.10% | +10,730 | New |
| Yakira Capital Management, Inc. | 11,428 | $89.1K | 0.02% | +11,428 | New |
| Cullen/Frost Bankers, Inc. | 12,000 | $93.6K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 12,134 | $94.6K | 0.00% | +12,134 | New |
| Wealth Alliance Advisory Group, LLC | 12,412 | $96.8K | 0.03% | 00.0% | Unchanged |
| IFG Advisory, LLC | 12,500 | $97.5K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 12,553 | $97.9K | 0.01% | +12,553 | New |
| Melfa Wealth Management, LLC | 12,666 | $98.8K | 0.10% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,708 | $99.0K | 0.01% | +12,708 | New |
| Apollon Wealth Management, LLC | 13,894 | $108.4K | 0.01% | +387+2.9% | Added |
| Sheets Smith Wealth Management | 14,400 | $112.3K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 15,096 | $117.7K | 0.00% | −5,980−28.4% | Reduced |
| Ameritas Advisory Services, LLC | 15,217 | $118.1K | 0.02% | +23+0.2% | Added |
| Wintrust Investments LLC | 15,238 | $119.0K | 0.01% | +15,238 | New |
| Transform Wealth, LLC | 15,519 | $122.2K | 0.01% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 18,934 | $147.7K | 0.01% | +490+2.7% | Added |
| Integrated Advisors Network LLC | 19,485 | $152.0K | 0.01% | +6,485+49.9% | Added |
| Jones Road Capital Management, L.P. | 20,000 | $156.0K | 0.15% | 00.0% | Unchanged |
| Klingman & Associates, LLC | 20,038 | $156.3K | 0.01% | −2,176−9.8% | Reduced |
| Integrated Wealth Concepts LLC | 20,383 | $159.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 20,698 | $163.0K | 0.00% | +4,816+30.3% | Added |
| Integrated Capital Management, Inc. | 20,920 | $163.2K | 0.15% | +593+2.9% | Added |
| ProVise Management Group, LLC | 23,325 | $181.9K | 0.02% | −400−1.7% | Reduced |
| FourThought Financial Partners, LLC | 24,579 | $191.7K | 0.03% | −5,406−18.0% | Reduced |
| GWM Advisors LLC | 25,400 | $198.1K | 0.00% | +600+2.4% | Added |
| Kovack Advisors, Inc. | 28,718 | $224.0K | 0.03% | −1,291−4.3% | Reduced |
| Future Financial Wealth Managment LLC | 30,487 | $237.8K | 0.25% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 31,844 | $248.4K | 0.00% | +5,039+18.8% | Added |
| D.A. Davidson & Co. | 34,572 | $269.7K | 0.00% | −20,508−37.2% | Reduced |
| Sigma Planning Corp | 34,931 | $272.5K | 0.01% | +509+1.5% | Added |
| Wedbush Securities Inc | 37,800 | $295.0K | 0.01% | −5,400−12.5% | Reduced |
| Farther Finance Advisors, LLC | 38,820 | $302.8K | 0.07% | −3,084−7.4% | Reduced |
| Virtus ETF Advisers LLC | 39,840 | $310.8K | 0.18% | −1,278−3.1% | Reduced |
| Horizon Kinetics Asset Management LLC | 56,673 | $442.0K | 0.01% | −311−0.5% | Reduced |
| Gladstone Institutional Advisory LLC | 57,320 | $447.1K | 0.03% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 57,573 | $449.0K | 0.00% | +1,009+1.8% | Added |
| Next Capital Management LLC | 59,807 | $466.5K | 0.22% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 60,112 | $472.0K | 0.00% | +60,112 | New |
| Cambridge Investment Research Advisors, Inc. | 61,968 | $483.0K | 0.00% | −3,205−4.9% | Reduced |
| Cerity Partners LLC | 63,000 | $491.4K | 0.00% | +48,000+320.0% | Added |
| Almitas Capital LLC | 75,648 | $596.1K | 0.25% | +24,148+46.9% | Added |
| Alpine Global Management, LLC | 83,780 | $653.5K | 0.18% | +83,780 | New |
| Shaker Financial Services, LLC | 83,333 | $656.2K | 0.29% | +2,704+3.4% | Added |
| 1607 Capital Partners, LLC | 89,800 | $700.4K | 0.05% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 93,298 | $727.7K | 0.02% | −2,034−2.1% | Reduced |
| LPL Financial LLC | 95,057 | $741.4K | 0.00% | −218,165−69.7% | Reduced |
| Landscape Capital Management, L.L.C. | 98,596 | $769.0K | 0.10% | +68,639+229.1% | Added |
| Congress Park Capital LLC | 100,000 | $780.0K | 0.44% | +15,000+17.6% | Added |
| Saba Capital Management, L.P. | 118,559 | $924.8K | 0.03% | +95,183+407.2% | Added |
| Wells Fargo & Company | 126,775 | $988.8K | 0.00% | +59,177+87.5% | Added |
| Cohen & Steers, Inc. | 127,756 | $996.0K | 0.00% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 129,029 | $1.01M | 0.02% | +640+0.5% | Added |
| Mission Wealth Management, LP | 134,200 | $1.05M | 0.04% | −1,000−0.7% | Reduced |
| Ameriprise Financial Inc | 136,519 | $1.07M | 0.00% | +8,361+6.5% | Added |
| Envestnet Asset Management Inc | 141,948 | $1.11M | 0.00% | +2,738+2.0% | Added |
| UBS Group AG | 179,296 | $1.40M | 0.00% | −2,997−1.6% | Reduced |
| RFG Advisory, LLC | 186,464 | $1.45M | 0.06% | −4,910−2.6% | Reduced |
| Aviance Capital Partners, LLC | 191,579 | $1.49M | 0.32% | +3,757+2.0% | Added |
| Wolverine Asset Management LLC | 192,671 | $1.50M | 0.03% | +141,214+274.4% | Added |
| International Assets Investment Management, LLC | 204,303 | $1.59M | 0.22% | +24,508+13.6% | Added |
| CNH Partners LLC | 224,550 | $1.75M | 0.08% | +167,812+295.8% | Added |
| Royal Bank of Canada | 247,571 | $1.93M | 0.00% | +958+0.4% | Added |
| Advisor Group Holdings, Inc. | 247,836 | $1.93M | 0.00% | +8,319+3.5% | Added |
| Raymond James & Associates | 307,596 | $2.40M | 0.00% | +10,664+3.6% | Added |
| Sit Investment Associates Inc | 328,965 | $2.57M | 0.07% | +46,901+16.6% | Added |
| Logan Stone Capital, LLC | 329,632 | $2.57M | 0.87% | +129,404+64.6% | Added |
| Invesco Ltd. | 357,860 | $2.79M | 0.00% | −50,237−12.3% | Reduced |
| Advisors Asset Management, Inc. | 374,905 | $2.92M | 0.06% | −105,449−22.0% | Reduced |
| Goldman Sachs Group Inc | 432,590 | $3.37M | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 483,872 | $3.77M | 0.01% | +100,773+26.3% | Added |
| City of London Investment Management Co Ltd | 503,188 | $3.93M | 0.32% | +64,958+14.8% | Added |
| Guggenheim Capital LLC | 561,173 | $4.38M | 0.03% | −144,996−20.5% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 793,641 | $6.19M | 0.08% | 00.0% | Unchanged |
| Bank of America Corp | 1,294,823 | $10.1M | 0.00% | +67,314+5.5% | Added |
| Morgan Stanley | 1,630,611 | $12.7M | 0.00% | +113,993+7.5% | Added |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −316,735−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −14,092−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −18,512−100.0% | Sold out |