Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Guggenheim Active Allocation Fund as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +1 vs. Q1 2024
- Shares held
- 8.43M
- +170.9K (+2.1%) vs. Q1 2024
- Total value
- $126.0M
- +$4.66M (+3.8%) vs. Q1 2024
- New holders
- 8
- 24 more added
- Sold out
- 7
- 11 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.6M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.1M |
| Q2 2025 | 49 | $161.3M |
| Q1 2025 | 51 | $143.6M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $138.1M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $121.3M |
| Q4 2023 | 44 | $143.5M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $116.3M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,070,466 | $30.9M | 0.00% | +113,051+5.8% | Added |
| Guggenheim Capital LLC | 950,000 | $14.2M | 0.10% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 944,251 | $14.1M | 0.03% | +8,000+0.9% | Added |
| Bank of America Corp | 670,847 | $10.0M | 0.00% | −215,281−24.3% | Reduced |
| Baird Financial Group, Inc. | 664,668 | $9.92M | 0.02% | +121,408+22.3% | Added |
| Royal Bank of Canada | 501,253 | $7.48M | 0.00% | +6,253+1.3% | Added |
| Advisors Asset Management, Inc. | 383,609 | $5.73M | 0.11% | +111,982+41.2% | Added |
| Atlas Wealth LLC | 291,278 | $4.41M | 0.69% | +291,278 | New |
| Wells Fargo & Company | 276,380 | $4.13M | 0.00% | +13,475+5.1% | Added |
| Pathstone Holdings, LLC | 259,056 | $3.87M | 0.02% | +61,745+31.3% | Added |
| Corrado Advisors, LLC | 175,443 | $2.62M | 1.69% | −3,396−1.9% | Reduced |
| Raymond James & Associates | 168,783 | $2.52M | 0.00% | +19,297+12.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 128,455 | $1.92M | 0.00% | +42,947+50.2% | Added |
| National Asset Management, Inc. | 110,723 | $1.65M | 0.04% | +5,393+5.1% | Added |
| Oppenheimer & Co Inc | 86,575 | $1.29M | 0.02% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 80,004 | $1.19M | 0.11% | −10,438−11.5% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 72,702 | $1.09M | 0.04% | −21,758−23.0% | Reduced |
| Journey Strategic Wealth LLC | 68,092 | $1.02M | 0.04% | +24,800+57.3% | Added |
| Advisor Group Holdings, Inc. | 63,779 | $952.2K | 0.00% | −907−1.4% | Reduced |
| Stifel Financial Corp | 46,897 | $700.2K | 0.00% | +2,942+6.7% | Added |
| J.W. Cole Advisors, Inc. | 43,018 | $642.3K | 0.03% | +2,523+6.2% | Added |
| HighTower Advisors, LLC | 36,004 | $535.0K | 0.00% | −285−0.8% | Reduced |
| PFG Investments, LLC | 31,850 | $475.5K | 0.03% | +31,850 | New |
| CI Private Wealth, LLC | 26,514 | $395.9K | 0.00% | +2,030+8.3% | Added |
| Davenport & Co LLC | 23,700 | $353.8K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 22,962 | $342.8K | 0.05% | +272+1.2% | Added |
| Envestnet Asset Management Inc | 22,662 | $338.3K | 0.00% | −4,129−15.4% | Reduced |
| Arete Wealth Advisors, LLC | 21,868 | $326.0K | 0.03% | +852+4.1% | Added |
| Kingsview Wealth Management, LLC | 19,211 | $286.8K | 0.01% | +1,110+6.1% | Added |
| Raymond James Trust N.A. | 17,830 | $266.2K | 0.01% | +7,014+64.8% | Added |
| Nordwand Advisors, LLC | 16,500 | $246.3K | 0.11% | 00.0% | Unchanged |
| Cetera Investment Advisers | 15,494 | $231.3K | 0.00% | −4,961−24.3% | Reduced |
| Concurrent Investment Advisors, LLC | 15,377 | $229.6K | 0.01% | +675+4.6% | Added |
| Wedbush Securities Inc | 15,111 | $226.0K | 0.01% | −966−6.0% | Reduced |
| Equitable Holdings, Inc. | 12,399 | $185.1K | 0.00% | +29+0.2% | Added |
| MGB Wealth Management, LLC | 11,264 | $173.9K | 0.07% | +11,264 | New |
| Two Sigma Securities, LLC | 11,574 | $172.8K | 0.01% | +11,574 | New |
| Wetherby Asset Management Inc | 11,232 | $167.7K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 11,088 | $165.5K | 0.00% | +11,088 | New |
| Commonwealth Equity Services, LLC | 10,833 | $162.0K | 0.00% | +344+3.3% | Added |
| UBS Group AG | 6,913 | $103.2K | 0.00% | +1,075+18.4% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,151 | $47.0K | 0.00% | +943+42.7% | Added |
| International Assets Investment Management, LLC | 3,000 | $44.8K | 0.00% | +3,000 | New |
| Comerica Bank | 2,200 | $32.8K | 0.00% | −2,000−47.6% | Reduced |
| GWM Advisors LLC | 2,113 | $31.5K | 0.00% | +2,113 | New |
| Harbour Investments, Inc. | 1,500 | $22.4K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,500 | $22.4K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,016 | $15.0K | 0.00% | +39+4.0% | Added |
| Steward Partners Investment Advisory, LLC | 864 | $12.9K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 602 | $8.99K | 0.00% | −3,600−85.7% | Reduced |
| Castleview Partners, LLC | 298 | $4.45K | 0.00% | +298 | New |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −239,438−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −135,269−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −82,164−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −12,485−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −1,006−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |