Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Guggenheim Active Allocation Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 22
- +8 vs. Q1 2022
- Shares held
- 4.93M
- +1.56M (+46.3%) vs. Q1 2022
- Total value
- $70.0M
- +$12.3M (+21.2%) vs. Q1 2022
- New holders
- 10
- 11 more added
- Sold out
- 2
- 1 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.6M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.1M |
| Q2 2025 | 49 | $161.3M |
| Q1 2025 | 51 | $143.6M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $138.1M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $121.3M |
| Q4 2023 | 44 | $143.5M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $116.3M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,512,389 | $35.7M | 0.00% | +79,778+3.3% | Added |
| Rivernorth Capital Management, LLC | 773,521 | $11.0M | 0.44% | +675,970+692.9% | Added |
| Bank of America Corp | 607,018 | $8.62M | 0.00% | +349,166+135.4% | Added |
| Cohen & Steers, Inc. | 293,194 | $4.16M | 0.01% | +162,994+125.2% | Added |
| Corrado Advisors, LLC | 234,709 | $3.33M | 2.37% | +4,361+1.9% | Added |
| Almitas Capital LLC | 103,464 | $1.47M | 0.76% | +103,464 | New |
| U.S. Capital Wealth Advisors, LLC | 90,032 | $1.28M | 0.06% | +32,300+55.9% | Added |
| Oppenheimer & Co Inc | 68,000 | $966.0K | 0.02% | +12,000+21.4% | Added |
| Wells Fargo & Company | 64,744 | $919.0K | 0.00% | +8,018+14.1% | Added |
| Hightower 6M Holding, LLC | 43,178 | $613.0K | 0.05% | +43,178 | New |
| B. Riley Wealth Management, Inc. | 21,374 | $304.0K | 0.03% | +21,374 | New |
| UBS Group AG | 19,707 | $279.0K | 0.00% | +19,123+3,274.5% | Added |
| Royal Bank of Canada | 16,891 | $240.0K | 0.00% | +8,466+100.5% | Added |
| Davenport & Co LLC | 16,559 | $235.0K | 0.00% | +16,559 | New |
| IFG Advisory, LLC | 15,000 | $213.0K | 0.02% | +15,000 | New |
| National Asset Management, Inc. | 13,120 | $187.0K | 0.01% | −1,050−7.4% | Reduced |
| Stifel Financial Corp | 11,416 | $162.0K | 0.00% | +135+1.2% | Added |
| Equitable Holdings, Inc. | 10,185 | $145.0K | 0.00% | +10,185 | New |
| Arete Wealth Advisors, LLC | 10,000 | $142.0K | 0.02% | +10,000 | New |
| Harbour Investments, Inc. | 1,500 | $21.0K | 0.00% | +1,500 | New |
| Blue Bell Private Wealth Management, LLC | 1,000 | $14.0K | 0.00% | +1,000 | New |
| Bessemer Group Inc | 762 | $11.0K | 0.00% | +762 | New |
| Walleye Capital LLC | 0 | $0 | 0.00% | −10,737−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |