Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Guggenheim Active Allocation Fund as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −1 vs. Q1 2025
- Shares held
- 10.3M
- +787.4K (+8.3%) vs. Q1 2025
- Total value
- $161.3M
- +$17.7M (+12.3%) vs. Q1 2025
- New holders
- 6
- 28 more added
- Sold out
- 7
- 7 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.6M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.1M |
| Q2 2025 | 49 | $161.3M |
| Q1 2025 | 51 | $143.6M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $138.1M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $121.3M |
| Q4 2023 | 44 | $143.5M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $116.3M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,581,005 | $40.4M | 0.00% | +109,208+4.4% | Added |
| Guggenheim Capital LLC | 950,000 | $14.9M | 0.12% | 00.0% | Unchanged |
| Bank of America Corp | 920,711 | $14.4M | 0.00% | +305,677+49.7% | Added |
| Advisors Asset Management, Inc. | 799,921 | $12.5M | 0.22% | +90,126+12.7% | Added |
| Baird Financial Group, Inc. | 781,143 | $12.2M | 0.02% | +15,019+2.0% | Added |
| Pathstone Holdings, LLC | 770,869 | $12.1M | 0.05% | +112,700+17.1% | Added |
| Cohen & Steers, Inc. | 741,149 | $11.6M | 0.02% | +5,000+0.7% | Added |
| Raymond James Financial Inc | 650,002 | $10.2M | 0.00% | +57,434+9.7% | Added |
| Royal Bank of Canada | 515,370 | $8.06M | 0.00% | −2,530−0.5% | Reduced |
| Wells Fargo & Company | 255,921 | $4.00M | 0.00% | +5,023+2.0% | Added |
| Kovitz Investment Group Partners, LLC | 185,191 | $2.90M | 0.01% | −10,595−5.4% | Reduced |
| Corrado Advisors, LLC | 167,183 | $2.61M | 1.60% | +4,959+3.1% | Added |
| Kestra Advisory Services, LLC | 96,208 | $1.50M | 0.01% | +59+0.1% | Added |
| Oppenheimer & Co Inc | 90,955 | $1.42M | 0.02% | +2,835+3.2% | Added |
| Steward Partners Investment Advisory, LLC | 75,835 | $1.19M | 0.01% | +45,146+147.1% | Added |
| Stifel Financial Corp | 65,580 | $1.03M | 0.00% | +4,813+7.9% | Added |
| Invesco Ltd. | 60,389 | $944.5K | 0.00% | +12,872+27.1% | Added |
| UBS Group AG | 58,755 | $918.9K | 0.00% | +12,334+26.6% | Added |
| Advisor Group Holdings, Inc. | 52,280 | $817.7K | 0.00% | +80.0% | Added |
| Golden State Equity Partners | 39,724 | $621.3K | 0.12% | +39,724 | New |
| J.W. Cole Advisors, Inc. | 38,406 | $600.7K | 0.01% | +11,515+42.8% | Added |
| Envestnet Asset Management Inc | 32,501 | $508.3K | 0.00% | +3,900+13.6% | Added |
| Aviance Capital Partners, LLC | 28,793 | $450.3K | 0.06% | +4,359+17.8% | Added |
| HighTower Advisors, LLC | 28,645 | $448.0K | 0.00% | +4,547+18.9% | Added |
| Concurrent Investment Advisors, LLC | 27,942 | $437.0K | 0.01% | +1,333+5.0% | Added |
| Journey Strategic Wealth LLC | 27,539 | $430.7K | 0.01% | −2,000−6.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 26,802 | $419.2K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 24,820 | $388.2K | 0.00% | +239+1.0% | Added |
| Davenport & Co LLC | 24,006 | $375.5K | 0.00% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 23,590 | $368.9K | 0.02% | +23,590 | New |
| Cetera Investment Advisers | 21,746 | $340.1K | 0.00% | +2,310+11.9% | Added |
| Rockefeller Capital Management L.P. | 21,645 | $338.5K | 0.00% | +498+2.4% | Added |
| Kingsview Wealth Management, LLC | 19,055 | $298.0K | 0.01% | −550−2.8% | Reduced |
| Walleye Capital LLC | 16,220 | $253.7K | 0.00% | −16,712−50.7% | Reduced |
| Wedbush Securities Inc | 15,142 | $237.0K | 0.01% | +68+0.5% | Added |
| Commonwealth Equity Services, LLC | 12,064 | $189.0K | 0.00% | +464+4.0% | Added |
| Nordwand Advisors, LLC | 11,500 | $179.9K | 0.03% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 11,450 | $179.1K | 0.00% | +11,450 | New |
| MGB Wealth Management, LLC | 10,921 | $170.9K | 0.06% | −13,098−54.5% | Reduced |
| South State Corp. | 8,425 | $131.8K | 0.01% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 7,500 | $117.3K | 0.04% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 5,199 | $81.3K | 0.00% | +4,649+845.3% | Added |
| Geneos Wealth Management Inc. | 3,000 | $46.9K | 0.00% | +1,500+100.0% | Added |
| Larson Financial Group LLC | 3,000 | $46.9K | 0.00% | +3,000 | New |
| TSFG, LLC | 1,734 | $27.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,518 | $23.7K | 0.00% | +1,518 | New |
| Harbour Investments, Inc. | 1,500 | $23.5K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 808 | $12.6K | 0.00% | −3,600−81.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 200 | $3.13K | 0.00% | +200 | New |
| Millennium Management LLC | 0 | $0 | 0.00% | −14,602−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −12,550−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −11,670−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −10,853−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,776−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −124−100.0% | Sold out |
| Noble Wealth Management PBC | – | – | – | – | Not filed |