Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Guggenheim Active Allocation Fund as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −1 vs. Q1 2025
- Shares held
- 10.3M
- +787.4K (+8.3%) vs. Q1 2025
- Total value
- $161.3M
- +$17.7M (+12.3%) vs. Q1 2025
- New holders
- 6
- 28 more added
- Sold out
- 7
- 7 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.6M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.1M |
| Q2 2025 | 49 | $161.3M |
| Q1 2025 | 51 | $143.6M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $138.1M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $121.3M |
| Q4 2023 | 44 | $143.5M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $116.3M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Blue Bell Private Wealth Management, LLC | 200 | $3.13K | 0.00% | +200 | New |
| Elequin Capital LP | 808 | $12.6K | 0.00% | −3,600−81.7% | Reduced |
| Harbour Investments, Inc. | 1,500 | $23.5K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,518 | $23.7K | 0.00% | +1,518 | New |
| TSFG, LLC | 1,734 | $27.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,000 | $46.9K | 0.00% | +1,500+100.0% | Added |
| Larson Financial Group LLC | 3,000 | $46.9K | 0.00% | +3,000 | New |
| JPMorgan Chase & Co | 5,199 | $81.3K | 0.00% | +4,649+845.3% | Added |
| Annis Gardner Whiting Capital Advisors, LLC | 7,500 | $117.3K | 0.04% | 00.0% | Unchanged |
| South State Corp. | 8,425 | $131.8K | 0.01% | 00.0% | Unchanged |
| MGB Wealth Management, LLC | 10,921 | $170.9K | 0.06% | −13,098−54.5% | Reduced |
| Brinker Capital Investments, LLC | 11,450 | $179.1K | 0.00% | +11,450 | New |
| Nordwand Advisors, LLC | 11,500 | $179.9K | 0.03% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,064 | $189.0K | 0.00% | +464+4.0% | Added |
| Wedbush Securities Inc | 15,142 | $237.0K | 0.01% | +68+0.5% | Added |
| Walleye Capital LLC | 16,220 | $253.7K | 0.00% | −16,712−50.7% | Reduced |
| Kingsview Wealth Management, LLC | 19,055 | $298.0K | 0.01% | −550−2.8% | Reduced |
| Rockefeller Capital Management L.P. | 21,645 | $338.5K | 0.00% | +498+2.4% | Added |
| Cetera Investment Advisers | 21,746 | $340.1K | 0.00% | +2,310+11.9% | Added |
| Wetherby Asset Management Inc | 23,590 | $368.9K | 0.02% | +23,590 | New |
| Davenport & Co LLC | 24,006 | $375.5K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 24,820 | $388.2K | 0.00% | +239+1.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 26,802 | $419.2K | 0.01% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 27,539 | $430.7K | 0.01% | −2,000−6.8% | Reduced |
| Concurrent Investment Advisors, LLC | 27,942 | $437.0K | 0.01% | +1,333+5.0% | Added |
| HighTower Advisors, LLC | 28,645 | $448.0K | 0.00% | +4,547+18.9% | Added |
| Aviance Capital Partners, LLC | 28,793 | $450.3K | 0.06% | +4,359+17.8% | Added |
| Envestnet Asset Management Inc | 32,501 | $508.3K | 0.00% | +3,900+13.6% | Added |
| J.W. Cole Advisors, Inc. | 38,406 | $600.7K | 0.01% | +11,515+42.8% | Added |
| Golden State Equity Partners | 39,724 | $621.3K | 0.12% | +39,724 | New |
| Advisor Group Holdings, Inc. | 52,280 | $817.7K | 0.00% | +80.0% | Added |
| UBS Group AG | 58,755 | $918.9K | 0.00% | +12,334+26.6% | Added |
| Invesco Ltd. | 60,389 | $944.5K | 0.00% | +12,872+27.1% | Added |
| Stifel Financial Corp | 65,580 | $1.03M | 0.00% | +4,813+7.9% | Added |
| Steward Partners Investment Advisory, LLC | 75,835 | $1.19M | 0.01% | +45,146+147.1% | Added |
| Oppenheimer & Co Inc | 90,955 | $1.42M | 0.02% | +2,835+3.2% | Added |
| Kestra Advisory Services, LLC | 96,208 | $1.50M | 0.01% | +59+0.1% | Added |
| Corrado Advisors, LLC | 167,183 | $2.61M | 1.60% | +4,959+3.1% | Added |
| Kovitz Investment Group Partners, LLC | 185,191 | $2.90M | 0.01% | −10,595−5.4% | Reduced |
| Wells Fargo & Company | 255,921 | $4.00M | 0.00% | +5,023+2.0% | Added |
| Royal Bank of Canada | 515,370 | $8.06M | 0.00% | −2,530−0.5% | Reduced |
| Raymond James Financial Inc | 650,002 | $10.2M | 0.00% | +57,434+9.7% | Added |
| Cohen & Steers, Inc. | 741,149 | $11.6M | 0.02% | +5,000+0.7% | Added |
| Pathstone Holdings, LLC | 770,869 | $12.1M | 0.05% | +112,700+17.1% | Added |
| Baird Financial Group, Inc. | 781,143 | $12.2M | 0.02% | +15,019+2.0% | Added |
| Advisors Asset Management, Inc. | 799,921 | $12.5M | 0.22% | +90,126+12.7% | Added |
| Bank of America Corp | 920,711 | $14.4M | 0.00% | +305,677+49.7% | Added |
| Guggenheim Capital LLC | 950,000 | $14.9M | 0.12% | 00.0% | Unchanged |
| Morgan Stanley | 2,581,005 | $40.4M | 0.00% | +109,208+4.4% | Added |
| Millennium Management LLC | 0 | $0 | 0.00% | −14,602−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −12,550−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −11,670−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −10,853−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,776−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −124−100.0% | Sold out |
| Noble Wealth Management PBC | – | – | – | – | Not filed |