Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Guggenheim Active Allocation Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- +1 vs. Q1 2023
- Shares held
- 8.53M
- +224.0K (+2.7%) vs. Q1 2023
- Total value
- $122.4M
- +$6.09M (+5.2%) vs. Q1 2023
- New holders
- 3
- 20 more added
- Sold out
- 2
- 12 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.6M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.1M |
| Q2 2025 | 49 | $161.3M |
| Q1 2025 | 51 | $143.6M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $138.1M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $121.3M |
| Q4 2023 | 44 | $143.5M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $116.3M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,105,164 | $30.2M | 0.00% | −35,531−1.7% | Reduced |
| Bank of America Corp | 917,130 | $13.2M | 0.00% | −2,629−0.3% | Reduced |
| Cohen & Steers, Inc. | 890,176 | $12.8M | 0.03% | +188,251+26.8% | Added |
| Saba Capital Management, L.P. | 753,570 | $10.8M | 0.36% | +88,665+13.3% | Added |
| Guggenheim Capital LLC | 634,833 | $9.12M | 0.07% | +319,153+101.1% | Added |
| Nordwand Advisors, LLC | 615,913 | $8.84M | 1.52% | −95,814−13.5% | Reduced |
| Rivernorth Capital Management, LLC | 487,592 | $6.96M | 0.35% | −313,139−39.1% | Reduced |
| Penserra Capital Management LLC | 310,027 | $4.45M | 0.09% | +19,328+6.6% | Added |
| Wells Fargo & Company | 258,128 | $3.71M | 0.00% | −10,266−3.8% | Reduced |
| Relative Value Partners Group, LLC | 249,718 | $3.59M | 0.23% | −11,094−4.3% | Reduced |
| Baird Financial Group, Inc. | 201,546 | $2.89M | 0.01% | +58,044+40.4% | Added |
| Corrado Advisors, LLC | 191,119 | $2.74M | 1.92% | +4,255+2.3% | Added |
| Logan Stone Capital, LLC | 127,220 | $1.83M | 0.62% | −114,842−47.4% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 125,667 | $1.80M | 0.09% | +6,200+5.2% | Added |
| National Asset Management, Inc. | 88,551 | $1.27M | 0.03% | +3,885+4.6% | Added |
| Oppenheimer & Co Inc | 62,851 | $902.5K | 0.02% | −14,449−18.7% | Reduced |
| Advisor Group Holdings, Inc. | 55,507 | $797.1K | 0.00% | +49,157+774.1% | Added |
| 1607 Capital Partners, LLC | 55,017 | $790.0K | 0.06% | +10,600+23.9% | Added |
| HighTower Advisors, LLC | 49,331 | $703.0K | 0.00% | +11,180+29.3% | Added |
| Royal Bank of Canada | 46,012 | $660.0K | 0.00% | +24,916+118.1% | Added |
| Advisors Asset Management, Inc. | 44,005 | $631.9K | 0.01% | +7,368+20.1% | Added |
| Raymond James & Associates | 43,936 | $630.9K | 0.00% | +18,111+70.1% | Added |
| Journey Strategic Wealth LLC | 31,792 | $456.5K | 0.02% | +18,353+136.6% | Added |
| J.W. Cole Advisors, Inc. | 27,758 | $398.6K | 0.03% | −129−0.5% | Reduced |
| Atlas Wealth LLC | 27,228 | $386.6K | 0.07% | −2,712−9.1% | Reduced |
| Davenport & Co LLC | 24,875 | $357.2K | 0.00% | +2,504+11.2% | Added |
| Arete Wealth Advisors, LLC | 20,584 | $296.0K | 0.03% | −579−2.7% | Reduced |
| Stifel Financial Corp | 19,815 | $284.5K | 0.00% | +1,518+8.3% | Added |
| Kingsview Wealth Management, LLC | 15,825 | $227.2K | 0.01% | +5,280+50.1% | Added |
| Azimuth Capital Investment Management LLC | 15,000 | $215.4K | 0.01% | +15,000 | New |
| Raymond James Financial Services Advisors, Inc. | 14,457 | $207.6K | 0.00% | +1,465+11.3% | Added |
| UBS Group AG | 9,692 | $139.2K | 0.00% | −1,562−13.9% | Reduced |
| IFP Advisors, Inc | 1,250 | $25.0K | 0.00% | +1,250 | New |
| Harbour Investments, Inc. | 1,500 | $21.5K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,500 | $21.5K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,066 | $15.0K | 0.00% | +272+34.3% | Added |
| Northwestern Mutual Wealth Management Co | 600 | $8.62K | 0.00% | +600 | New |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −13,580−100.0% | Sold out |