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Guggenheim Active Allocation Fund

GUG
Exchange
NYSE
SEC CIK
0001864208

No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.8M in total; no superinvestor holds it.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by Guggenheim Active Allocation Fund insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
0 filings
Insiders trading
0
Net value
$0
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for Guggenheim Active Allocation Fund, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for Guggenheim Active Allocation Fund
NameTitleLast reported holdingLast filingFilings, past year
Barnes Randall CDirector, Other: TRUSTEE62,322Mar 9, 20261
Nyberg RonaldDirector, Other: TRUSTEE2,426Dec 19, 20251
Toupin Ronald E JrDirector, Other: TRUSTEE13,617Apr 1, 20250
Brock-Kyle AngelaDirector, Other: TRUSTEE3,356Sep 3, 20240
Sponem Sandra GDirector, Other: TRUSTEE1,000Jun 9, 20220

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Mar 9, 2026 (view filing)Mar 63 daysBarnes Randall CDirector, Other: TRUSTEESSale−3.00K$15.85−$47.5K−4.6%62.3K after
Dec 19, 2025 (view filing)Dec 181 dayNyberg RonaldDirector, Other: TRUSTEEPPurchase+321$15.53+$4.99K+15.2%2.43K after
May 8, 2025 (view filing)May 53 daysLateNyberg RonaldDirector, Other: TRUSTEEPPurchase+1.30K$15.15+$19.8K+163.1%2.10K after
Apr 1, 2025 (view filing)Apr 1Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+1.50K$15.10+$22.6K+12.4%13.6K after
Oct 4, 2024 (view filing)Oct 31 dayBarnes Randall CDirector, Other: TRUSTEESSale−500$16.45−$8.22K−0.8%65.3K after
Sep 3, 2024 (view filing)Sep 3Same dayBrock-Kyle AngelaDirector, Other: TRUSTEEPPurchase+909.43$15.94+$14.5K+37.2%3.36K after3 lots
Apr 1, 2024 (view filing)Apr 1Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+194$14.65+$2.84K+1.8%11.0K after
Jan 30, 2024 (view filing)Jan 30Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+385$14.50+$5.58K+0.6%65.8K after
Dec 29, 2023 (view filing)Dec 29Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+200$14.67+$2.93K+1.9%10.6K after
Dec 13, 2023 (view filing)Dec 13Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+5.88K$13.92+$81.8K+9.9%65.4K after
Dec 11, 2023 (view filing)Dec 83 daysBarnes Randall CDirector, Other: TRUSTEEPPurchase+2.00K$14.07+$28.1K+3.5%59.6K after
Dec 8, 2023 (view filing)Dec 71 dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+7.72K$14.12+$109.1K+15.5%57.6K after
Dec 7, 2023 (view filing)Dec 61 dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+14.7K$14.01+$206.0K+41.9%49.8K after
Dec 6, 2023 (view filing)Dec 51 dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+6.00K$13.92+$83.5K+20.6%35.1K after
Nov 30, 2023 (view filing)Nov 30Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+200$13.73+$2.75K+2.0%10.3K after
Nov 30, 2023 (view filing)Nov 30Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.00K$13.85+$13.8K+3.6%29.1K after
Nov 1, 2023 (view filing)Oct 311 dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.00K$12.99+$13.0K+3.7%28.1K after
Oct 31, 2023 (view filing)Oct 31Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+220$13.04+$2.87K+2.2%10.0K after
Oct 23, 2023 (view filing)Oct 23Same dayBrock-Kyle AngelaDirector, Other: TRUSTEEPPurchase+775$12.90+$10.0K+52.7%2.24K after
Sep 29, 2023 (view filing)Sep 29Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+215$13.54+$2.91K+2.3%9.71K after
Sep 29, 2023 (view filing)Sep 29Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.78K$13.58+$24.2K+7.0%27.1K after
Sep 5, 2023 (view filing)Sep 5Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.39K$13.98+$19.4K+5.8%25.3K after
Sep 1, 2023 (view filing)Sep 1Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+333$14.10+$4.70K+1.4%24.0K after
Sep 1, 2023 (view filing)Sep 1Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+202$14.10+$2.85K+2.2%9.41K after
Aug 1, 2023 (view filing)Aug 1Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.73K$14.16+$24.5K+7.9%23.6K after
Jul 31, 2023 (view filing)Jul 31Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+202$14.23+$2.87K+2.3%9.13K after
Jul 5, 2023 (view filing)Jul 5Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+202$14.30+$2.89K+2.3%8.86K after
Jul 3, 2023 (view filing)Jul 12 daysBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.65K$14.36+$23.6K+8.1%21.9K after
Jun 7, 2023 (view filing)Jun 7Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+310$13.80+$4.28K+1.6%20.2K after
Jun 1, 2023 (view filing)Jun 1Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.40K$13.75+$19.3K+7.6%19.9K after
Jun 1, 2023 (view filing)Jun 1Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+215$13.90+$2.99K+2.6%8.58K after
May 2, 2023 (view filing)May 11 dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.15K$14.11+$16.2K+6.6%18.5K after
May 1, 2023 (view filing)Apr 283 daysBarnes Randall CDirector, Other: TRUSTEEPPurchase+500$14.08+$7.04K+3.0%17.4K after
Apr 28, 2023 (view filing)Apr 28Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+200$14.03+$2.81K+2.5%8.30K after
Apr 10, 2023 (view filing)Apr 64 daysToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+250$14.18+$3.54K+3.2%8.03K after
Mar 13, 2023 (view filing)Mar 13Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+245$13.98+$3.43K+3.3%7.71K after
Mar 10, 2023 (view filing)Mar 10Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.61K$14.27+$23.0K+10.5%16.9K after
Feb 3, 2023 (view filing)Feb 3Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+189$15.07+$2.85K+2.6%7.40K after
Feb 1, 2023 (view filing)Feb 1Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.54K$14.85+$22.9K+11.2%15.3K after
Jan 3, 2023 (view filing)10:04 AM ETDec 30, 20224 daysToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+249.02$13.45+$3.35K+3.6%7.16K after3 lots
Jan 3, 2023 (view filing)Dec 30, 20224 daysBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.65K$13.49+$22.2K+13.6%13.7K after
Dec 22, 2022 (view filing)Dec 211 dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+2.40K$13.73+$33.0K+24.8%12.1K after
Dec 20, 2022 (view filing)Dec 20Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+2.03K$13.87+$28.2K+26.5%9.70K after
Dec 5, 2022 (view filing)Dec 23 daysBrock-Kyle AngelaDirector, Other: TRUSTEEPPurchase+353.1$14.16+$5.00K+35.3%1.35K afterAmended3 lots
Nov 30, 2022 (view filing)Nov 30Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.56K$13.80+$21.5K+25.6%7.67K after
Nov 28, 2022 (view filing)Nov 28Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+2.86K$14.01+$40.1K+88.1%6.11K after
Nov 2, 2022 (view filing)Nov 11 dayNyberg RonaldDirector, Other: TRUSTEEPPurchase+800$13.57+$10.9KNew position800 after
Nov 1, 2022 (view filing)Nov 1Same dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+1.56K$13.60+$21.3K+93.2%3.25K after
Oct 26, 2022 (view filing)Oct 251 dayBarnes Randall CDirector, Other: TRUSTEEPPurchase+270$13.05+$3.52K+19.1%1.68K after
Oct 12, 2022 (view filing)Oct 12Same dayToupin Ronald E JrDirector, Other: TRUSTEEPPurchase+1.15K$13.68+$15.7K+20.5%6.73K after3 lots