Brock-Kyle Angela's Form 4/A amendment
AmendedGuggenheim Active Allocation Fund (GUG) · filed Dec 5, 2022
- Accession no.
- 0001415889-22-012028
- Filed
- Dec 5, 2022
- Trade date
- Dec 2, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 2, 2022
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $5.00K. It was filed 3 days after the trade.
This amendment replaces 0001415889-22-011936 (filed Dec 2, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brock-Kyle AngelaCIK 0001608884 | Director, Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2022 | Common Stock | PPurchaseAcquired | +351 | $14.16 | +$4,970.16 | 1,350.68 | Direct | |
| Dec 2, 2022 | Common Stock | PPurchaseAcquired | +2 | $14.19 | +$28.38 | 1,352.68 | Direct | |
| Dec 2, 2022 | Common Stock | PPurchaseAcquired | +0.1 | $14.21 | +$1.42 | 1,352.78 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.