Brock-Kyle Angela's Form 4 filing
Guggenheim Active Allocation Fund (GUG) · filed Dec 2, 2022
- Accession no.
- 0001415889-22-011936
- Filed
- Dec 2, 2022
- Trade date
- Dec 2, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $5.00K. It was filed on the trade date.
This filing was later replaced by the amendment 0001415889-22-012028 (Dec 5, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brock-Kyle AngelaCIK 0001608884 | Director, Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2022 | Common Stock | PPurchaseAcquired | +353.1 | $14.16 | +$4,999.9 | 1,352.78 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.