Nyberg Ronald's Form 4 filing
Guggenheim Active Allocation Fund (GUG) · filed May 8, 2025
- Accession no.
- 0001415889-25-012322
- Filed
- May 8, 2025
- Trade date
- May 5, 2025
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $19.8K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nyberg RonaldCIK 0001251343 | Director, Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2025 | Common Stock | PPurchaseAcquired | +1,305 | $15.15 | +$19,770.75 | 2,105 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.