Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.8M in total; no superinvestor holds it.
Key figures
- Insider buysOpen market, last 90 days
- 0
- Insider sellsOpen market, last 90 days
- 0
- 13F holdersQ2 2026, +3 vs. previous quarter
- 46
- 13F valueReported value at the end of Q2 2026
- $182.8M
- Superinvestors holdingAt the end of Q2 2026
- 0
Price chart
Superinvestors holding GUG, Q2 2026
No superinvestor reported holding GUG at the end of Q2 2026.
Latest insider trades
Open-market purchases and sales by Guggenheim Active Allocation Fund insiders from Form 4, newest first.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Mar 9, 2026 (view filing) | Mar 6 | 3 days | Barnes Randall CDirector, Other: TRUSTEE | SSale | −3.00K | $15.85 | −$47.5K | −4.6%62.3K after | |
| Dec 19, 2025 (view filing) | Dec 18 | 1 day | Nyberg RonaldDirector, Other: TRUSTEE | PPurchase | +321 | $15.53 | +$4.99K | +15.2%2.43K after | |
| May 8, 2025 (view filing) | May 5 | 3 daysLate | Nyberg RonaldDirector, Other: TRUSTEE | PPurchase | +1.30K | $15.15 | +$19.8K | +163.1%2.10K after | |
| Apr 1, 2025 (view filing) | Apr 1 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +1.50K | $15.10 | +$22.6K | +12.4%13.6K after | |
| Oct 4, 2024 (view filing) | Oct 3 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | SSale | −500 | $16.45 | −$8.22K | −0.8%65.3K after | |
| Sep 3, 2024 (view filing) | Sep 3 | Same day | Brock-Kyle AngelaDirector, Other: TRUSTEE | PPurchase | +909.43 | $15.94 | +$14.5K | +37.2%3.36K after | 3 lots |
| Apr 1, 2024 (view filing) | Apr 1 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +194 | $14.65 | +$2.84K | +1.8%11.0K after | |
| Jan 30, 2024 (view filing) | Jan 30 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +385 | $14.50 | +$5.58K | +0.6%65.8K after | |
| Dec 29, 2023 (view filing) | Dec 29 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +200 | $14.67 | +$2.93K | +1.9%10.6K after | |
| Dec 13, 2023 (view filing) | Dec 13 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +5.88K | $13.92 | +$81.8K | +9.9%65.4K after |
Top 10 13F holders, Q2 2026
The largest institutional positions in Guggenheim Active Allocation Fund at the end of Q2 2026; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,865,899 | $45.8M | 0.00% | +27,151+1.0% | Added |
| Bank of America Corp | 960,147 | $15.3M | 0.00% | +45,183+4.9% | Added |
| Guggenheim Capital LLC | 950,000 | $15.2M | 0.10% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 863,149 | $13.8M | 0.02% | +15,000+1.8% | Added |
| Atlas Wealth LLC | 848,495 | $13.6M | 1.93% | +848,495 | New |
| Advisors Asset Management, Inc. | 801,539 | $12.8M | 0.20% | −2,808−0.3% | Reduced |
| Raymond James Financial Inc | 781,046 | $12.5M | 0.00% | +72,092+10.2% | Added |
| Baird Financial Group, Inc. | 676,913 | $10.8M | 0.01% | −53,391−7.3% | Reduced |
| Wells Fargo & Company | 665,643 | $10.6M | 0.00% | +369,050+124.4% | Added |
| Royal Bank of Canada | 498,064 | $7.96M | 0.00% | −1,950−0.4% | Reduced |