Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.8M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Guggenheim Active Allocation Fund as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +3 vs. Q1 2026
- Shares held
- 11.4M
- +907.1K (+8.6%) vs. Q1 2026
- Total value
- $182.8M
- +$22.5M (+14.0%) vs. Q1 2026
- New holders
- 9
- 15 more added
- Sold out
- 6
- 13 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.8M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.2M |
| Q2 2025 | 49 | $169.7M |
| Q1 2025 | 51 | $143.7M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $141.2M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $178.9M |
| Q4 2023 | 44 | $170.6M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $120.0M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,865,899 | $45.8M | 0.00% | +27,151+1.0% | Added |
| Bank of America Corp | 960,147 | $15.3M | 0.00% | +45,183+4.9% | Added |
| Guggenheim Capital LLC | 950,000 | $15.2M | 0.10% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 863,149 | $13.8M | 0.02% | +15,000+1.8% | Added |
| Atlas Wealth LLC | 848,495 | $13.6M | 1.93% | +848,495 | New |
| Advisors Asset Management, Inc. | 801,539 | $12.8M | 0.20% | −2,808−0.3% | Reduced |
| Raymond James Financial Inc | 781,046 | $12.5M | 0.00% | +72,092+10.2% | Added |
| Baird Financial Group, Inc. | 676,913 | $10.8M | 0.01% | −53,391−7.3% | Reduced |
| Wells Fargo & Company | 665,643 | $10.6M | 0.00% | +369,050+124.4% | Added |
| Royal Bank of Canada | 498,064 | $7.96M | 0.00% | −1,950−0.4% | Reduced |
| Pathstone Holdings, LLC | 371,088 | $5.93M | 0.02% | −517,784−58.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 174,918 | $2.80M | 0.01% | +24,798+16.5% | Added |
| Sanctuary Advisors, LLC | 109,996 | $1.76M | 0.01% | +109,996 | New |
| Kestra Advisory Services, LLC | 100,518 | $1.61M | 0.01% | +100,518 | New |
| Invesco Ltd. | 84,145 | $1.34M | 0.00% | −813−1.0% | Reduced |
| Closed-End Fund Advisors, Inc. | 80,586 | $1.29M | 1.26% | −26,102−24.5% | Reduced |
| Stifel Financial Corp | 49,054 | $783.9K | 0.00% | +928+1.9% | Added |
| Oppenheimer & Co Inc | 43,824 | $700.3K | 0.01% | −23,139−34.6% | Reduced |
| Concurrent Investment Advisors, LLC | 40,738 | $651.0K | 0.01% | +2,317+6.0% | Added |
| J.W. Cole Advisors, Inc. | 39,190 | $626.3K | 0.01% | +21,920+126.9% | Added |
| Advisor Group Holdings, Inc. | 38,286 | $611.8K | 0.00% | −1,436−3.6% | Reduced |
| LPL Financial LLC | 34,227 | $546.9K | 0.00% | −4,680−12.0% | Reduced |
| Aviance Capital Partners, LLC | 32,915 | $526.0K | 0.05% | +1,248+3.9% | Added |
| Citadel Advisors LLC | 32,181 | $514.3K | 0.00% | +2,000+6.6% | Added |
| HighTower Advisors, LLC | 31,939 | $510.4K | 0.00% | +31,939 | New |
| Pensionmark Financial Group, LLC | 32,529 | $495.1K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 30,780 | $491.9K | 0.00% | +150+0.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 30,220 | $482.0K | 0.00% | +15,202+101.2% | Added |
| Beacon Pointe Advisors, LLC | 29,342 | $468.9K | 0.00% | +29,342 | New |
| Jane Street Group, LLC | 21,882 | $349.7K | 0.00% | +21,882 | New |
| Davenport & Co LLC | 19,234 | $307.4K | 0.00% | −264−1.4% | Reduced |
| UBS Group AG | 18,100 | $289.2K | 0.00% | −443−2.4% | Reduced |
| Cetera Investment Advisers | 18,013 | $287.8K | 0.00% | −25,681−58.8% | Reduced |
| Brinker Capital Investments, LLC | 16,059 | $256.6K | 0.00% | +16,059 | New |
| High Net Worth Advisory Group LLC | 12,735 | $203.5K | 0.04% | +180+1.4% | Added |
| Wedbush Securities Inc | 12,365 | $198.0K | 0.01% | +1,550+14.3% | Added |
| Envestnet Asset Management Inc | 10,778 | $172.2K | 0.00% | −29,994−73.6% | Reduced |
| Larson Financial Group LLC | 3,000 | $47.9K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,000 | $47.9K | 0.00% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 2,700 | $43.1K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,101 | $33.6K | 0.00% | +2,101 | New |
| Harbour Investments, Inc. | 1,500 | $24.0K | 0.00% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 995 | $15.9K | 0.00% | +995 | New |
| JPMorgan Chase & Co | 550 | $8.77K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 357 | $5.71K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 187 | $2.99K | 0.00% | 00.0% | Unchanged |
| Colony Group, LLC | 0 | $0 | 0.00% | −75,699−100.0% | Sold out |
| Golden State Equity Partners | 0 | $0 | 0.00% | −48,577−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −18,590−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −12,395−100.0% | Sold out |
| Annis Gardner Whiting Capital Advisors, LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| TSFG, LLC | 0 | $0 | 0.00% | −1,734−100.0% | Sold out |
| Journey Strategic Wealth LLC | – | – | – | – | Not filed |