Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Guggenheim Active Allocation Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 14
- +9 vs. Q4 2021
- Shares held
- 3.37M
- +2.14M (+174.7%) vs. Q4 2021
- Total value
- $57.7M
- +$33.2M (+135.8%) vs. Q4 2021
- New holders
- 10
- 4 more added
- Sold out
- 1
- 0 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.6M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.1M |
| Q2 2025 | 49 | $161.3M |
| Q1 2025 | 51 | $143.6M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $138.1M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $121.3M |
| Q4 2023 | 44 | $143.5M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $116.3M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,432,611 | $41.7M | 0.01% | +1,416,187+139.3% | Added |
| Bank of America Corp | 257,852 | $4.42M | 0.00% | +93,292+56.7% | Added |
| Corrado Advisors, LLC | 230,348 | $3.95M | 2.42% | +230,348 | New |
| Cohen & Steers, Inc. | 130,200 | $2.23M | 0.00% | +130,200 | New |
| Rivernorth Capital Management, LLC | 97,551 | $1.69M | 0.06% | +97,551 | New |
| U.S. Capital Wealth Advisors, LLC | 57,732 | $989.0K | 0.04% | +57,732 | New |
| Wells Fargo & Company | 56,726 | $972.0K | 0.00% | +36,726+183.6% | Added |
| Oppenheimer & Co Inc | 56,000 | $959.0K | 0.02% | +56,000 | New |
| National Asset Management, Inc. | 14,170 | $243.0K | 0.01% | +14,170 | New |
| Stifel Financial Corp | 11,281 | $193.0K | 0.00% | +11,281 | New |
| Walleye Capital LLC | 10,737 | $184.0K | 0.01% | +10,737 | New |
| Royal Bank of Canada | 8,425 | $144.0K | 0.00% | +8,300+6,640.0% | Added |
| Rockefeller Capital Management L.P. | 4,000 | $68.0K | 0.00% | +4,000 | New |
| UBS Group AG | 584 | $10.0K | 0.00% | +584 | New |
| Marcum Wealth, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |