Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q1 2022 vs. Q4 2021
How the institutions holding Guggenheim Active Allocation Fund changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Q1 2022 | Change |
|---|---|---|---|
| Holders | 5 | 14 | +9 |
| Shares | 1.23M | 3.37M | +2.14M (+174.7%) |
| Value | $24.5M | $57.7M | +$33.2M (+135.8%) |
New holders (10)
Institutions that held Guggenheim Active Allocation Fund at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Corrado Advisors, LLC | 230,348 | $3.95M | 2.42% |
| Cohen & Steers, Inc. | 130,200 | $2.23M | 0.00% |
| Rivernorth Capital Management, LLC | 97,551 | $1.69M | 0.06% |
| U.S. Capital Wealth Advisors, LLC | 57,732 | $989.0K | 0.04% |
| Oppenheimer & Co Inc | 56,000 | $959.0K | 0.02% |
| National Asset Management, Inc. | 14,170 | $243.0K | 0.01% |
| Stifel Financial Corp | 11,281 | $193.0K | 0.00% |
| Walleye Capital LLC | 10,737 | $184.0K | 0.01% |
| Rockefeller Capital Management L.P. | 4,000 | $68.0K | 0.00% |
| UBS Group AG | 584 | $10.0K | 0.00% |
Sold out (1)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Marcum Wealth, LLC | 25,000 | $499.0K |