Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q2 2026 vs. Q1 2026
How the institutions holding Guggenheim Active Allocation Fund changed between Q1 2026 and Q2 2026.
All holders in Q2 2026All holders in Q1 2026
| Measure | Q1 2026 | Of which not filed for Q2 2026 | Q2 2026 | Change |
|---|---|---|---|---|
| Holders | 44 | 1 | 46 | +3 |
| Shares | 10.6M | 31.9K | 11.4M | +892.0K (+8.5%) |
| Value | $160.8M | $486.1K | $182.6M | +$22.2M (+13.9%) |
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so the changes leave them out.
New holders (9)
Institutions that held Guggenheim Active Allocation Fund at the end of Q2 2026 but not at the end of Q1 2026.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Atlas Wealth LLC | 848,495 | $13.6M | 1.93% |
| Sanctuary Advisors, LLC | 109,996 | $1.76M | 0.01% |
| Kestra Advisory Services, LLC | 100,518 | $1.61M | 0.01% |
| HighTower Advisors, LLC | 31,939 | $510.4K | 0.00% |
| Beacon Pointe Advisors, LLC | 29,342 | $468.9K | 0.00% |
| Jane Street Group, LLC | 21,882 | $349.7K | 0.00% |
| Brinker Capital Investments, LLC | 16,059 | $256.6K | 0.00% |
| Northwestern Mutual Wealth Management Co | 2,101 | $33.6K | 0.00% |
| Institute for Wealth Management, LLC. | 995 | $15.9K | 0.00% |
Sold out (6)
Institutions that held Guggenheim Active Allocation Fund at the end of Q1 2026 and filed for Q2 2026 without it.
| Institution | Shares, Q1 2026 | Value, Q1 2026 |
|---|---|---|
| Colony Group, LLC | 75,699 | $1.15M |
| Golden State Equity Partners | 48,577 | $739.3K |
| Independent Advisor Alliance | 18,590 | $282.9K |
| Kingsview Wealth Management, LLC | 12,395 | $188.7K |
| Annis Gardner Whiting Capital Advisors, LLC | 7,500 | $114.2K |
| TSFG, LLC | 1,734 | $26.0K |
Not filed for Q2 2026 yet (1)
Institutions that held Guggenheim Active Allocation Fund at the end of Q1 2026 and haven't filed a 13F for Q2 2026. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q1 2026 | Value, Q1 2026 |
|---|---|---|
| Journey Strategic Wealth LLC | 31,939 | $486.1K |