Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Guggenheim Active Allocation Fund as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +3 vs. Q1 2026
- Shares held
- 11.4M
- +892.0K (+8.5%) vs. Q1 2026
- Total value
- $182.6M
- +$22.2M (+13.9%) vs. Q1 2026
- New holders
- 9
- 15 more added
- Sold out
- 6
- 13 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.6M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.1M |
| Q2 2025 | 49 | $161.3M |
| Q1 2025 | 51 | $143.6M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $138.1M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $121.3M |
| Q4 2023 | 44 | $143.5M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $116.3M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Highline Wealth Partners LLC | 187 | $2.99K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 357 | $5.71K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 550 | $8.77K | 0.00% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 995 | $15.9K | 0.00% | +995 | New |
| Harbour Investments, Inc. | 1,500 | $24.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,101 | $33.6K | 0.00% | +2,101 | New |
| Noble Wealth Management PBC | 2,700 | $43.1K | 0.02% | 00.0% | Unchanged |
| Larson Financial Group LLC | 3,000 | $47.9K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,000 | $47.9K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 10,778 | $172.2K | 0.00% | −29,994−73.6% | Reduced |
| Wedbush Securities Inc | 12,365 | $198.0K | 0.01% | +1,550+14.3% | Added |
| High Net Worth Advisory Group LLC | 12,735 | $203.5K | 0.04% | +180+1.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 15,110 | $241.0K | 0.00% | +92+0.6% | Added |
| Brinker Capital Investments, LLC | 16,059 | $256.6K | 0.00% | +16,059 | New |
| Cetera Investment Advisers | 18,013 | $287.8K | 0.00% | −25,681−58.8% | Reduced |
| UBS Group AG | 18,100 | $289.2K | 0.00% | −443−2.4% | Reduced |
| Davenport & Co LLC | 19,234 | $307.4K | 0.00% | −264−1.4% | Reduced |
| Jane Street Group, LLC | 21,882 | $349.7K | 0.00% | +21,882 | New |
| Beacon Pointe Advisors, LLC | 29,342 | $468.9K | 0.00% | +29,342 | New |
| Rockefeller Capital Management L.P. | 30,780 | $491.9K | 0.00% | +150+0.5% | Added |
| Pensionmark Financial Group, LLC | 32,529 | $495.1K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 31,939 | $510.4K | 0.00% | +31,939 | New |
| Citadel Advisors LLC | 32,181 | $514.3K | 0.00% | +2,000+6.6% | Added |
| Aviance Capital Partners, LLC | 32,915 | $526.0K | 0.05% | +1,248+3.9% | Added |
| LPL Financial LLC | 34,227 | $546.9K | 0.00% | −4,680−12.0% | Reduced |
| Advisor Group Holdings, Inc. | 38,286 | $611.8K | 0.00% | −1,436−3.6% | Reduced |
| J.W. Cole Advisors, Inc. | 39,190 | $626.3K | 0.01% | +21,920+126.9% | Added |
| Concurrent Investment Advisors, LLC | 40,738 | $651.0K | 0.01% | +2,317+6.0% | Added |
| Oppenheimer & Co Inc | 43,824 | $700.3K | 0.01% | −23,139−34.6% | Reduced |
| Stifel Financial Corp | 49,054 | $783.9K | 0.00% | +928+1.9% | Added |
| Closed-End Fund Advisors, Inc. | 80,586 | $1.29M | 1.26% | −26,102−24.5% | Reduced |
| Invesco Ltd. | 84,145 | $1.34M | 0.00% | −813−1.0% | Reduced |
| Kestra Advisory Services, LLC | 100,518 | $1.61M | 0.01% | +100,518 | New |
| Sanctuary Advisors, LLC | 109,996 | $1.76M | 0.01% | +109,996 | New |
| Steward Partners Investment Advisory, LLC | 174,918 | $2.80M | 0.01% | +24,798+16.5% | Added |
| Pathstone Holdings, LLC | 371,088 | $5.93M | 0.02% | −517,784−58.3% | Reduced |
| Royal Bank of Canada | 498,064 | $7.96M | 0.00% | −1,950−0.4% | Reduced |
| Wells Fargo & Company | 665,643 | $10.6M | 0.00% | +369,050+124.4% | Added |
| Baird Financial Group, Inc. | 676,913 | $10.8M | 0.01% | −53,391−7.3% | Reduced |
| Raymond James Financial Inc | 781,046 | $12.5M | 0.00% | +72,092+10.2% | Added |
| Advisors Asset Management, Inc. | 801,539 | $12.8M | 0.20% | −2,808−0.3% | Reduced |
| Atlas Wealth LLC | 848,495 | $13.6M | 1.93% | +848,495 | New |
| Cohen & Steers, Inc. | 863,149 | $13.8M | 0.02% | +15,000+1.8% | Added |
| Guggenheim Capital LLC | 950,000 | $15.2M | 0.10% | 00.0% | Unchanged |
| Bank of America Corp | 960,147 | $15.3M | 0.00% | +45,183+4.9% | Added |
| Morgan Stanley | 2,865,899 | $45.8M | 0.00% | +27,151+1.0% | Added |
| Colony Group, LLC | 0 | $0 | 0.00% | −75,699−100.0% | Sold out |
| Golden State Equity Partners | 0 | $0 | 0.00% | −48,577−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −18,590−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −12,395−100.0% | Sold out |
| Annis Gardner Whiting Capital Advisors, LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| TSFG, LLC | 0 | $0 | 0.00% | −1,734−100.0% | Sold out |
| Journey Strategic Wealth LLC | – | – | – | – | Not filed |