Brock-Kyle Angela's Form 4 filing
Guggenheim Active Allocation Fund (GUG) · filed Sep 3, 2024
- Accession no.
- 0001415889-24-022694
- Filed
- Sep 3, 2024
- Trade date
- Sep 3, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $14.5K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brock-Kyle AngelaCIK 0001608884 | Director, Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2024 | Common Stock | PPurchaseAcquired | +907 | $15.94 | +$14,457.58 | 3,353.67 | Direct | |
| Sep 3, 2024 | Common Stock | PPurchaseAcquired | +2 | $15.93 | +$31.86 | 3,355.67 | Direct | |
| Sep 3, 2024 | Common Stock | PPurchaseAcquired | +0.43 | $15.99 | +$6.88 | 3,356.1 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.