Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Guggenheim Active Allocation Fund insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Guggenheim Active Allocation Fund, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Barnes Randall C | Director, Other: TRUSTEE | 62,322 | Mar 9, 2026 | 1 |
| Nyberg Ronald | Director, Other: TRUSTEE | 2,426 | Dec 19, 2025 | 1 |
| Toupin Ronald E Jr | Director, Other: TRUSTEE | 13,617 | Apr 1, 2025 | 0 |
| Brock-Kyle Angela | Director, Other: TRUSTEE | 3,356 | Sep 3, 2024 | 0 |
| Sponem Sandra G | Director, Other: TRUSTEE | 1,000 | Jun 9, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Sep 29, 2022 (view filing) | Sep 29 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +1.00K | $12.90 | +$12.9K | +22.0%5.55K after | |
| Sep 22, 2022 (view filing) | Sep 22 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +1.00K | $13.90 | +$13.9K | +28.1%4.55K after | |
| Sep 9, 2022 (view filing) | Sep 8 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +240 | $14.60 | +$3.50K | +20.5%1.41K after | |
| Jul 13, 2022 (view filing) | Jul 13 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +170 | $14.18 | +$2.41K | +17.0%1.17K after | |
| Jun 21, 2022 (view filing) | Jun 21 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +275 | $13.92 | +$3.83K | +37.9%1.00K after | |
| Jun 9, 2022 (view filing) | Jun 9 | Same day | Sponem Sandra GDirector, Other: TRUSTEE | PPurchase | +1.00K | $15.04 | +$15.0K | New position1.00K after | |
| Apr 12, 2022 (view filing) | Apr 12 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +725 | $16.93 | +$12.3K | New position725 after | |
| Apr 5, 2022 (view filing) | Apr 5 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +110 | $17.25 | +$1.90K | +3.3%3.42K after | |
| Mar 31, 2022 (view filing) | Mar 31 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +850 | $17.45 | +$14.8K | +34.6%3.31K after | |
| Mar 17, 2022 (view filing) | Mar 17 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +1.44K | $17.35 | +$24.9K | +141.5%2.45K after | |
| Feb 2, 2022 (view filing) | – | – | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +1.01K | $18.85 | +$19.0K | New position1.01K after | |
| Nov 26, 2021 (view filing) | Nov 26 | Same day | Brock-Kyle AngelaDirector, Other: Trustee | PPurchase | +999.68 | $20.01 | +$20.0K | New position999.68 after | 2 lots |