Toupin Ronald E Jr's Form 4 filing
Guggenheim Active Allocation Fund (GUG) · filed Apr 28, 2023
- Accession no.
- 0001415889-23-006977
- Filed
- Apr 28, 2023
- Trade date
- Apr 28, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $2.81K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Toupin Ronald E JrCIK 0001254593 | Director, Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 28, 2023 | Common Stock | PPurchaseAcquired | +200 | $14.03 | +$2,806 | 8,297.17 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.