Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Guggenheim Active Allocation Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- +1 vs. Q1 2023
- Shares held
- 8.53M
- +224.0K (+2.7%) vs. Q1 2023
- Total value
- $122.4M
- +$6.09M (+5.2%) vs. Q1 2023
- New holders
- 3
- 20 more added
- Sold out
- 2
- 12 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.6M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.1M |
| Q2 2025 | 49 | $161.3M |
| Q1 2025 | 51 | $143.6M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $138.1M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $121.3M |
| Q4 2023 | 44 | $143.5M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $116.3M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 600 | $8.62K | 0.00% | +600 | New |
| Bessemer Group Inc | 1,066 | $15.0K | 0.00% | +272+34.3% | Added |
| Harbour Investments, Inc. | 1,500 | $21.5K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,500 | $21.5K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,250 | $25.0K | 0.00% | +1,250 | New |
| UBS Group AG | 9,692 | $139.2K | 0.00% | −1,562−13.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 14,457 | $207.6K | 0.00% | +1,465+11.3% | Added |
| Azimuth Capital Investment Management LLC | 15,000 | $215.4K | 0.01% | +15,000 | New |
| Kingsview Wealth Management, LLC | 15,825 | $227.2K | 0.01% | +5,280+50.1% | Added |
| Stifel Financial Corp | 19,815 | $284.5K | 0.00% | +1,518+8.3% | Added |
| Arete Wealth Advisors, LLC | 20,584 | $296.0K | 0.03% | −579−2.7% | Reduced |
| Davenport & Co LLC | 24,875 | $357.2K | 0.00% | +2,504+11.2% | Added |
| Atlas Wealth LLC | 27,228 | $386.6K | 0.07% | −2,712−9.1% | Reduced |
| J.W. Cole Advisors, Inc. | 27,758 | $398.6K | 0.03% | −129−0.5% | Reduced |
| Journey Strategic Wealth LLC | 31,792 | $456.5K | 0.02% | +18,353+136.6% | Added |
| Raymond James & Associates | 43,936 | $630.9K | 0.00% | +18,111+70.1% | Added |
| Advisors Asset Management, Inc. | 44,005 | $631.9K | 0.01% | +7,368+20.1% | Added |
| Royal Bank of Canada | 46,012 | $660.0K | 0.00% | +24,916+118.1% | Added |
| HighTower Advisors, LLC | 49,331 | $703.0K | 0.00% | +11,180+29.3% | Added |
| 1607 Capital Partners, LLC | 55,017 | $790.0K | 0.06% | +10,600+23.9% | Added |
| Advisor Group Holdings, Inc. | 55,507 | $797.1K | 0.00% | +49,157+774.1% | Added |
| Oppenheimer & Co Inc | 62,851 | $902.5K | 0.02% | −14,449−18.7% | Reduced |
| National Asset Management, Inc. | 88,551 | $1.27M | 0.03% | +3,885+4.6% | Added |
| U.S. Capital Wealth Advisors, LLC | 125,667 | $1.80M | 0.09% | +6,200+5.2% | Added |
| Logan Stone Capital, LLC | 127,220 | $1.83M | 0.62% | −114,842−47.4% | Reduced |
| Corrado Advisors, LLC | 191,119 | $2.74M | 1.92% | +4,255+2.3% | Added |
| Baird Financial Group, Inc. | 201,546 | $2.89M | 0.01% | +58,044+40.4% | Added |
| Relative Value Partners Group, LLC | 249,718 | $3.59M | 0.23% | −11,094−4.3% | Reduced |
| Wells Fargo & Company | 258,128 | $3.71M | 0.00% | −10,266−3.8% | Reduced |
| Penserra Capital Management LLC | 310,027 | $4.45M | 0.09% | +19,328+6.6% | Added |
| Rivernorth Capital Management, LLC | 487,592 | $6.96M | 0.35% | −313,139−39.1% | Reduced |
| Nordwand Advisors, LLC | 615,913 | $8.84M | 1.52% | −95,814−13.5% | Reduced |
| Guggenheim Capital LLC | 634,833 | $9.12M | 0.07% | +319,153+101.1% | Added |
| Saba Capital Management, L.P. | 753,570 | $10.8M | 0.36% | +88,665+13.3% | Added |
| Cohen & Steers, Inc. | 890,176 | $12.8M | 0.03% | +188,251+26.8% | Added |
| Bank of America Corp | 917,130 | $13.2M | 0.00% | −2,629−0.3% | Reduced |
| Morgan Stanley | 2,105,164 | $30.2M | 0.00% | −35,531−1.7% | Reduced |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −13,580−100.0% | Sold out |