Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Guggenheim Active Allocation Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 22
- +8 vs. Q1 2022
- Shares held
- 4.93M
- +1.56M (+46.3%) vs. Q1 2022
- Total value
- $70.0M
- +$12.3M (+21.2%) vs. Q1 2022
- New holders
- 10
- 11 more added
- Sold out
- 2
- 1 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GUG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $182.6M |
| Q1 2026 | 44 | $160.8M |
| Q4 2025 | 53 | $165.2M |
| Q3 2025 | 51 | $163.1M |
| Q2 2025 | 49 | $161.3M |
| Q1 2025 | 51 | $143.6M |
| Q4 2024 | 57 | $136.6M |
| Q3 2024 | 49 | $138.1M |
| Q2 2024 | 51 | $126.0M |
| Q1 2024 | 50 | $121.3M |
| Q4 2023 | 44 | $143.5M |
| Q3 2023 | 41 | $113.7M |
| Q2 2023 | 37 | $122.4M |
| Q1 2023 | 36 | $116.3M |
| Q4 2022 | 34 | $107.3M |
| Q3 2022 | 30 | $71.5M |
| Q2 2022 | 22 | $70.0M |
| Q1 2022 | 14 | $57.7M |
| Q4 2021 | 5 | $24.5M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Guggenheim Active Allocation Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 762 | $11.0K | 0.00% | +762 | New |
| Blue Bell Private Wealth Management, LLC | 1,000 | $14.0K | 0.00% | +1,000 | New |
| Harbour Investments, Inc. | 1,500 | $21.0K | 0.00% | +1,500 | New |
| Arete Wealth Advisors, LLC | 10,000 | $142.0K | 0.02% | +10,000 | New |
| Equitable Holdings, Inc. | 10,185 | $145.0K | 0.00% | +10,185 | New |
| Stifel Financial Corp | 11,416 | $162.0K | 0.00% | +135+1.2% | Added |
| National Asset Management, Inc. | 13,120 | $187.0K | 0.01% | −1,050−7.4% | Reduced |
| IFG Advisory, LLC | 15,000 | $213.0K | 0.02% | +15,000 | New |
| Davenport & Co LLC | 16,559 | $235.0K | 0.00% | +16,559 | New |
| Royal Bank of Canada | 16,891 | $240.0K | 0.00% | +8,466+100.5% | Added |
| UBS Group AG | 19,707 | $279.0K | 0.00% | +19,123+3,274.5% | Added |
| B. Riley Wealth Management, Inc. | 21,374 | $304.0K | 0.03% | +21,374 | New |
| Hightower 6M Holding, LLC | 43,178 | $613.0K | 0.05% | +43,178 | New |
| Wells Fargo & Company | 64,744 | $919.0K | 0.00% | +8,018+14.1% | Added |
| Oppenheimer & Co Inc | 68,000 | $966.0K | 0.02% | +12,000+21.4% | Added |
| U.S. Capital Wealth Advisors, LLC | 90,032 | $1.28M | 0.06% | +32,300+55.9% | Added |
| Almitas Capital LLC | 103,464 | $1.47M | 0.76% | +103,464 | New |
| Corrado Advisors, LLC | 234,709 | $3.33M | 2.37% | +4,361+1.9% | Added |
| Cohen & Steers, Inc. | 293,194 | $4.16M | 0.01% | +162,994+125.2% | Added |
| Bank of America Corp | 607,018 | $8.62M | 0.00% | +349,166+135.4% | Added |
| Rivernorth Capital Management, LLC | 773,521 | $11.0M | 0.44% | +675,970+692.9% | Added |
| Morgan Stanley | 2,512,389 | $35.7M | 0.00% | +79,778+3.3% | Added |
| Walleye Capital LLC | 0 | $0 | 0.00% | −10,737−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |